WSR 20-16-077
PERMANENT RULES
UTILITIES AND TRANSPORTATION
COMMISSION
[Docket U-180525, General Order R-600—Filed July 29, 2020, 12:46 p.m., effective August 29, 2020]
In the matter of amending rules in chapters 480-90 and 480-100 WAC, relating to consumer protection in response to investor-owned utility deployment of advanced metering infrastructure (AMI).
1STATUTORY OR OTHER AUTHORITY: The Washington utilities and transportation commission (commission) takes this action under Notice No. WSR 20-10-080, filed with the code reviser on May 4, 2020. The commission has authority to take this action pursuant to RCW 80.01.040, 80.04.160, and chapter 80.28 RCW.
2STATEMENT OF COMPLIANCE: This proceeding complies with the Administrative Procedure Act (chapter 34.05 RCW), the State Register Act (chapter 34.08 RCW), the State Environmental Policy Act of 1971 (chapter 43.21C RCW), and the Regulatory Fairness Act (chapter 19.85 RCW).
3 DATE OF ADOPTION: The commission adopts these rules on the date this order is entered.
4 CONCISE STATEMENT OF PURPOSE AND EFFECT OF THE RULE: RCW 34.05.325(6) requires the commission to prepare and publish a concise explanatory statement about an adopted rule. The statement must identify the commission's reasons for adopting the rule, describe the differences between the version of the proposed rules published in the register and the rules adopted (other than editing changes), summarize the comments received regarding the proposed rule changes, and state the commission's responses to the comments reflecting the commission's consideration of them.
5 To avoid unnecessary duplication in the record of this docket, the commission designates the discussion in this order, including appendices, as its concise explanatory statement. This order provides a complete but concise explanation of the agency's actions and its reasons for taking those actions.
6 REFERENCE TO AFFECTED RULES: This order amends the following sections of the Washington Administrative Code: Amending WAC 480-90-023 Definitions, 480-90-128 Disconnection of service, 480-90-133 Reconnecting service after disconnection, 480-90-153 Protection and disclosure of customer information, 480-90-178 Billing requirements and payment date, 480-100-023 Definitions, 480-100-128 Disconnection of service, 480-100-133 Reconnecting service after disconnection, 480-100-153 Protection and disclosure of customer information, 480-100-178 Billing requirements and payment date, and 480-100-318 Meter readings, multipliers, and test constants.
7 PREPROPOSAL STATEMENT OF INQUIRY: The commission filed a Preproposal statement of inquiry (CR-101) on July 10, 2018, at WSR 18-15-019. The statement advised interested persons that the commission was initiating a rule making to consider whether investor-owned utility deployment of advanced metering infrastructure (AMI) technologies requires modification of existing rules in chapter 480-100 WAC, electric companies, and chapter 480-90 WAC, gas companies, related to consumer protection and meters. The commission informed persons of this inquiry by providing notice of the subject and the CR-101 to everyone on the commission's list of persons requesting such information pursuant to RCW 34.05.320(3), as well as all regulated electric and natural gas companies and the commission's list of utility attorneys.
8STAKEHOLDER PARTICIPATION: Pursuant to the initial notice, the commission received comments on the CR-101 and responds to a list of questions enumerated in the notice on September 7, 2018. The commission received additional written comments on or about January 31, 2019, and September 19, 2019. The commission conducted a public comment hearing on February 21, 2019, and workshops on March 13, 2019, and December 19, 2019.
9SMALL BUSINESS ECONOMIC IMPACT: The proposed rules apply only to the large investor-owned utility companies and thus will have no effect on small business. The commission nevertheless issued a small business economic impact statement questionnaire, soliciting comments and information on the financial impact of the proposed rules. The commission received comments from three stakeholders.
10 Puget Sound Energy (PSE) and Avista Corporation, d/b/a Avista Utilities (Avista) expressed concern that it would be costly and burdensome for companies to adopt new systems and processes to comply with the draft revised data privacy rules and then to do so again if the legislature establishes comprehensive standards for data privacy, as it has considered in the last two legislative sessions. PSE and Avista further contended that the breadth and lack of specificity in the definition of "customer information" subject to protection would require companies to expend significant resources to identify, protect, and disclose such information to comply with the rules. The proposed rules address these concerns by requiring only "reasonable" measures to safeguard "customer information," defining such information using existing statutory definitions of protected information, and requiring customer access only to "account and usage information," a subset of "customer information."
11 UtilityAPI, Inc. (UtilityAPI), commented that requiring consent for disclosure of protected information in paper, rather than electronic, form would be needlessly expensive and burdensome. UtilityAPI further observed that the National Institute of Standards and Technology (NIST) has dozens of conflicting standards for data privacy, and the requirement in the draft rules to comply with those standards would result in costs in the millions of dollars. The proposed rules address stakeholder concerns by defining "written consent" to include both paper and electronic documentation, and by deleting the requirement to comply with NIST standards. By addressing these concerns and basing the proposed rules on existing statutory requirements, the proposed rules should not have a substantial financial impact on large or small businesses in Washington.
12 NOTICE OF PROPOSED RULE MAKING: The commission filed a notice of Proposed rule making (CR-102) on May 4, 2020, at WSR 20-10-080 (notice). The commission scheduled this matter for telephonic and virtual oral comment and adoption under Notice No. WSR 20-10-080 at 9:30 a.m. on Monday, July 13, 2020. The notice provided interested persons the opportunity to submit written comments to the commission by June 22, 2020.
13WRITTEN COMMENTS:The commission received written comments in response to the notice from Avista, The Energy Project (TEP), Mission: Data Coalition (MDC), Northwest Natural Gas Company, d/b/a NW Natural (NW Natural), the public counsel unit of the Washington attorney general's office (public counsel), PSE, and Washington jural assembly. A summary of all written comments and commission staff's responses are contained in Appendix A, attached to, and made part of, this order.
14 RULE-MAKING HEARING: The commission considered the proposed rules for adoption at a rule-making hearing on Monday, July 13, 2020, before Chair David W. Danner, Commissioner Ann E. Rendahl, and Commissioner Jay M. Balasbas. The commission heard a presentation by commission staff (staff) and oral comments from representatives of Avista, PSE, public counsel, TEP, MDC, and NW Natural, all of whom enhanced the written comments they previously provided.
15 ADDITIONAL WRITTEN COMMENTS:On July 21, 2020, PSE filed additional written comments on the proposed rules. The comments largely reiterated the comments PSE had made at the adoption hearing but also included concerns with the provision requiring a utility to notify customers and the commission of any security breach resulting in the disclosure of customer information for which statutes do not prescribe a breach notification process. PSE contends that this requirement "would require notification of security breaches that do not result in harm, which increases compliance costs and could lead to customer confusion. Additionally, this approach introduces ambiguity regarding what constitutes a 'security breach.'" PSE recommends that the commission delete this provision from the proposed rules.
16 SUGGESTIONS FOR CHANGES:Written and oral comments suggested changes to the proposed rules. The suggested changes and staff's recommended responses are summarized in Appendix A. The commission adopts staff's responses and recommendations as its own and revises the proposed rules as described in paragraph 24 below. We provide further analysis below of three of the suggested changes the commission does not accept.
17 Public counsel and TEP express concerns that the disconnection protections in proposed WAC 480-100-128(8) for customers with medical conditions are insufficient. Specifically, these commenters claim that the proposed rule fails to consider persons with chronic conditions, and that the 60-day effective period of a medical certificate unnecessarily requires such persons to make repeated trips to a health care provider to renew the certificate. Public counsel and TEP, therefore, propose that the rules include the requirement for a site visit prior to disconnecting any person who has had a medical certificate within the prior two years (comparable to the requirement for low-income customers) and expand the amount of time a medical certificate is effective.
18 We disagree that these proposed changes are necessary. The requirements with which public counsel and TEP take issue are included in the existing rule. Other than changing the location and making clarifying language edits, the proposed rules do not alter those requirements. No commenter provided any evidence, nor are we otherwise aware, that the existing rule has posed a hardship for persons with medical conditions or that any utility has disconnected service to any such persons. Accordingly, we will not change the proposed rules as public counsel and TEP propose.
19 MDC contends that proposed WAC 480-100-153 governing data privacy protection is already out of date and fails to reflect the full ability of smart meters to collect customer usage information. MDC is also concerned that the utilities have sole access to this information and will not share it with third party providers but will use it to the utilities' competive [competitive] advantage in marketing energy efficient services and products. MDC proposes that the commission delay adoption of this proposed rule until the commission and interested parties can review what other states have done and address current and anticipated future technological issues.
20 Any rule the commission adopts involving rapidly evolving technologies poses a risk of failure to keep pace with changing circumstances. If the commission waited to promulgate rules until all such issues are resolved, the commission might never adopt any rules. The proposed rule revisions provide greater protection than the current rule for consumers and guidance for utilities in handling sensitive information. To the extent that additional issues exist or may arise, the commission can make further revisions to the proposed rule after we have adopted it. The commission, therefore, will not delay adoption of the proposed rule.
21 Finally, PSE is concerned with proposed WAC 480-100-153(19), the security breach notification provision in the rule governing protection of customer information. PSE posits that the rule would require utilities to notify customers and the commission of disclosure of innocuous customer information that is publicly available, such as customer names or aggregate data, resulting in customer confusion and unnecessary compliance costs. PSE further claims that "security breach" is not defined in the rule and could be interpreted to include "such things as viewing but not acquiring information, accidental disclosure of customer information to employees or agents, loss or deletion of information with no involvement of third parties, and other lower-risk incidents." PSE, therefore, strongly urges the commission to revise the proposed rule provision to include only the statutory process for improper disclosure of personal information.1
1
Avista notified Staff that Avista agrees with PSE's concerns and recommendation.
22 We do not share PSE's concerns. "Security breach" is a well-recognized cybersecurity term that means "a successful attempt by an attacker to gain unauthorized access to an organization's computer systems."2 Inadvertent disclosure or loss of customer information by the utility itself is not a security breach. Nor is publicly available customer information likely to be the object of persons seeking unauthorized access to a utility's computer systems. Even if it were, affected customers and the commission are entitled to be informed of any breach of a utility's security systems that protect customer information. Requiring notice of security breaches provides transparency and an additional incentive for utilities to adequately shield customer information. We find that proposed WAC 480-100-153(19) is sufficiently clear and affords useful protection for customer information, and we will adopt it as proposed with the clarifying revisions staff has recommended.3
2
https://www.exabeam.com/dlp/security-breach/; accord, e.g., https://us.norton.com/internetsecurity-privacy-security-breach.html; https://www.kaspersky.com/resource-center/threats/what-is-a-security-breach.
3
We also note that "personal information" is defined in more than one section within chapter 19.255 RCW and therefore modify the definition of "customer information" to include "personal information" as defined in that chapter, rather than just RCW 19.255.010.
23 COMMISSION ACTION:After considering all of the information regarding this proposal, the commission finds and concludes that it should amend and adopt the rules as proposed in the CR-102 at WSR 20-10-080 with the changes described in paragraph 17 below [above].
24 CHANGES FROM PROPOSAL: The commission adopts the proposal with the following changes from the text noticed at WSR 20-10-080:
WAC 480-90-023, substitute "customer information contained" for "customer-specific data" in the definition of "Customer information."
WAC 480-90-023, insert "customer" after "identifiable" in the definition of "aggregate data."
WAC 480-90-023, substitute "Chapter 19.255 RCW" for "RCW 19.255.010" in the definition of "customer information."
WAC 480-90-023, substitute "paper" for "in hard (paper) copy" in the definition of "Written consent."
WAC 480-90-128 (4)(a)(i), substitute "paper" for "hard (paper)" and substitute "paper" for "hard."
WAC 480-90-128 (4)(a)(ii)(B), substitute "paper" for "hard."
WAC 480-90-128 (8)(a), insert "electronic or paper" between "written" and "certification" in the first and third sentences, and insert "such" before "written" in the fourth sentence.
WAC 480-90-128 (8)(d), substitute "a medical certificate in accordance with subsection (8)(a)" for "an acceptable medical certificate" and add the following sentence at the end of this subsection: "If the utility previously provided a second disconnection notice to the customer, the utility must provide an additional second disconnection notice in compliance with the notice requirements in subsection (4)(a)(ii) of this section."
WAC 480-90-153(19), substitute "disclosure of customer information other than personal information as defined in RCW 19.255.010" for "customer information that does not contain such personal information."
WAC 480-90-153(22), delete all text in the first sentence after "primary purpose"; insert a period after "management" in the second sentence; and replace the remaining text in this subsection with the following sentence: "The utility must have sufficient policies, procedures, and safeguards in place to ensure that any release of aggregate data does not allow any specific customer or customer information to be identified."
WAC 480-100-023, substitute "customer information contained" for "customer-specific data" in the definition of "Customer information."
WAC 480-100-023, insert "customer" after "identifiable" in the definition of "aggregate data."
WAC 480-100-023, substitute "Chapter 19.255 RCW" for "RCW 19.255.010" in the definition of "customer information."
WAC 480-100-023, substitute "paper" for "in hard (paper) copy" in the definition of "Written consent."
WAC 480-100-128 (4)(a)(i), substitute "paper" for "hard (paper)" and substitute "paper" for "hard."
WAC 480-100-128 (4)(a)(ii)(B), substitute "paper" for "hard."
WAC 480-100-128 (6)(b), insert "submit payment and have the utility" before "reestablish service" and delete "upon receiving payment."
WAC 480-100-128 (6)(c), insert "involuntarily" before "disconnecting" and substitute "a" for "an active."
WAC 480-100-128 (8)(a), insert "electronic or paper" between "written" and "certification" in the first and third sentences, and insert "such" before "written" in the fourth sentence.
WAC 480-100-128 (8)(d), substitute "a medical certificate in accordance with subsection (8)(a)" for "an acceptable medical certificate" and add the following sentence at the end of this subsection: "If the utility previously provided a second disconnection notice to the customer, the utility must provide an additional second disconnection notice in compliance with the notice requirements in subsection (4)(a)(ii) of this section."
WAC 480-100-153(19), substitute "disclosure of customer information other than personal information as defined in RCW 19.255.010" for "customer information that does not contain such personal information."
WAC 480-100-153(22), delete all text in the first sentence after "primary purpose"; insert a period after "management" in the second sentence; and replace the remaining text in this subsection with the following sentence: "The utility must have sufficient policies, procedures, and safeguards in place to ensure that any release of aggregate data does not allow any specific customer or customer information to be identified."
25 STATEMENT OF ACTION; STATEMENT OF EFFECTIVE DATE: After reviewing the entire record, the commission determines that WAC 480-90-023, 480-90-128, 480-90-133, 480-90-153, 480-90-178, 480-100-023, 480-100-128, 480-100-133, 480-100-153, 480-100-178, and 480-100-318 should be amended to read as set forth in Appendices B and C, as rules of the Washington utilities and transportation commission, to take effect pursuant to RCW 34.05.380(2) on the thirty-first day after filing with the code reviser.
ORDER
Number of Sections Adopted in Order to Comply with Federal Statute: New 0, Amended 0, Repealed 0; Federal Rules or Standards: New 0, Amended 0, Repealed 0; or Recently Enacted State Statutes: New 0, Amended 0, Repealed 0.
Number of Sections Adopted at the Request of a Nongovernmental Entity: New 0, Amended 0, Repealed 0.
Number of Sections Adopted on the Agency's own Initiative: New 0, Amended 11, Repealed 0.
Number of Sections Adopted in Order to Clarify, Streamline, or Reform Agency Procedures: New 0, Amended 11, Repealed 0.
Number of Sections Adopted using Negotiated Rule Making: New 0, Amended 0, Repealed 0; Pilot Rule Making: New 0, Amended 0, Repealed 0; or Other Alternative Rule Making: New 0, Amended 11, Repealed 0.
26 THE COMMISSION ORDERS:
27 The commission amends WAC 480-90-023, 480-90-128, 480-90-133, 480-90-153, 480-90-178, 480-100-023, 480-100-128, 480-100-133, 480-100-153, 480-100-178, and 480-100-318 to read as set forth in Appendices B and C, as rules of the Washington utilities and transportation commission, to take effect on the thirty-first day after the date of filing with the code reviser pursuant to RCW 34.05.380(2).
28 This order and the rule set out below, after being recorded in the register of the Washington utilities and transportation commission, shall be forwarded to the code reviser for filing pursuant to chapters 80.01 and 34.05 RCW and 1-21 WAC.
DATED at Olympia, Washington, July 29, 2020.
Washington Utilities and Transportation Commission
David W. Danner, Chair
Ann E. Rendahl, Commissioner
Jay M. Balasbas, Commissioner
Appendix A
Comment Summary Matrix
U-180525 - AMI Rule Making
Summary of Comments on Proposed Rules and Responses
July 6, 2020
Section
Puget Sound Energy
Avista
Public Counsel
Others
Staff Response
023
In definition of "account and usage information," clarify meaning of "customer financial information," including substituting "payment" for "financial"
 
