Washington Administrative Code
2020 Archive

Chapter 460-20B WAC
Last Update: 4/29/14

BROKER-DEALER REGISTRATION
PDF of Chapter Digest
WAC Sections
460-20B-010Application.
460-20B-020Definitions.
460-20B-030Registration procedure.
460-20B-035Canadian broker-dealers and salespersons.
460-20B-040Examination requirements.
460-20B-050Expiration of broker-dealer license, renewal procedure, and delinquency fees.
460-20B-060Notice of changes by broker-dealers.