 
 
Staff disagrees. Customer financial information includes payment information but may also include credit worthiness, bank account and credit card numbers, or other financial information. Staff nevertheless proposes revisions to the language to clarify that account and usage information is a subset of customer information.
023
 
 
 
MDC: Include energy efficiency/demand side management eligibility information in definition of customer information to facilitate customers' ability to share such information with third parties
Staff disagrees. The proposed rule properly limits customer information to the information the legislature has specified as protected, aligning commission rules with applicable state law. The proposed rules strike the appropriate balance between protection and disclosure of such information, including sharing with third parties.
023
 
 
 
MDC: Add a definition for "unshareable information" such as social security, bank account, and credit card numbers
Staff disagrees. The proposed rules provide appropriate protection for all customer information, and social security, bank account, and credit card numbers need not be segregated for special treatment.
023
Revise definition of "written consent" to include consent by pressing a key in response to a verbal prompt
 
 
 
Staff disagrees. Simply pressing a key to indicate consent does not sufficiently ensure that the customer is knowingly and intentionally providing consent.
128(2)
 
 
 
TEP: Prohibit disconnections if a customer has a delinquent balance of less than $200, which approximates two months of average energy billing
Staff disagrees. Staff understands that there are customers struggling financially, but there is no evidence that utilities are disconnecting customers for de minimus [minimis] overdue bills or that a $200 threshold for disconnection would be effective in reducing the number of disconnections or outweigh the utilities' administrative costs to implement such a requirement.
128 (4)(e)
 
Avista's systems are such that it cannot state in the notice which service will be disconnected and suggests removing this requirement
 
 
Staff disagrees. Customers being disconnected need to be notified whether their gas or electric service is being disconnected, and the rule properly includes that requirement.
128 (6)(b)
 
Extend the end of the disconnection period from noon to 3:00 p.m. consistent with Avista's current practice
Clarify that utilities must have a reasonable belief that they can reconnect service within four hours of receiving payment
 
Staff disagrees with Avista and continues to take the position that utilities should be authorized to disconnect customers only during the morning to better ensure they can pay delinquent amounts and be reconnected the same business day.  
Staff agrees with PC that some clarification of this subsection would be beneficial and proposes some revised language, but repeating the four hour requirement is not necessary.
128 (6)(c)
Limit subsection to disconnections for nonpayment to clarify that voluntary disconnections are not included
 
Clarify "active medical certificate"; state that cash is an acceptable form of payment; require disconnection notice to include information about appropriate forms of payment; require a premises visit before disconnection for anyone who has had a medical certificate within the previous two years; include robust notification requirements
TEP: Require a premises visit before disconnection for anyone who has had a medical certificate within the previous six months; state that cash is an acceptable form of payment
Any remote disconnection would be problematic for persons with medical certificates, but staff recommends that the commission insert "involuntarily" before "disconnecting" to clarify that this provision does not apply when the customer is voluntarily disconnecting service.
Staff agrees that "active" medical certificate is ambiguous and recommends deleting the word "active" as unnecessary. Staff otherwise disagrees with TEP's and PC's recommendations. There is no evidence that persons who have had medical certificates in the past six months or two years have an increased need for a premises visit prior to disconnection. Nor does the rule need to specify that cash is an acceptable form of payment. The commission has consistently required utilities to include cash payment options in their tariffs, and a rule mandate is unnecessary. Including information about appropriate forms of payment in the disconnection notice is also unnecessary and overly prescriptive.
128 (6)(d)
 
Requirements for site visitation and tracking low-income customers are unduly burdensome and costly and would outweigh the benefits to the small number of customers who currently pay at the door
State that cash is an acceptable form of payment
TEP: State that cash is an acceptable form of payment
Staff disagrees with Avista. Low-income customers are a vulnerable class and merit additional protection, including a site visit before disconnection.
As discussed above in response to PC's and TEP's recommendation for changes to subsection 128 (6)(c), staff does not believe that the rule needs to specify that cash is an acceptable form of payment.
128 (6)(e)
Allow the utility to request and be able to substantiate a fee for remote disconnection
 
 
 
Staff disagrees. In the absence of any current intent by utilities to charge a remote disconnection fee or evidence of any significant costs to disconnect remotely, allowing for such a possibility is unnecessary.
128 (8)(a)
 
 
Clarify that "written certification" includes electronic documents
 
"Written" means expressed in writing as opposed to spoken and applies whether the writing is on paper or electronic, but staff agrees that given the importance of this requirement, additional clarity would be beneficial and proposes clarifying language.
128 (8)(b)
 
 
 
TEP: Extend the validity of medical certificates from sixty days to six months in light of the burden on customer with chronic conditions to frequently renew certificates
Staff disagrees. The sixty day effective period for medical certificates is part of the existing rule, and the commission is not aware of any evidence that this time period has been problematic for customers who obtain and rely on these certificates.
128(8)(d)
 
 
Clarify "acceptable medical certificate"; require an additional second notice if customer notifies utility of medical condition after second notice; require minimum arrearage amount prior to initiating disconnection
TEP: Postpone disconnection until after medical certificate expires and utility conducts a site visit.
Staff proposes revised language to replace "acceptable" medical certificate. Staff also notes that the current rule can be interpreted to require a utility to provide a third disconnection notice under the circumstances PC raises, and staff has included language in the proposed rule to continue this practice. Staff, however, disagrees with TEP's recommendation to postpone disconnection until a medical certificate expires. The proposed rule requires extensive protections to persons with medical conditions, and utilities should be able to disconnect service if a person does not comply with those protections. Such instances, moreover, are likely to be rare, and a utility's ability to disconnect service does not necessarily mean that it will do so if the medical condition is truly life-threatening. Staff also disagrees with including a minimum arrearage amount for the reasons stated in response to TEP's recommended changes to subsection 128(2) above.
128 (8)(x)
 
 
 
TEP: Add a subsection requiring utilities to include on their websites detailed information about medical certificates
Staff disagrees. The commission should encourage utilities to make information about the requirements in this rule readily available, but a rule mandate does not appear to be necessary at this time.
133(2)
Allow the utility to request and be able to substantiate a fee for remote reconnection
 
 
 
Staff disagrees. In the absence of any current intent by utilities to charge such a fee or evidence of any significant costs to reconnect remotely, allowing for such a possibility is unnecessary.
153
 
 
 
MDC: Postpone adoption of revisions to this section pending consideration of North Carolina draft rules and other states' best practices, and further investigation of consumers' ability to take advantage of emerging technological capabilities of advanced meters, and means to minimize utilities' ability to engage in anticompetitive conduct
Staff disagrees. The proposed revisions to this rule have greater clarity, substantial consumer protections, and utility benefits. North Carolina and other states' activities, the potential for additional consumer benefits, and allegations of possible anticompetitive conduct do not justify delaying adoption of the proposed rule. The commission can consider further revisions, if warranted, after adopting the proposed rule.
153(8)
 
 
 
MDC: Modify this subsection to ensure the continued privacy of data in transit from a utility to an authorized third party; prohibit utilities from imposing terms and conditions on third party recipients of customer information
Staff disagrees. The proposed rules require the utility to protect customer information, and the means by which a utility provides that data to a third party, including ensuring the continued privacy of that data during that process, is a matter for negotiation between the utility and the third party. A blanket prohibition on terms and conditions governing this disclosure could hamper a utility's ability to comply with its obligations. A third party can always bring disputes to the commission if the parties are unable to agree or the third party believes that any utility terms and conditions are unreasonable.
153(9)
 
 
 
MDC: Require customer verification by means no more onerous than process for establishing online account
Staff disagrees. The proposed rule clarifies existing verification requirements, and staff is unaware of any issues with the current process.
153(15)
 
 
 
MDC: Ten business days is too long for the utility to respond to customer requests for customer information
Staff disagrees. Most customers should be able to access their account and usage information through the utility's website, and for the few who cannot or who need additional information, a ten business day response time for special requests is reasonable and is the same amount of time provided in the commission's procedural rules for responding to data requests.
153(19)
This section appears to
apply the breach notification requirements in RCW 19.255.010 to a broader set of information as captured in the definition of "customer information."
 
 
 
Staff disagrees that the language is subject to PSE's interpretation but proposes revisions to clarify that a response to a breach involving personal information as defined in RCW 19.255.010 is treated differently than a breach involving other types of customer information.
153(21)
This section should include additional instances in which disclosure of aggregate data is permissible
 
The commission should not permit disclosure of aggregate data for purposes beyond the utility's direct use and should specify the measures utilities must take to protect customer information; if unmodified, the comma after "facilitate voluntary efforts" should be deleted or "voluntary" defined
 
The proposed rules strike an appropriate balance between disclosure and protection of customer information included in aggregate data, and thus staff disagrees with limiting or expanding the disclosure of aggregate data beyond the rule's current parameters. The comma after "facilitate voluntary efforts" is intentional and indicates that whether legally required or voluntarily, a utility may disclose aggregate data to promote energy efficiency, conservation, etc. Staff also proposes revisions to the language in this subsection and in the definition of "aggregate data" in subsection 023 for clarity and to eliminate duplication.
178(4)
 
 
 
MDC: Modify electronic billing availability to ensure utilities cannot use it as a means of diminishing a customer's online access to information
Staff disagrees. WAC 480-100-179(5) already addresses the subject of a utility's obligation to provide paper or electronic documents. In addition, staff is unaware of any instances in Washington in which a utility has attempted to condition electronic billing on a customer giving up other rights or otherwise diminish customers' online access to their information. Accordingly, this proposed modification is unnecessary.
318(5)
 
 
 
MDC: Require maximum, rather than minimum, of sixty minute interval measurements for residential customers and fifteen minutes for businesses
Staff disagrees. The rule allows utilities that can to measure intervals of less than sixty minutes for residential customers or fifteen minutes for business customers but the information provided in this rule making does not support establishing those intervals as maximums, rather than minimums.
General
 
 
Reporting requirements on utility disconnections should be mandatory, whether in rule or otherwise
 
The commission already has authority to require such reports, and accordingly, staff disagrees with including PC's suggested requirements in the proposed rules.
General
 
 
 
TEP: The commission should conduct a hearing and initiate another rule making in the event any utility seeks to provide prepaid service
The proposed rules do not include any authorization for prepaid service, and staff is confident that the commission will take appropriate action if a utility proposes to provide such service in the future.
 
 
 
 
TEP: The COVID-19 pandemic has raised potential new consumer protection issues which the commission may need to address
Staff is confident that the commission has taken and will continue to take appropriate action to protect consumers in the wake of the COVID-19 pandemic.
General
 
 
 
WJA: The commission has not provided any evidence that 4G and 5G wireless operations are safe, and WJA threatens unspecified action if AMI deployment using wireless technologies is not halted until the safety and efficacy can be determined
The reliable information of which the commission is aware does not justify prohibiting the AMI deployment that the commission previously authorized.
General
 
 
 
 
For greater clarity, staff recommends substituting "paper" for "hard" copies throughout the proposed rules (or deleting "hard" when a rule uses both terms).
Commenter Acronyms
PSE - Puget Sound Energy
Avista - Avista Corporation d/b/a Avista Utilities
PC - Public Counsel
TEP - The energy project
MDC - Mission: Data Coalition, Inc.
WJA - Washington Jural Assembly
 
AMENDATORY SECTION(Amending WSR 05-06-051, filed 2/28/05, effective 3/31/05)
WAC 480-90-023Definitions.
"Account and usage information" means customer information contained in the records a utility keeps for each customer to provide and bill for utility service including, but not limited to, the customer's name, account number, address where service is provided, customer contact information, services the utility is providing or has provided to the customer, energy usage, customer financial information, bills the utility has issued, payment history, and medical or low-income status.
"Affiliated interest" means a person or corporation as defined in RCW 80.16.010.
"Aggregate data" means any collection of customer data by a utility from which identifiable customer information has been removed or modified so that the information cannot be attributed to any individual customer.
"Applicant" means any person, corporation, partnership, government agency, or other entity that applies, or is named in an application as a person having joint responsibility, for service with a gas utility or who reapplies for service at a new or existing location after service has been ((discontinued))disconnected if the utility requires the person to reapply for service.
"British thermal unit" (Btu) means the quantity of heat required to raise the temperature of one pound of water at 60° Fahrenheit and standard pressure, one degree Fahrenheit.
"Business day" means Monday through Friday, 8:00 a.m. until 5:00 p.m., except for official state holidays.
"Commission" means the Washington utilities and transportation commission.
"Control" means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a company, whether through the ownership of voting shares, by contract, or otherwise.
"Cubic foot of gas" means a volumetric unit of measure used in sales and testing.
"Customer" means any person, corporation, partnership, government agency, or other entity that applied, or is named as a person having joint responsibility, for((,))service and that has been accepted for, and is currently receiving or is entitled to receive such service. "Customer" for purposes of this chapter may also include a person or other entity whose service has been involuntarily disconnected and that person or entity then seeks to have the utility reconnect service.
(("Cubic foot of gas" means a volumetric unit of measure used in sales and testing.
"Sales volume" means a cubic foot of gas for billing purposes is the amount of gas that occupies a volume of one cubic foot under the temperature and pressure conditions existing in the customer's meter. Temperature and/or pressure recording or compensating devices may be used to reflect temperature or pressure base conditions for computing the volume sold. Temperature and/or pressure compensation factors may be used to compute the volume of gas sold as provided in the utility's tariff.
"Testing volume" means a cubic foot of gas for testing purposes is the amount that occupies a volume of one cubic foot at a temperature of 60° Fahrenheit and pressure of 14.73 pounds per square inch absolute.))"Customer information" means private customer information and proprietary customer information as defined in RCW 19.29A.010 and personal information as defined in chapter 19.255 RCW.
"Gas" means any fuel or process gas, whether liquid petroleum gas, manufactured gas, natural gas, or any mixture of these.
"Gas utility (utility)" means any business entity (e.g., corporation, company, association, joint stock association, or partnership) or person, including a lessee, trustee, or court appointed receiver, that is subject to the commission's jurisdiction and that owns, controls, operates, or manages any gas plant in Washington and manufactures, transmits, distributes, sells, or furnishes gas to the public for compensation.
"Liquefied petroleum gas" means a gas consisting of vapors of one or more of the paraffin hydrocarbons, or a combination of one or more of these vapors with air.
"Manufactured gas" means any gas produced artificially by any process.
"Natural gas" means a mixture of gaseous hydrocarbons (chiefly methane) and nonhydrocarbons that occur naturally in the earth.
"Primary purpose" means a business need to provide regulated utility services as required by state or federal law, or as specifically authorized in the utility's effective tariff or by the commission.
"Sales volume" means a cubic foot of gas for billing purposes is the amount of gas that occupies a volume of one cubic foot under the temperature and pressure conditions existing in the customer's meter. Temperature and/or pressure recording or compensating devices may be used to reflect temperature or pressure base conditions for computing the volume sold. Temperature and/or pressure compensation factors may be used to compute the volume of gas sold as provided in the utility's tariff.
"Subsidiary" means any company in which the gas utility owns directly or indirectly five percent or more of the voting securities, unless the utility demonstrates it does not have control.
"Testing volume" means a cubic foot of gas for testing purposes is the amount that occupies a volume of one cubic foot at a temperature of 60° Fahrenheit and pressure of 14.73 pounds per square inch absolute.
"Therm" means a unit of heat equal to 100,000 Btus.
(("Gas utility" (utility) means any business entity (e.g., corporation, company, association, joint stock association, or partnership) or person, including a lessee, trustee, or court appointed receiver, that meets the three following conditions:
Owns, controls, operates, or manages any gas plant in Washington state;
Manufactures, transmits, distributes, sells, or furnishes gas to the public for compensation; and
Is subject to the commission's jurisdiction.))"Written consent" means permission or authorization in writing, whether electronic or paper.
Other terms. Terms used in this chapter and defined in the public service laws of Washington state (i.e., principally Title 80 RCW) have the same meaning here as in the statutes. Terms not defined in these rules or the applicable statutes have the meaning generally accepted in the gas industry, or their ordinary meaning if there is no meaning generally accepted in the gas industry.
AMENDATORY SECTION(Amending WSR 01-11-003, filed 5/3/01, effective 6/3/01)
WAC 480-90-128Disconnection of service.
(1) Customer-directed. The utility may require customers to give at least three days' advance notice of customer-directed disconnection prior to the date the utility must disconnect service ((is to be discontinued)). The customer is not responsible for usage after the requested date for ((discontinuance))disconnection of service, provided the customer gave ((proper))the utility the notice required in this rule and the utility's tariff. If the customer moves from the service address and fails to request that service be ((discontinued))disconnected, the customer will be responsible ((to pay))for paying for service taken at that service address until the utility can confirm ((either))the date that the customer ((has)) vacated the premises and the utility can access the meter, if necessary, or that a new responsible party is taking service at that address.
(2) ((Utility-directed without notice or without further notice. The utility may discontinue service without notice or without further notice when:
(a) After conducting a thorough investigation the utility determines that the customer has tampered with or stolen the utility's property, has used service through an illegal connection, or has fraudulently obtained service. The utility has the burden of proving that fraud occurred. For the purpose of this section, a nonsufficient funds check or dishonored electronic payment alone will not be considered fraud.
(i) First offense. The utility may disconnect service without notice when it discovers theft, tampering, or fraud, unless the customer immediately pays all of the following:
(A) The tariffed rate for service that the utility estimates was used as a result of the theft, tampering, or fraud;
(B) All utility costs resulting from such theft, tampering, or fraud; and
(C) Any required deposit.
(ii) Second offense. The utility may disconnect service without notice when it discovers further theft, tampering, or fraud. The utility may refuse to reconnect service to a customer who has been twice disconnected for theft, tampering, or fraud, subject to appeal to the commission.
(b) After conducting a thorough investigation, the utility determines that the customer has vacated the premises;
(c) The utility identifies a hazardous condition in the customer's facilities or in the utility's facilities serving the customer;
(d) A customer pays a delinquent account with a check or electronic payment the bank or other financial institution has dishonored after the utility has issued appropriate notice as described in subsection (6) of this section;
(e) The customer has not kept any agreed-upon payment arrangement for payment of a delinquent balance after the utility has issued appropriate notice as described in subsection (6) of this section; or
(f) The utility has determined a customer has used service prior to applying for service. The utility must charge the customer for service used in accordance with the utility's filed tariff. This section should not be interpreted as relieving the customer or other person of civil or criminal responsibility;
(3)))Utility-directed with notice. After ((properly)) notifying the customer((,)) as ((explained))required in subsection (((6)))(4) of this section, the utility may ((discontinue))disconnect service for any one of the following conditions:
(a) ((For))The customer has delinquent charges associated with regulated gas service (((or, for regulated gas and regulated electric service if the utility provides both services))), including any required deposit((.)); however, the utility ((cannot))may not disconnect service when the customer has met the requirements of subsection (((5)))(8) of this section for medical conditions or emergencies or has agreed to ((or))and maintains agreed-upon payment arrangements with the utility, as described in WAC 480-90-143((,)) Winter low-income payment program;
(b) ((For use of))Gas service the utility provides is being used for purposes or properties other than those specified in the customer's service application;
(c) ((Under))Flat-rate service for nonmetered load((, for))has increased natural gas use without the utility's approval;
(d) ((For refusing))The customer refuses to allow, or utility representatives are otherwise unable to obtain, access to the customer's premises as required in WAC 480-90-168, Access to premises; identification;
(e) ((For violating))Violation of utility rules, service agreements, or filed tariff(s); or
(f) ((For use of))Equipment is being used that detrimentally affects the utility's service to its other customers or may result in detrimental impacts to the safety of those customers or other persons, customers' equipment or property, or utility service.
(((4)))(3) A utility may not disconnect gas service ((may not be disconnected)) for amounts ((that may be owed))the customer may owe the utility for nonregulated services.
(((5) Medical emergencies. When the utility has cause to disconnect or has disconnected a residential service, it must postpone disconnection of service or must reinstate service for a grace period of five business days after receiving either verbal or written notification of the existence of a medical emergency. The utility must reinstate service during the same business day if the customer contacts the utility prior to the close of the business day and requests a same-day reconnection. Otherwise, the utility must restore service by 12:00 p.m. the next business day. When service is reinstated the utility will not require payment of a reconnection charge and/or deposit prior to reinstating service but must bill all such charges on the customer's next regular bill or on a separate invoice.
(a) The utility may require that the customer, within five business days, submit written certification from a qualified medical professional stating that the disconnection of gas service would aggravate an existing medical condition of a resident of the household. "Qualified medical professional" means a licensed physician, nurse practitioner, or physician's assistant authorized to diagnose and treat the medical condition without supervision of a physician. Nothing in this section precludes a utility from accepting other forms of certification, but the maximum the utility can require is written certification. If the utility requires written certification, it may not require more than the following information:
(i) Residence location;
(ii) An explanation of how the current medical condition will be aggravated by disconnection of service;
(iii) A statement of how long the condition is expected to last; and
(iv) The title, signature, and telephone number of the person certifying the condition;
(b) The medical certification is valid only for the length of time the health endangerment is certified to exist but no longer than sixty days, unless renewed;
(c) A medical emergency does not excuse a customer from having to pay delinquent and ongoing charges. The utility may require the customer to do the following within a five-business-day grace period:
(i) Pay a minimum of ten percent of the delinquent balance;
(ii) Enter into an agreement to pay the remaining delinquent balance within one hundred twenty days; and
(iii) Agree to pay subsequent bills when due.
Nothing in this section precludes the utility from agreeing to an alternate payment plan, but the utility may not require the customer to pay more than this subsection prescribes. The utility must send a notice to the customer confirming the payment arrangements within two business days of having reached the agreement;
(d) If the customer fails to provide an acceptable medical certificate or ten percent of the delinquent balance within the five-business-day grace period, or if the customer fails to abide by the terms of the payment agreement, the utility may not disconnect service without first mailing a written notice providing a disconnection date not earlier than 5:00 p.m. of the third business day after the date of mailing if mailed from within the states of Washington, Oregon, or Idaho, or the sixth business day if mailed from outside the states of Washington, Oregon, and Idaho, or by personally delivering a notice providing a disconnection date of not earlier than 5:00 p.m. of the second business day following the date of delivery;
(e) A customer may claim medical emergency and be entitled to the benefits described in this subsection only twice within any one hundred twenty-day period.
(6)))(4)Disconnection notification requirements. The utility must notify a customer((s))as provided in this subsection before disconnecting ((their))the customer's service, except as described in subsection (((2)))(7) of this section. ((Notification consists of the following requirements:))
(a) The utility must ((serve a written))provide at least two separate disconnection notices to the customer ((either by mail or by personal delivery to the customer's address with notice attached to the primary door. If the disconnection notice is for nonpayment during the winter months, the utility must advise the customer of the payment plan described in WAC 480-90-138, Payment arrangements, and WAC 480-90-143, Winter low-income payment program. Each disconnection notice must include:
(i) A disconnection date that is not less than eight business days after the date of personal delivery or mailing if mailed from inside the states of Washington, Oregon, or Idaho, or a disconnection date that is not less than eleven business days if mailed from outside the states of Washington, Oregon, and Idaho.
(ii))).
(i) The utility must provide the first disconnection notice in writing by delivery of a paper copy to the service premises. The utility must either mail a hard copy of the notice or deliver the notice to the service premises by attaching the notice to the customer's primary door. The notice must be mailed or delivered to the premises at least eight business days before the disconnection date. If the notice is mailed from outside the states of Washington, Oregon, or Idaho, the utility must mail the notice eleven days before the disconnection date. In addition, the utility must provide an electronic copy of the notice, if the utility has such contact information for the customer and the customer has consented to electronic delivery of notices from the utility, at the time the utility mails or delivers the paper copy of the notice.
(ii) The utility must provide the second disconnection notice electronically (if the utility has such contact information and customer consent to electronic delivery of notices) at least two business days before the disconnection date and by one of the three options listed below:
(A) Delivered notice. The utility must deliver a paper copy of the second notice to the service premises and attach it to the customer's primary door at least two business days before the disconnection date.
(B) Mailed notice. The utility must mail a paper copy of the second notice at least three business days before the disconnection date unless mailed outside of the states of Washington, Oregon, or Idaho, in which case the utility must mail the notice no less than six business days before the disconnection date.
(C) Telephone notice. The utility must attempt at least two times to contact the customer by telephone during regular business hours at least three business days before the disconnection date to enable sufficient time to send a timely written notice if the utility is unable to speak with the customer by telephone. The utility must keep a log or record of the calls for a minimum of ninety calendar days showing the telephone number called, the time of the call, and details of the results of each attempted call. If the utility is unable to speak with the customer by telephone, the utility must deliver or mail a paper copy of the second notice as provided in (a)(ii)(A) or (B) of this subsection.
(b) Each disconnection notice must include all relevant information about the disconnection action including:
(i) The cause for disconnection, the amount owed for regulated ((natural)) gas service ((and, if applicable, regulated electric service;)), and how to avoid disconnection including, but not limited to, the availability of, and how to apply for, energy assistance, low-income assistance, exemptions for low-income assistance and medical conditions or emergencies, and a payment plan as required under WAC 480-90-138 Payment arrangements;
(((iii)))(ii) All relevant information about any charges that the utility is assessing or that it may ((be assessed))assess; ((and
(iv)))(iii) The utility's name, address, and toll-free telephone number by which a customer may contact the utility to discuss the pending disconnection of service; and
(((b)))(iv) If the notices are for nonpayment and the utility is scheduling disconnection during the late fall and winter between November 15th and March 15th, the utility must advise the customer of the payment plan option in WAC 480-90-143 Winter low-income payment program.
(c) If the utility discovers ((the))that an issue notice does not contain the information required in (a) of this subsection, or if the information in the notice is inaccurate, the utility must issue another notice to the customer as described in (a)(i) or (ii) of this subsection((;
(c))), as applicable, and must recalculate the scheduled disconnection date to the extent necessary to ensure that the utility complies with the minimum prior notice requirements.
(d) If the utility ((has not disconnected))does not disconnect service within ten business days of the disconnection date stated in a disconnection notice under (a)(i) or (ii) of this subsection, the ((disconnection notice will be considered void))utility must restart the disconnection notice process required in (a) of this subsection unless the customer and the utility have agreed to a payment arrangement. ((Upon a void notice, the utility must provide a new disconnection notice to the customer as described in (a) of this subsection;
(d) In addition to the notice required by (a) of this subsection, a second notice must be provided by one of the three options listed below:
(i) Delivered notice. The utility must deliver a second notice to the service premises and attach it to the customer's primary door. The notice must state a scheduled disconnection date that is not earlier than 5:00 p.m. of the second business day after the date of delivery;
(ii) Mailed notice. The utility must mail a second notice which must include a scheduled disconnection date that is not earlier than 5:00 p.m. of the third business day after the date of mailing if mailed from within the states of Washington, Oregon, or Idaho, or the sixth business day if mailed from outside the states of Washington, Oregon, or Idaho.
(iii) Telephone notice. The utility must attempt at least two times to contact the customer during regular business hours. A log or record of the calls must be kept for a minimum of ninety calendar days showing the telephone number called, the time of the call, and details of the results of each attempted call. If the utility is unable to reach the customer by telephone, a written notice must be mailed to the customer providing a disconnection date not earlier than 5:00 p.m. of the third business day after the date of mailing if mailed from within the states of Washington, Oregon, or Idaho, or the sixth business day if mailed from outside the states of Washington, Oregon, and Idaho, or written notice must be personally delivered providing a disconnection date of not earlier than 5:00 p.m. of the second business day following the date of delivery.
For utilities billing for electric and gas service, each type of notice listed above must provide the information contained in (a)(iii) of this subsection;
(e) If the utility discovers that the written notice information required under the options in (d) of this subsection is inaccurate, the utility must issue another notice to the customer as described in (a) of this subsection;
(f) If the utility provides a second notice within ten business days of the disconnection date stated in (a)(i) of this subsection, the disconnection date is extended an additional ten working days from the disconnection date of the second notice. If the utility does not disconnect service within the extended ten-business-day period, the notice will be considered void unless the customer and the utility have agreed upon a payment arrangement. Upon a void notice, the utility must provide an additional notice as required in (d) of this subsection.
(g) If the utility provides a second notice after the ten business days of the disconnection date required by (a)(i) of this subsection, the notice will be considered void unless the customer and the utility have agreed upon a payment arrangement. Upon a void notice, the utility must provide a new disconnection notice to the customer as described in (a) of this subsection;
(h) Utilities))
(e) A utility with combined accounts for both ((natural)) gas and electric service ((will have the option of choosing which service will be disconnected;
(i)))may disconnect the gas service in compliance with these rules if the reason for the disconnection applies or is attributable to that service. The utility may disconnect the electric service in compliance with chapter 480-100 WAC if the reason for the disconnection applies or is attributable to that service. The utility must state which service it intends to disconnect and any measures the customer needs to undertake to retain the other service. If the utility seeks to disconnect both services, the utility must distinctly identify both services it intends to disconnect.
(f) When the service address is different from the billing address, the utility must determine if the customer of record and the service user are the same party. If they are not the same party, the utility must provide notice to the service user as described in (a) of this subsection prior to disconnecting service((;
(j))).
(g) Except in case of danger to life or property, the utility may not disconnect service on Saturdays, Sundays, legal holidays, or on any other day on which the utility cannot reestablish service on the same or following day((;
(k) A utility)).
(h) Any representative ((dispatched to disconnect))the utility dispatches in connection with service disconnection must accept payment of a delinquent account at the service address, but will not be required to give change for cash paid in excess of the amount due and owing. The utility must credit any overpayment to the customer's account. The utility may charge a fee for the disconnection visit to the service address if provided for in the utility's tariff((;
(l))).
(i) When the utility provides service ((is provided)) through a master meter, or when the utility has reasonable grounds to believe it is providing service ((is)) to a person other than the customer of record, the utility must undertake reasonable efforts to inform the occupants of the service address of the impending disconnection. Upon request of one or more service users, where service is to a person other than the customer of record, the utility must allow at least five days past the original disconnection date to permit the service users to arrange for continued service((;
(m))).
(j) Medical facilities. ((When service is known to be provided to:))The utility must take the following additional steps when the utility is aware that it is providing service to specified types of medical facilities.
(i) If the utility is providing service to a hospital, medical clinic, ambulatory surgery center, renal dialysis facility, chemical dependency residential treatment facility, or other medical care facility licensed or certified by the department of health (DOH), the utility must provide a notice of pending disconnection ((must be provided)) to the DOH secretary ((of the department of health)) and to the customer. ((The department of health))Upon request of the DOH secretary or designee ((may request to)), the utility must delay the disconnection for at least five business days past the original disconnection date to allow ((the department))DOH to take the necessary steps to protect the interests of the patients residing at the facility((; or)).
(ii) If the utility is providing service to a nursing home, boarding home, adult family home, group care facility, intermediate care facility for ((the mentally retarded (ICF/MR)))individuals with intellectual disabilities, intensive tenant support residential property, ((chemical dependency residential treatment facility,)) crisis residential center for children, or ((other group home or)) residential care facility licensed or certified by the department of social and health services (DSHS), the utility must provide a notice of pending disconnection ((must be provided)) to the DSHS secretary ((of the department of social and health services)) and to the customer. ((The department of social and health services))Upon request of the DSHS secretary or designee ((may request to)), the utility must delay the disconnection for at least five business days past the original disconnection date to allow ((the department))DSHS to take the necessary steps to protect the interests of the patients residing at the facility((;
(n))).
(k) Any customer may designate a third party to receive a disconnection notice or notice of other matters affecting the customer's service. The utility must offer all customers the opportunity to make such a designation. If the utility has reasonable grounds to believe((s)) that a customer is not able to understand the effect of the disconnection, the utility must ((consider a))take reasonable steps to ascertain whether a third party, such as DSHS or other social services agency ((to be a third party)), is responsible for the customer's affairs. In either ((case))circumstance, the utility must delay service disconnection for at least five business days past the original disconnection date after issuing a disconnection notice to the third party. The utility must determine which social services agencies are appropriate and willing to receive the disconnection notice((,))and the name and/or title of the person able to deal with the disconnection, and the utility must provide that information to the customer.
(((7)))(5) For purposes of this section, the date of mailing a notice will not be considered the first day of the notice period.
(((8)))(6) Remote disconnection. A utility may not disconnect gas services remotely unless the commission authorizes utilities to remotely disconnect gas services.
(7) Utility-directed disconnection without prior notice.
(a) A utility may disconnect service without prior notice or without further prior notice under any of the following circumstances:
(i) After conducting a thorough investigation the utility determines that the customer has tampered with or stolen the utility's property, has used service through an illegal connection, or has fraudulently obtained service. In any challenge to that determination, the utility has the burden of proving that fraud occurred. For the purpose of this section, a nonsufficient funds check or dishonored electronic payment alone will not be considered fraud.
(A) First offense. The utility may disconnect service without prior notice when it discovers theft, tampering, or fraud, unless the customer immediately pays all of the following:
(I) The tariffed rate for service that the utility estimates was used as a result of the theft, tampering, or fraud;
(II) All utility costs resulting from such theft, tampering, or fraud; and
(III) Any required deposit.
(B) Second offense. The utility may disconnect service without prior notice when it discovers further theft, tampering, or fraud. The utility may refuse to reconnect service to a customer who has been twice disconnected for theft, tampering, or fraud unless the commission determines otherwise.
(ii) After conducting a thorough investigation, the utility determines that the customer has vacated the premises;
(iii) The utility identifies a hazardous condition in the customer's facilities or in the utility's facilities serving the customer;
(iv) A customer pays a delinquent account with a check or electronic payment the bank or other financial institution has dishonored after the utility has issued notice as required in subsection (4) of this section;
(v) The customer has not kept any agreed-upon payment arrangement for payment of a delinquent balance after the utility has issued notice as required in subsection (4) of this section; or
(vi) The utility has determined a person has used service prior to applying for service. The utility must charge the customer for service used in accordance with the utility's filed tariff. If the utility has reasonably sufficient grounds to conclude that the unauthorized usage is in good faith, the utility should notify the person and provide an opportunity to apply for service prior to disconnection.
(b) If the utility disconnects service without prior notice as authorized in this subsection, the utility must subsequently make a reasonable effort to notify the customer or affected person of the reason for the disconnection within five business days. Such notice must also describe the means by which the customer or person may dispute the utility's actions including, but not limited to, contacting the commission.
(c) This section should not be interpreted as relieving the customer or other person of civil or criminal responsibility.
(8) Medical conditions or emergencies. When the utility has cause to disconnect or has disconnected a residential service, it must postpone disconnection of service or must reinstate service for a grace period of five business days after receiving either verbal or written notification of the existence of a medical condition or emergency that requires gas to continue to be provided. The utility must reinstate service during the same business day if the customer contacts the utility prior to the close of the business day and requests a same-day reconnection. Otherwise, the utility must restore service by 12:00 p.m. the next business day. When service is reinstated the utility will not require payment of a reconnection charge and/or deposit prior to reinstating service but must bill all such charges on the customer's next regular bill or on a separate invoice.
(a) The utility may require that the customer, within five business days, submit written electronic or paper certification from a qualified medical professional stating that the disconnection of gas service would aggravate an existing medical condition of an occupant of the household. "Qualified medical professional" means a licensed physician, nurse practitioner, or physician's assistant authorized to diagnose and treat the medical condition without supervision of a physician. Nothing in this section precludes a utility from accepting other forms of certification, but the maximum the utility can require is written electronic or paper certification. If the utility requires such written certification, it may not require more than the following information:
(i) Residence location;
(ii) An explanation of how the current medical condition will be aggravated by disconnection of service;
(iii) A statement of how long the condition is expected to last; and
(iv) The title, signature, and telephone number of the person certifying the condition.
(b) The medical certification is valid only for the length of time the health endangerment is certified to exist but no longer than sixty days, unless renewed.
(c) A medical emergency does not excuse a customer from having to pay delinquent and ongoing charges. The utility may require the customer to do the following within a five-business-day grace period:
(i) Pay a minimum of ten percent of the delinquent balance;
(ii) Enter into an agreement to pay the remaining delinquent balance within one hundred twenty days; and
(iii) Agree to pay subsequent bills when due.
Nothing in this section precludes the utility from agreeing to an alternate payment plan, but the utility must not require the customer to pay more than this subsection prescribes. The utility must send a notice to the customer confirming the payment arrangements within two business days of having reached the agreement.
(d) If the customer fails to provide a medical certificate in accordance with (a) of this subsection or ten percent of the delinquent balance within the five business days grace period, or if the customer fails to abide by the terms of the payment agreement, the utility may disconnect service after complying with the notice requirements in subsection (4)(a)(ii) of this section. If the utility previously provided a second disconnection notice to the customer, the utility must provide an additional second disconnection notice in compliance with the notice requirements in subsection (4)(a)(ii) of this section.
(9)Payments at a payment agency. Payment of any past-due amounts to a designated payment agency of the utility constitutes payment when the customer informs the utility of the payment and the utility has verified the payment. The utility must promptly verify the payment upon notification from the customer.
(((9)))(10)Remedy and appeals.((Service))A utility may not ((be disconnected))disconnect service while the customer is pursuing any remedy or appeal provided by these rules or while engaged in discussions with the utility's representatives or with the commission. Any amounts not in dispute must be paid when due and any conditions posing a danger to health, safety, or property must be corrected. The utility will inform the customer of these provisions when referring the customer ((is referred)) to a ((utility's))utility supervisor or to the commission.
(11) Disconnecting service during inclement weather. A utility must establish conditions in its tariff(s) under which the utility will cease nonvoluntary service disconnections during inclement weather events.
AMENDATORY SECTION(Amending WSR 01-11-003, filed 5/3/01, effective 6/3/01)
WAC 480-90-133Reconnecting service after disconnection.
(1) A ((gas)) utility must make every reasonable effort to restore a disconnected service within twenty-four hours, or other time mutually agreeable between the customer and the utility, after the customer has paid, or at the time the utility has agreed to bill, any applicable reconnection charge, and:
(a) The causes for disconnection not related to a delinquent account are removed and the customer pays any delinquent ((regulated))tariffed charges, plus any required deposit; or
(b) The customer has entered into an agreed-upon payment arrangement for a delinquent account, and pays any required deposit as defined in WAC 480-90-113, Residential service deposit requirement, or WAC 480-90-118, Nonresidential service deposit requirements; or
(c) The customer has paid all ((regulated))tariffed amounts due on the account that is not a prior obligation and the customer has paid any required deposit as defined in WAC 480-90-113, Residential service deposit requirements, or WAC 480-90-118, Nonresidential service deposit requirements.
(2) A utility may not reconnect gas service remotely unless the commission authorizes utilities to remotely reconnect gas services.
(3) The commission may require reconnection pending resolution of a ((bona fide)) dispute between the utility and the customer over the propriety of disconnection.
AMENDATORY SECTION(Amending WSR 11-06-032, filed 2/25/11, effective 3/28/11)
WAC 480-90-153Protection and disclosure of ((private))customer information.
(1) A utility must use reasonable security practices and procedures to safeguard all customer information within the utility's possession or control from unauthorized access or disclosure.
(2) A utility may only collect and retain customer information that is reasonably necessary for the utility to perform duties directly related to the utility's primary purpose unless the utility has first obtained the customer's written consent to collect and retain customer information for another purpose.
(3) A utility may disclose customer information without written customer consent to an affiliate, subsidiary, or parent organization only to the extent necessary for the utility to perform duties directly related to the utility's primary purpose. The utility must obtain the customer's written consent to disclose customer information to an affiliate, subsidiary, or parent organization for any other purpose.
(4) A utility may disclose customer information to third parties only to the extent necessary for the utility to perform duties directly related to the utility's primary purpose unless the utility has first obtained the customer's written consent to disclose customer information to third parties for other specified purposes. The utility must require all third parties to which it provides access to customer information to have policies, procedures, and technological safeguards in place to protect customer information that are no less stringent than the utility's own standards.
(5) A utility is ultimately responsible for safeguarding customer information. The utility must ensure that it has and enforces contractual obligations with third parties, affiliates, subsidiaries, and parent organizations that require such entities to have and comply with policies, procedures, and technological safeguards sufficient to prevent the misuse or improper or unauthorized disclosure of customer information.
(6) A ((gas)) utility may not ((disclose or)) sell ((private consumer))customer information ((with or)). A utility may not otherwise disclose customer information except as provided in this rule. A utility may not disclose customer information to its affiliates, subsidiaries, parent organization, or any other third party for the purposes of marketing services or product offerings to a customer who does not already subscribe to that service or product, unless the utility has first obtained the customer's written ((or electronic permission to do so.
(2) Private consumer information includes the customer's name, address, telephone number, and any other personally identifying information, as well as information related to the quantity, technical configuration, type, destination, and amount of use of service or products subscribed to by a customer of a regulated utility that is available to the utility solely by virtue of the customer-utility relationship.
(3) The utility must obtain a customer's prior permission for each instance of disclosure or sale of his or her private customer information to an affiliate, subsidiary or other third party for purposes of marketing services or products that the customer does not already subscribe to and maintain a record of each instance of permission for disclosing his or her private customer information.
(4)))consent. The utility must maintain a record of each customer's written consent as required in subsection (9) of this section.
(7) Nothing in this rule may be construed to preclude the utility from complying with demands for customer information as required by law, such as through a warrant or subpoena.
(8) If a customer discloses or directs the utility to disclose customer information to a third party other than in response to a request or requirement of the utility, the utility will not be responsible for the security of that information or its use or misuse by that third party.
(9) The utility ((will))must retain the following information for each ((instance of a customer))written consent a customer gives to the utility for disclosure of ((his or her private)) customer information ((if provided electronically)):
(a) The date and customer confirmation of consent ((for the disclosure of private))to disclose customer information;
(b) A list of the ((date of the consent and the)) affiliates, subsidiaries, parent organization, or third parties to which the customer has authorized ((disclosure of his or her private))the utility to disclose customer information; ((and))
(c) ((A confirmation))Information provided to the customer about how the customer can revoke consent; and
(d) Verification that the name, service address, and account number ((exactly matches))match the utility record for such account.
(((5)))(10) Subject to agreements a customer has made with third parties, a customer has the right to revoke, at any time, any previously granted consent for the utility to disclose customer information in the future to an affiliate, subsidiary, parent organization, or third party for purposes that are not necessary for the utility to perform duties directly related to the utility's primary purpose. The utility may require that any such revocation not be effective until up to ten business days after the customer submits that revocation to the utility.
(11) The utility must post and maintain its privacy policy on its website in a prominent location.
(a) The utility must notify new customers how they can access a copy of the utility's privacy policy upon initiating utility service.
(b) Whenever the utility amends its privacy policy it must notify existing customers by whatever method the utility uses to transmit the customers' bills.
(c) The utility must provide a written copy of its privacy policy upon customer request.
(d) Any notice regarding the utility's privacy policy must include a customer service phone number and website address where customers can direct additional questions or obtain additional information.
(12) This section does not prevent disclosure of the essential terms and conditions of special contracts as provided ((for)) in WAC 480-80-143 ((())Special contracts for gas, electric, and water companies(())).
(((6)))(13) This section does not prevent the utility or its approved third parties from inserting any marketing information into the customer's billing package.
(((7)))(14) The utility must provide a user-friendly website interface through which customers may access their own account and usage information without charge. The utility may implement reasonable procedures to verify the customer's identity before providing access to customer account and usage information through this interface.
(15) The utility must make a reasonable effort to respond to requests from customers for their own account and usage information within ten business days of the customer request.
(16) The utility must ensure that the information it collects, stores, uses, and discloses is reasonably accurate and complete and otherwise complies with applicable rules and tariffs regarding the quality of energy usage data.
(17) Each customer must have the opportunity to dispute the accuracy or completeness of the customer account and usage information the utility has collected for that customer. The utility must provide adequate procedures for customers to dispute the accuracy of their customer account and usage information and to request appropriate corrections or amendments.
(18) The utility must take all reasonable steps to destroy, or arrange for the destruction of, customer information in accordance with the utility's data retention policies and practices.
(19) The utility must notify customers of any security breach involving disclosure of personal information as defined in RCW 19.255.010 in accordance with that statute. If a security breach involves disclosure of customer information other than personal information as defined in RCW 19.255.010, the utility shall notify customers and the commission as soon as practicable of the breach and the measures the utility is taking to remedy the breach. The utility must take all reasonable measures including, but not limited to, cooperating fully with law enforcement agencies, to recover lost information and prevent the loss of further customer information.
(20) The utility must review at least annually the type of customer information the utility has collected and ensure collection and retention of that information is reasonably necessary for the utility to perform duties directly related to the utility's primary purpose or other purpose to which the customer has consented to the utility collecting that information.
(21) The utility may collect and release ((customer information in)) aggregate ((form if the aggregated information does not allow any specific customer to be identified))data to the extent reasonably necessary for the utility to perform duties directly related to the utility's primary purpose. The utility may collect and release aggregate data on energy usage to the extent necessary to comply with legal requirements, or to facilitate voluntary efforts, to promote energy efficiency, conservation, or resource management. The utility must have sufficient policies, procedures, and safeguards in place to ensure that any release of aggregate data does not allow any specific customer or customer information to be identified.
AMENDATORY SECTION(Amending WSR 16-06-038, filed 2/23/16, effective 3/25/16)
WAC 480-90-178Billing requirements and payment date.
(1) Customer bills must:
(a) Be issued at intervals not to exceed two one-month billing cycles, unless the utility can show good cause for delaying the issuance of the bill. The utility must be able to show good cause if requested by the commission;
(b) Show the total amount due and payable;
(c) Show the date the bill becomes delinquent if not paid;
(d) Show the utility's business address, business hours, and toll-free telephone number and emergency telephone number by which a customer may contact the utility;
(e) Show the ((current and previous))beginning and ending meter readings for the current billing period, the current monthly or bimonthly read date, as applicable, and the total amount of therms used for the billing cycle, provided that the customer bill must provide the meter readings and read date for the final reading for the applicable monthly or bimonthly billing cycle; the bill need not include interval readings, although customers must be provided access to their usage data in accordance with WAC 480-90-153;
(f) Show the amount of therms used for each billing rate, the applicable billing rates per therm, the basic charge or minimum bill;
(g) Show the amount of any municipal tax surcharges or their respective percentage rates, if applicable;
(h) Clearly identify when a bill has been prorated. A prorated bill must be issued when service is provided for a fraction of the billing period. Unless otherwise specified in the utility's tariff, the charge must be prorated in the following manner:
(i) Flat-rate service must be prorated on the basis of the proportionate part of the period that service was rendered;
(ii) Metered service must be billed for the amount metered. The basic or minimum charge must be billed in full;
(i) Clearly identify when a bill is based on an estimation.
(i) A utility must detail its method(s) for estimating customer bills in its tariff;
(ii) The utility may not estimate for more than four consecutive months unless the cause of the estimation is inclement weather, terrain, or a previous arrangement with the customer; and
(j) Clearly identify determination of maximum demand. A utility providing service to any customer on a demand basis must detail in its filed tariff the method of applying charges and of ascertaining the demand.
(2) The minimum time allowed for payment after the bill's mailing date must be fifteen days, if mailed from within the states of Washington, Oregon, or Idaho, or eighteen days if mailed from outside the states of Washington, Oregon, and Idaho.
(3) The utility must allow a customer to change a designated payment-due date when the customer has a satisfactory reason for the change. A satisfactory reason may include, but is not limited to, adjustment of a designated payment-due date to parallel receipt of income. The preferred payment date must be prior to the next billing date.
(4) With the consent of the customer, a utility may provide billings in electronic form if the bill meets all the requirements for the use of electronic information in this chapter. The utility must maintain a record of the consent as a part of the customer's account record, and the customer may change from electronic to printed billing upon request, as provided in this chapter. The utility must complete the change within two billing cycles of the request.
(5) Corrected bills:
(a) A utility must issue a corrected bill upon finding that an underbilling or overbilling occurred as a result of a meter failure, meter malfunction, meter with unassigned energy usage, or any other situation where energy usage was not billed or was inaccurately billed. The utility must use the rates and rate schedule in effect during the billing period(s) covered by the corrected bill. The utility must issue the corrected bill within sixty days from the date the utility discovered that an account had been underbilled or overbilled. Except as provided in subsection (7) of this section, when a utility's investigation finds that it has underbilled energy usage, it may not collect underbilled amounts for any period greater than six months from the date the error occurred. The maximum period for which utilities are required to adjust bills for overbilling is six years.
(b) For the purposes of this rule:
(i) A meter failure or malfunction is defined as: A mechanical malfunction or failure that prevents the meter or any ancillary data collection or transmission device from registering or transmitting the actual amount of energy used. A meter failure or malfunction includes, but is not limited to, a stopped meter, a meter that is faster or slower than the metering tolerance specified in WAC 480-90-338, or an erratic meter.
(ii) An unassigned energy usage meter is defined as a meter that is installed at a valid service address and accurately records energy usage during a period of time where there was no active gas service account at that premises.
(c) A utility must develop and maintain procedures that establish practices for the prompt identification, repair and replacement of meters that are not functioning correctly and for identification of unassigned usage meters. The objective of such procedures shall be to mitigate the number of underbilling occurrences that exceed six months in duration. These procedures must address, at a minimum:
(i) Practices to prevent the issuance of corrected bills due to incorrect prorated bills, improperly assigned meters, incorrectly installed meters, incorrect billing rate schedules, incorrect billing multipliers, or any other event that may affect billing accuracy.
(ii) Processes for the investigation of meter issues include, but are not limited to, stopped, slowed, and erratic usage meters.
(iii) Processes for the investigation of meter usage from unidentified usage meters.
(6) For the purpose of this rule, a corrected bill may take the form of a newly issued bill or may be reflected as a line item adjustment on a subsequent monthly or bimonthly bill. When a corrected bill is issued, the utility must provide the following information on the corrected bill, in a bill insert, letter, or any combination of methods that clearly explains all the information required to be sent to the customer:
(a) The reason for the bill correction;
(b) A breakdown of the bill correction for each month included in the corrected bill;
(c) The total amount of the bill correction that is due and payable;
(d) The time period covered by the bill correction; and
(e) When issuing a corrected bill for underbilling, an explanation of the availability of payment arrangements in accordance with WAC 480-90-138(1) payment arrangements.
(7) Exceptions to billing correction rules:
(a) Corrected bills related to an underbilling due to tampering or interference with the utility's property, use of the utility's service through an illegal connection, or the fraudulent use of a utility's service, are exempt from the six-month restriction set forth in subsection (5)(a) of this section.
(b) Adjustments for underbilling of nonresidential customers will be limited to six months. However, the utility may extend this period for good cause if a longer period is appropriate due to circumstances such as the complexity of specific accounts, changing metering configurations, load changes of large industrial customers, special meter configuration involving current transformers, or wiring reconfigurations by the customer. Utilities must report to the commission within sixty days the reasons for any adjustments longer than six months.
(c) The utility may choose not to issue a corrected bill to recover underbilled amounts less than fifty dollars.
(8) An estimated meter read made in accordance with subsection (1)(i) of this section is not considered a meter failure or malfunction or a billing error. A bill true-up based on an actual meter reading after one or more estimated bills is not considered a corrected bill for purposes of subsection (5)(a) of this section.
AMENDATORY SECTION(Amending WSR 05-06-051, filed 2/28/05, effective 3/31/05)
WAC 480-100-023Definitions.
"Account and usage information" means customer information contained in the records a utility keeps for each customer to provide and bill for utility service including, but not limited to, the customer's name, account number, address where service is provided, customer contact information, services the utility is providing or has provided to the customer, energy usage, customer financial information, bills the utility has issued, payment history, and medical or low-income status.
"Affiliated interest" means a person or corporation as defined in RCW 80.16.010.
"Aggregate data" means any collection of customer data by a utility from which identifiable customer information has been removed or modified so that the information cannot be attributed to any individual customer.
"Applicant" means any person, corporation, partnership, government agency, or other entity that applies, or is named in an application as a person having joint responsibility, for service with an electric utility or who reapplies for service at a new or existing location after service has been ((discontinued))disconnected if the utility requires the person to reapply for service.
"Business day" means Monday through Friday, 8:00 a.m. until 5:00 p.m., except for official state holidays.
"Commission" means the Washington utilities and transportation commission.
"Control" means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a company, whether through the ownership of voting shares, by contract, or otherwise.
"Customer" means any person, corporation, partnership, government agency, or other entity that has applied, or is named as a person having joint responsibility, for((,))service and that has been accepted, and is currently receiving or is entitled to receive such service. "Customer" for purposes of this chapter may also include a person or other entity whose service has been involuntarily disconnected and that person or entity then seeks to have the utility reconnect service.
"Customer information" means private customer information and proprietary customer information as defined in RCW 19.29A.010 and personal information as defined in chapter 19.255 RCW.
"Electric utility (utility)" means any business entity (e.g., corporation, company, association, joint stock association, or partnership) or person, including a lessee, trustee, or court appointed receiver that ((meets the following conditions:))is subject to the commission's jurisdiction and that owns, controls, operates, or manages any electric plant for hire in Washington ((state; and
Is subject to the commission's jurisdiction)).
"Primary purpose" means a business need to provide regulated utility services as required by state or federal law, or as specifically authorized in the utility's effective tariff or by the commission.
"Subsidiary" means any company in which the electric utility owns directly or indirectly five percent or more of the voting securities, unless the utility demonstrates it does not have control of that company.
"Written consent" means permission or authorization in writing, whether electronic or paper.
Other terms. Terms used in this chapter and defined in the public service laws of Washington ((state)) (i.e., principally Title 80 RCW) have the same meaning here as in the statutes. Terms not defined in these rules or the applicable statutes have the meaning generally accepted in the electric industry, or their ordinary meaning if there is no meaning generally accepted in the electric industry.
AMENDATORY SECTION(Amending WSR 01-11-004, filed 5/3/01, effective 6/3/01)
WAC 480-100-128Disconnection of service.
(1) Customer-directed.((The))A utility may require customers to give at least three days' advance notice ((prior to the date service is to be discontinued))of customer-directed disconnection when the utility uses dispatched utility personnel to disconnect service. The utility may require up to twenty-four hours advance notice of customer-directed disconnection from customers serviced via a meter with remote disconnect capability. The customer is not responsible for usage after the requested date for ((discontinuance))disconnection of service, provided the customer gave ((proper))the utility the notice required in this rule and the utility's tariff. If the customer moves from the service address and fails to request that service be ((discontinued))disconnected, the customer will be responsible ((to pay))for paying for service taken at that service address until the utility can confirm ((either))the date that the customer ((has)) vacated the premises and the utility can access the meter, if necessary, or that a new responsible party is taking service at that address.
(2) ((Utility-directed without notice or without further notice. The utility may discontinue service without notice or without further notice when:
(a) After conducting a thorough investigation, the utility determines that the customer has tampered with or stolen the utility's property, has used service through an illegal connection, or has fraudulently obtained service. The utility has the burden of proving that fraud occurred. For the purpose of this section, a nonsufficient funds check or dishonored electronic payment alone will not be considered fraud.
(i) First offense. The utility may disconnect service without notice when it discovers theft, tampering, or fraud, unless the customer immediately pays all of the following:
(A) The tariffed rate for service that the utility estimates was used as a result of the theft, tampering, or fraud;
(B) All utility costs resulting from such theft, tampering, or fraud; and
(C) Any required deposit.
(ii) Second offense. The utility may disconnect service without notice when it discovers further theft, tampering, or fraud. The utility may refuse to reconnect service to a customer who has been twice disconnected for theft, tampering, or fraud, subject to appeal to the commission.
(b) After conducting a thorough investigation, the utility determines that the customer has vacated the premises;
(c) The utility identifies a hazardous condition in the customer's facilities or in the utility's facilities serving the customer;
(d) A customer pays a delinquent account with a check or electronic payment the bank or other financial institution has dishonored after the utility has issued appropriate notice as described in subsection (6) of this section;
(e) The customer has not kept any agreed-upon payment arrangement for payment of a delinquent balance after the utility has issued appropriate notice as described in subsection (6) of this section; or
(f) The utility has determined a customer has used service prior to applying for service. The utility must charge the customer for service used in accordance with the utility's filed tariff.
This section should not be interpreted as relieving the customer or other person of civil or criminal responsibility.
(3)))Utility-directed with notice. After ((properly)) notifying the customer((, as explained))as required in subsection (((6)))(4) of this section, the utility may ((discontinue))disconnect service for any one of the following conditions:
(a) ((For))The customer has delinquent charges associated with regulated electric service (((or for regulated electric and gas service if the utility provides both services))), including any required deposit((.)); however, the utility ((cannot))may not disconnect service when the customer has met the requirements of subsection (((5)))(8) of this section for medical conditions or emergencies, or has agreed to ((or))and maintains agreed-upon payment arrangements with the utility, as described in WAC 480-100-143, Winter low-income payment program;
(b) ((For use of))Electric service the utility provides is being used for purposes or properties other than those specified in the customer's service application;
(c) ((Under))Flat-rate service for nonmetered load((, for))has increased electric use without the utility's approval;
(d) ((For refusing))The customer refuses to allow ((the utility's)), or utility representatives are otherwise unable to obtain, access to the customer's premises as required in WAC 480-100-168, Access to premises; identification;
(e) ((For violating))Violation of utility rules, service agreements, or filed tariff(s); or
(f) ((For use of))Equipment is being used that detrimentally affects the utility's service to its other customers or may result in detrimental impacts to the safety of those customers or other persons, customers' equipment or property, or utility service.
(((4)))(3) A utility may not disconnect electric service ((may not be disconnected)) for amounts that ((may be owed))the customer may owe the utility for nonregulated service.
(((5) Medical emergencies. When the utility has cause to disconnect or has disconnected a residential service, it must postpone disconnection of service or must reinstate service for a grace period of five business days after receiving either verbal or written notification of the existence of a medical emergency. The utility must reinstate service during the same day if the customer contacts the utility prior to the close of the business day and requests a same-day reconnection. Otherwise, the utility must restore service by 12:00 p.m. the next business day. When service is reinstated the utility will not require payment of a reconnection charge and/or deposit prior to reinstating service but must bill all such charges on the customer's next regular bill or on a separate invoice.
(a) The utility may require that the customer, within five business days, submit written certification from a qualified medical professional stating that the disconnection of electric service would aggravate an existing medical condition of a resident of the household. "Qualified medical professional" means a licensed physician, nurse practitioner, or physician's assistant authorized to diagnose and treat the medical condition without supervision of a physician. Nothing in this section precludes a utility from accepting other forms of certification, but the maximum the utility can require is written certification. If the utility requires written certification, it may not require more than the following information:
(i) Residence location;
(ii) An explanation of how the current medical condition will be aggravated by disconnection of service;
(iii) A statement of how long the condition is expected to last; and
(iv) The title, signature, and telephone number of the person certifying the condition;
(b) The medical certification is valid only for the length of time the health endangerment is certified to exist but no longer than sixty days, unless renewed;
(c) A medical emergency does not excuse a customer from having to pay delinquent and ongoing charges. The utility may require the customer to do the following within a five-business-day grace period:
(i) Pay a minimum of ten percent of the delinquent balance;
(ii) Enter into an agreement to pay the remaining delinquent balance within one hundred twenty days; and
(iii) Agree to pay subsequent bills when due.
Nothing in this section precludes the utility from agreeing to an alternate payment plan, but the utility may not require the customer to pay more than this subsection prescribes. The utility must send a notice to the customer confirming the payment arrangements within two business days of having reached the agreement;
(d) If the customer fails to provide an acceptable medical certificate or ten percent of the delinquent balance within the five-business-day grace period, or if the customer fails to abide by the terms of the payment agreement, the utility may not disconnect service without first mailing a written notice providing a disconnection date not earlier than 5:00 p.m. of the third business day after the date of mailing, if mailed from within the states of Washington, Oregon, or Idaho, or the sixth business day, if mailed from outside the states of Washington, Oregon, and Idaho, or by personally delivering a notice providing a disconnection date of not earlier than 5:00 p.m. of the second business day following the date of delivery;
(e) A customer may claim medical emergency and be entitled to the benefits described in this subsection only twice within any one hundred twenty-day period.
(6)))(4)Disconnection notification requirements. The utility must notify a customer((s))as provided in this subsection before disconnecting ((their))the customer's service, except as described in subsection (((2)))(7) of this section. ((Notification consists of the following requirements:))
(a) The utility must ((serve a written))provide at least two separate disconnection notices to the customer ((either by mail or by personal delivery to the customer's address with notice attached to the primary door. If the disconnection notice is for nonpayment during the winter months, the utility must advise the customer of the payment plan described in WAC 480-100-138, Payment arrangements, and WAC 480-100-143, Winter low-income payment program. Each disconnection notice must include:
(i) A disconnection date that is not less than eight business days after the date of personal delivery or mailing, if mailed from inside the states of Washington, Oregon, or Idaho, or a disconnection date that is not less than eleven business days, if mailed from outside the states of Washington, Oregon, and Idaho.
(ii))).
(i) The utility must provide the first disconnection notice in writing by delivery of a paper copy to the service premises. The utility must either mail a paper copy of the notice or deliver the notice to the service premises by attaching the notice to the customer's primary door. The notice must be mailed or delivered to the premises at least eight business days before the disconnection date. If the notice is mailed from outside the states of Washington, Oregon, or Idaho, the utility must mail the notice eleven days before the disconnection date. In addition, the utility must provide an electronic copy of the notice, if the utility has such contact information for the customer and the customer has consented to electronic delivery of notices from the utility, at the time the utility mails or delivers the paper copy of the notice.
(ii) The utility must provide the second disconnection notice electronically (if the utility has such contact information and customer consent to electronic delivery of notices) at least two business days before the disconnection date and by one of the three options listed below:
(A) Delivered notice. The utility must deliver a paper copy of the second notice to the service premises and attach it to the customer's primary door at least two business days before the disconnection date.
(B) Mailed notice. The utility must mail a paper copy of the second notice at least three business days before the disconnection date unless mailed outside of the states of Washington, Oregon, or Idaho, in which case the utility must mail the notice no less than six business days before the disconnection date.
(C) Telephone notice. The utility must attempt at least two times to contact the customer by telephone during regular business hours at least three business days before the disconnection date to enable sufficient time to send a timely written notice if the utility is unable to speak with the customer by telephone. The utility must keep a log or record of the calls for a minimum of ninety calendar days showing the telephone number called, the time of the call, and details of the results of each attempted call. If the utility is unable to speak with the customer by telephone, the utility must deliver or mail a paper copy of the second notice as provided in (a)(ii)(A) or (B) of this subsection.
(b) Each disconnection notice must include all relevant information about the disconnection action including:
(i) The cause for disconnection((;)), the amount owed for regulated electric service ((and, if applicable, regulated natural gas service;)), and how to avoid disconnection including, but not limited to, the availability of, and how to apply for, energy assistance, low-income assistance, exemptions for low-income assistance and medical conditions or emergencies, and a payment plan as required under WAC 480-100-138 Payment arrangements;
(((iii)))(ii) All relevant information about any charges that ((may be assessed; and
(iv)))the utility is assessing or that it may assess;
(iii) The utility's name, address, and toll-free telephone number by which a customer may contact the utility to discuss the pending disconnection of service;
(((b)))(iv) If the notices are for nonpayment and the utility is scheduling disconnection during the late fall and winter between November 15th and March 15th, the utility must advise the customer of the payment plan option in WAC 480-100-143 Winter low-income payment program; and
(v) If the utility may be disconnecting service via a remote disconnection device, the notice must include a statement that the utility may disconnect the customer's service without a final visit from utility personnel.
(c) If the utility discovers ((the))that an issued notice does not contain the information ((in (a)))required under (b) of this subsection, or if the information in the notice is inaccurate, the utility must issue another notice to the customer as described in ((subsection (6)))(a)(i) or (ii) of this ((section;
(c)))subsection, as applicable, and must recalculate the scheduled disconnection date to the extent necessary to ensure that the utility complies with the minimum prior notice requirements.
(d) If the utility ((has))does not ((disconnected))disconnect service within ten business days ((of))from the disconnection date stated in a disconnection notice under (a)(i) or (ii) of this subsection, the ((disconnection notice will be considered void))utility must restart the disconnection notice process required in (a) of this subsection unless the customer and the utility have agreed to a payment arrangement. ((Upon a void notice, the utility must provide a new disconnection notice to the customer as described in (a) of this subsection;
(d) In addition to the notice required by (a) of this subsection, a second notice must be provided by one of the three options listed below:
(i) Delivered notice. The utility must deliver a second notice to the service premises and attach it to the customer's primary door. The notice must state a scheduled disconnection date that is not earlier than 5:00 p.m. of the second business day after the date of delivery;
(ii) Mailed notice. The utility must mail a second notice which must include a scheduled disconnection date that is not earlier than 5:00 p.m. of the third business day after the date of mailing, if mailed from within the states of Washington, Oregon, or Idaho; or the sixth business day, if mailed from outside the states of Washington, Oregon, and Idaho; or
(iii) Telephone notice. The utility must attempt at least two times to contact the customer during regular business hours. A log or record of the calls must be kept for a minimum of ninety calendar days showing the telephone number called, the time of the call, and details of the results of each attempted call. If the utility is unable to reach the customer by telephone, a written notice must be mailed to the customer providing a disconnection date not earlier than 5:00 p.m. of the third business day after the date of mailing, if mailed from within the states of Washington, Oregon, or Idaho, or the sixth business day, if mailed from outside the states of Washington, Oregon, and Idaho, or written notice must be personally delivered providing a disconnection date of not earlier than 5:00 p.m. of the second business day following the date of delivery.
For utilities billing for electric and gas service, each type of notice listed above must provide the information contained in (a)(iii) of this subsection;
(e) If the utility discovers the written notice information required under the options in (d) of this subsection is inaccurate, the utility must issue another notice to the customer as described in (a) of this subsection;
(f) If the utility provides a second notice within ten business days of the disconnection date required by (a)(i) of this subsection, the disconnection date is extended an additional ten working days from the disconnection date of the second notice. If the utility does not disconnect service within the extended ten-business-day period, the notice will be considered void unless the customer and the utility have agreed upon a payment arrangement. Upon a void notice, the utility must provide an additional notice as required under (d) of this subsection;
(g) If the utility provides a second notice after the ten business days of the disconnection date required by (a)(i) of this subsection, the notice will be considered void unless the customer and the utility have agreed upon a payment arrangement. Upon a void notice, the utility must provide a new disconnection notice to the customer as described in (a) of this subsection;
(h) Utilities))
(e) A utility with combined accounts for both natural gas and electric service ((will have the option of choosing which service will be disconnected;
(i)))may disconnect the electric service in compliance with these rules if the reason for the disconnection applies or is attributable to that service. The utility may disconnect the natural gas service in compliance with chapter 480-90 WAC if the reason for the disconnection applies or is attributable to that service. The utility must state which service it intends to disconnect and any measures the customer needs to undertake to retain the other service. If the utility seeks to disconnect both services, the utility must distinctly identify both services it intends to disconnect.
(f) When the service address is different from the billing address, the utility must determine if the customer of record and the service user are the same party. If they are not the same party, the utility must provide notice to the service user as described in (a) of this subsection prior to disconnecting service((;
(j))).
(g) Except in case of danger to life or property, the utility may not disconnect service on Saturdays, Sundays, legal holidays, or on any other day on which the utility cannot reestablish service on the same or following day((;
(k) A utility)).
(h) Any representative ((dispatched to disconnect))the utility dispatches in connection with service disconnection must accept payment of a delinquent account at the service address, but will not be required to give change for cash paid in excess of the amount due and owing. The utility must credit any over-payment to the customer's account. The utility may charge a fee for the disconnection visit to the service address if provided for in the utility's tariff((;
(l))).
(i) When the utility provides service ((is provided)) through a master meter, or when the utility has reasonable grounds to believe it is providing service ((is)) to a person other than the customer of record, the utility must undertake reasonable efforts to inform the occupants of the service address of the impending disconnection. Upon request of one or more service users, where service is to a person other than the customer of record, the utility must allow at least five days past the original disconnection date to permit the service users to arrange for continued service((;
(m))).
(j) Medical facilities. ((When service is known to be provided to:))The utility must take the following additional steps when the utility is aware that it is providing service to specified types of medical facilities.
(i) If the utility is providing service to a hospital, medical clinic, ambulatory surgery center, renal dialysis facility, chemical dependency residential treatment facility, or other medical care facility licensed or certified by the department of health (DOH), the utility must provide a notice of pending disconnection ((must be provided)) to the DOH secretary ((of the department of health)) and to the customer. ((The department of health))Upon request of the DOH secretary or designee ((may request to)), the utility must delay the disconnection for at least five business days past the original disconnection date to allow ((the department))DOH to take the necessary steps to protect the interests of the patients residing at the facility((; or)).
(ii) If the utility is providing service to a nursing home, boarding home, adult family home, group care facility, intermediate care facility for ((the mentally retarded (ICF/MR)))individuals with intellectual disabilities, intensive tenant support residential property, ((chemical dependency residential treatment facility,)) crisis residential center for children, or ((other group home or)) residential care facility licensed or certified by the department of social and health services (DSHS), the utility must provide a notice of pending disconnection ((must be provided)) to the DSHS secretary ((of the department of social and health services)) and to the customer. ((The department of social and health services))Upon request of the DSHS secretary or designee ((may request to)), the utility must delay the disconnection for at least five business days past the original disconnection date to allow ((the department))DSHS to take the necessary steps to protect the interests of the patients residing at the facility((;
(n))).
(iii) A utility may not remotely disconnect customers who the utility is aware provide the services described in (j)(i) and (ii) of this subsection, and the utility must take reasonable precautions to prevent any unauthorized disconnection of those customers.
(k) Any customer may designate a third party to receive a disconnection notice or notice of other matters affecting the customer's service. The utility must offer all customers the opportunity to make such a designation. If the utility has reasonable grounds to believe((s)) that a customer is not able to understand the effect of the disconnection, the utility must ((consider a))take reasonable steps to ascertain whether a third party, such as DSHS or other social services agency ((to be the third party)), is responsible for the customer's affairs. In either ((case))circumstance, the utility must delay service disconnection for at least five business days past the original disconnection date after issuing a disconnection notice to the third party. The utility must determine which social services agencies are appropriate and willing to receive the disconnection notice((,))and the name and/or title of the person able to deal with the disconnection, and the utility must provide that information to the customer.
(((7)))(5) For purposes of this section, the date of mailing a notice will not be considered the first day of the notice period.
(((8)))(6) Remote disconnection. When disconnecting services remotely, the utility must:
(a) Disable remote disconnection functionality for medical facilities and critical infrastructure as identified in or pursuant to the Washington state military department's Washington state infrastructure protection plan; and limit the number of remote disconnections in a twenty-four hour period or take other reasonable measures to prevent unauthorized disconnections;
(b) Perform all remote disconnections for nonpayment between the hours of 8:00 a.m. and 12:00 p.m. and remotely disconnect service only if the utility provides customers with a reasonable opportunity to submit payment and have the utility reestablish service on the same day;
(c) Prior to involuntarily disconnecting a customer who has a medical certificate in accordance with subsection (8) of this section, visit the customer's premises and provide the customer with an opportunity to pay via appropriate methods including providing payment to the dispatched utility representative;
(d) Prior to disconnecting a customer for nonpayment who the utility is aware has received low-income assistance in the prior two years, visit the customer's premises and provide the customer with an opportunity to pay via appropriate methods including providing payment to the dispatched utility representative;
(e) If a site visit is not required to disconnect the service, the utility may not charge any fees for the disconnection.
(7) Utility-directed disconnection without prior notice.
(a) A utility may disconnect service without prior notice or without further prior notice under any of the following circumstances:
(i) After conducting a thorough investigation, the utility determines that the customer has tampered with or stolen the utility's property, has used service through an illegal connection, or has fraudulently obtained service. In any challenge to that determination, the utility has the burden of proving that fraud occurred. For the purpose of this section, a nonsufficient funds check or dishonored electronic payment alone will not be considered fraud.
(A) First offense. The utility may disconnect service without prior notice when it discovers theft, tampering, or fraud, unless the customer immediately pays all of the following:
(I) The tariffed rate for service that the utility estimates was used as a result of the theft, tampering, or fraud;
(II) All utility costs resulting from such theft, tampering, or fraud; and
(III) Any required deposit.
(B) Second offense. The utility may disconnect service without prior notice when it discovers further theft, tampering, or fraud. The utility may refuse to reconnect service to a customer who has been twice disconnected for theft, tampering, or fraud unless the commission determines otherwise.
(ii) After conducting a thorough investigation, the utility determines that the customer has vacated the premises;
(iii) The utility identifies a hazardous condition in the customer's facilities or in the utility's facilities serving the customer;
(iv) A customer pays a delinquent account with a check or electronic payment the bank or other financial institution has dishonored after the utility has issued notice as required in subsection (4) of this section;
(v) The customer has not kept any agreed-upon payment arrangement for payment of a delinquent balance after the utility has issued notice as required in subsection (4) of this section; or
(vi) The utility has determined a person has used service prior to applying for service. The utility must charge the person for service used in accordance with the utility's filed tariff. If the utility has reasonably sufficient grounds to conclude that the unauthorized usage is in good faith, the utility should notify the person and provide an opportunity to apply for service prior to disconnection.
(b) If the utility disconnects service without prior notice as authorized in this subsection, the utility must subsequently make a reasonable effort to notify the customer or affected person of the reason for the disconnection within five business days. Such notice must also describe the means by which the customer or person may dispute the utility's actions including, but not limited to, contacting the commission.
(c) This section should not be interpreted as relieving the customer or other person of civil or criminal responsibility.
(8) Medical conditions or emergencies. When the utility has cause to disconnect or has disconnected a residential service, it must postpone disconnection of service or must reinstate service for a grace period of five business days after receiving either verbal or written notification of the existence of a medical condition or emergency that requires electricity to continue to be provided. The utility must reinstate service during the same day if the customer contacts the utility prior to the close of the business day and requests a same-day reconnection. Otherwise, the utility must restore service by 12:00 p.m. the next business day. When service is reinstated the utility will not require payment of a reconnection charge and/or deposit prior to reinstating service but must bill all such charges on the customer's next regular bill or on a separate invoice.
(a) The utility may require that the customer, within five business days, submit written electronic or paper certification from a qualified medical professional stating that the disconnection of electric service would aggravate an existing medical condition of an occupant of the household. "Qualified medical professional" means a licensed physician, nurse practitioner, or physician's assistant authorized to diagnose and treat the medical condition without supervision of a physician. Nothing in this section precludes a utility from accepting other forms of certification, but the most the utility can require is written electronic or paper certification. If the utility requires such written certification, it may not require more than the following information:
(i) Residence location;
(ii) An explanation of how the current medical condition will be aggravated by disconnection of service;
(iii) A statement of how long the condition is expected to last; and
(iv) The title, signature, and telephone number of the person certifying the condition.
(b) The medical certification is valid only for the length of time the health endangerment is certified to exist but no longer than sixty days, unless renewed.
(c) A medical emergency does not excuse a customer from having to pay delinquent and ongoing charges. The utility may require the customer to do the following within a five business day grace period:
(i) Pay a minimum of ten percent of the delinquent balance;
(ii) Enter into an agreement to pay the remaining delinquent balance within one hundred twenty days; and
(iii) Agree to pay subsequent bills when due. Nothing in this section precludes the utility from agreeing to an alternate payment plan, but the utility must not require the customer to pay more than this subsection prescribes. The utility must send a notice to the customer confirming the payment arrangements within two business days of having reached the agreement.
(d) If the customer fails to provide a medical certificate in accordance with (a) of this subsection or ten percent of the delinquent balance within the five business days grace period, or if the customer fails to abide by the terms of the payment agreement, the utility may disconnect service after complying with the notice requirements in subsection (4)(a)(ii) of this section. If the utility previously provided a second disconnection notice to the customer, the utility must provide an additional second disconnection notice in compliance with the notice requirements in subsection (4)(a)(ii) of this section.
(9)Payments at a payment agency. Payment of any past-due amounts to a designated payment agency of the utility constitutes payment when the customer informs the utility of the payment and the utility has verified the payment. The utility must promptly verify the payment upon notification from the customer.
(((9)))(10)Remedy and appeals.((Service))A utility may not ((be disconnected))disconnect service while the customer is pursuing any remedy or appeal provided by these rules or while engaged in discussions with the utility's representatives or with the commission. Any amounts not in dispute must be paid when due and any conditions posing a danger to health, safety, or property must be corrected. The utility must inform the customer of these provisions when referring the customer ((is referred to a utility's))to a utility supervisor or to the commission.
(11) Disconnecting service during inclement weather. A utility must establish conditions in its tariff(s) under which the utility will cease nonvoluntary service disconnections during inclement weather events.
AMENDATORY SECTION(Amending WSR 01-11-004, filed 5/3/01, effective 6/3/01)
WAC 480-100-133Reconnecting service after disconnection.
(1) ((An electric))A utility must make every reasonable effort to restore a disconnected service within twenty-four hours, or within four hours for customers who the utility has remotely disconnected, or other time mutually agreeable between the customer and the company, after the customer has paid, or at the time the utility has agreed to bill, any applicable reconnection charge, and:
(a) The causes for disconnection not related to a delinquent account are removed and the customer pays any delinquent ((regulated))tariffed charges, plus any required deposit; or
(b) The customer has entered into an agreed-upon payment arrangement for a delinquent account and pays any required deposit as defined in WAC 480-100-113((,)) Residential service deposit requirements or WAC 480-100-118((,)) Nonresidential service deposit requirements; or
(c) The customer has paid all ((regulated))tariffed amounts due on the account that is not a prior obligation and the customer has paid any required deposit as defined in WAC 480-100-113((,)) Residential service deposit requirements or WAC 480-100-118 Nonresidential service deposit requirements((;)).
(2) If a site visit is not required to reconnect service, the utility may not charge any fees for the reconnection.
(3) The commission may require reconnection pending resolution of any ((bona fide)) dispute between the utility and the customer over the propriety of disconnection.
AMENDATORY SECTION(Amending WSR 11-06-032, filed 2/25/11, effective 3/28/11)
WAC 480-100-153Protection and disclosure of ((private))customer information.
(1) ((An electric))A utility must use reasonable security practices and procedures to safeguard all customer information within the utility's possession or control from unauthorized access or disclosure.
(2) A utility may only collect and retain customer information that is reasonably necessary for the utility to perform duties directly related to the utility's primary purpose unless the utility has first obtained the customer's written consent to collect and retain customer information for another purpose.
(3) A utility may disclose customer information without written customer consent to an affiliate, subsidiary, or parent organization only to the extent necessary for the utility to perform duties directly related to the utility's primary purpose. The utility must obtain the customer's written consent to disclose customer information to an affiliate, subsidiary, or parent organization for any other purpose.
(4) A utility may disclose customer information to third parties only to the extent necessary for the utility to perform duties directly related to the utility's primary purpose unless the utility has first obtained the customer's written consent to disclose customer information to third parties for other specified purposes. The utility must require all third parties to which it provides access to customer information to have policies, procedures, and technological safeguards in place to protect customer information that are no less stringent than the utility's own standards.
(5) A utility is ultimately responsible for safeguarding customer information. The utility must ensure that it has and enforces contractual obligations with third parties, affiliates, subsidiaries, and parent organizations that require such entities to have and comply with policies, procedures, and technological safeguards sufficient to prevent the misuse or improper or unauthorized disclosure of customer information.
(6) A utility may not ((disclose or)) sell ((private consumer))customer information ((with or)). A utility may not otherwise disclose customer information except as provided in this rule. A utility may not disclose customer information to its affiliates, subsidiaries, parent organization, or any other third party for the purposes of marketing services or product offerings to a customer who does not already subscribe to that service or product, unless the utility has first obtained the customer's written ((or electronic permission to do so.
(2) Private consumer information includes the customer's name, address, telephone number, and any other personally identifying information, as well as information related to the quantity, technical configuration, type, destination, and amount of use of service or products subscribed to by a customer of a regulated utility that is available to the utility solely by virtue of the customer-utility relationship.
(3) The utility must obtain a customer's prior permission for each instance of disclosure or sale of his or her private customer information to an affiliate, subsidiary or other third party for purposes of marketing services or products that the customer does not already subscribe to and maintain a record of each instance of permission for disclosing his or her private customer information.
(4)))consent. The utility must maintain a record of each customer's written consent as required in subsection (9) of this section.
(7) Nothing in this rule may be construed to preclude the utility from complying with demands for customer information as required by law, such as through a warrant or subpoena.
(8) If a customer discloses or directs the utility to disclose customer information to a third party other than in response to a request or requirement of the utility, the utility will not be responsible for the security of that information or its use or misuse by that third party.
(9) The utility ((will))must retain the following information for each ((instance of a customer))written consent a customer gives to the utility for disclosure of ((his or her private)) customer information ((if provided electronically)):
(a) The date and customer confirmation of consent ((for the disclosure of private))to disclose customer information;
(b) A list of the ((date of the consent and the)) affiliates, subsidiaries, parent organizations, or third parties to which the customer has authorized ((disclosure of his or her private))the utility to disclose customer information; ((and))
(c) ((A confirmation))Information provided to the customer about how the customer can revoke consent; and
(d) Verification that the consenting customer's name, service address, and account number ((exactly matches))match the utility record for such account.
(((5)))(10) Subject to agreements a customer has made with third parties, a customer has the right to revoke, at any time, any previously granted consent for the utility to disclose customer information in the future to an affiliate, subsidiary, parent organization, or third party for purposes that are not necessary for the utility to perform duties directly related to the utility's primary purpose. The utility may require that any such revocation not be effective until up to ten business days after the customer submits that revocation to the utility.
(11) The utility must post and maintain its privacy policy on its website in a prominent location.
(a) The utility must notify new customers how they can access a copy of the utility's privacy policy upon initiating utility service.
(b) Whenever the utility amends its privacy policy it must notify existing customers by whatever method the utility uses to transmit the customers' bills.
(c) The utility must provide a written copy of its privacy policy upon customer request.
(d) Any notice regarding the utility's privacy policy must include a customer service phone number and website address where customers can direct additional questions or obtain additional information.
(12) This section does not prevent disclosure of the essential terms and conditions of special contracts as provided ((for)) in WAC 480-80-143 ((())Special contracts for gas, electric, and water companies(())).
(((6)))(13) This section does not prevent the utility or its approved third parties from inserting any marketing information into the customer's billing package.
(((7)))(14) The utility must provide a user-friendly website interface through which customers may access their own account and usage information without charge. The utility may implement reasonable procedures to verify the customer's identity before providing access to customer account and usage information through this interface.
(15) The utility must make a reasonable effort to respond to requests from customers for their own account and usage information within ten business days of the customer request.
(16) The utility must ensure that the information it collects, stores, uses, and discloses is reasonably accurate and complete and otherwise complies with applicable rules and tariffs regarding the quality of energy usage data.
(17) Each customer must have the opportunity to dispute the accuracy or completeness of the customer account and usage information the utility has collected for that customer. The utility must provide adequate procedures for customers to dispute the accuracy of their customer account and usage information and to request appropriate corrections or amendments.
(18) The utility must take all reasonable steps to destroy, or arrange for the destruction of, customer information in accordance with the utility's data retention policies and practices.
(19) The utility must notify customers of any security breach involving disclosure of personal information as defined in RCW 19.255.010 in accordance with that statute. If a security breach involves disclosure of customer information other than personal information as defined in RCW 19.255.010, the utility shall notify customers and the commission as soon as practicable of the breach and the measures the utility is taking to remedy the breach. The utility must take all reasonable measures including, but not limited to, cooperating fully with law enforcement agencies, to recover lost information and prevent the loss of further customer information.
(20) The utility must review at least annually the type of customer information the utility has collected and ensure collection and retention of that information is reasonably necessary for the utility to perform duties directly related to the utility's primary purpose or other purpose to which the customer has consented to the utility collecting that information.
(21) The utility may collect and release ((customer information in)) aggregate ((form if the aggregated information does not allow any specific customer to be identified))data to the extent reasonably necessary for the utility to perform duties directly related to the utility's primary purpose. The utility may collect and release aggregate data on energy usage to the extent necessary to comply with legal requirements, or to facilitate voluntary efforts, to promote energy efficiency, conservation, or generating resource management. The utility must have sufficient policies, procedures, and safeguards in place to ensure that any release of aggregate data does not allow any specific customer or customer information to be identified.
AMENDATORY SECTION(Amending WSR 16-06-038, filed 2/23/16, effective 3/25/16)
WAC 480-100-178Billing requirements and payment date.
(1) Customer bills must:
(a) Be issued at intervals not to exceed two one-month billing cycles, unless the utility can show good cause for delaying the issuance of the bill. The utility must be able to show good cause if requested by the commission;
(b) Show the total amount due and payable;
(c) Show the date the bill becomes delinquent if not paid;
(d) Show the utility's business address, business hours, and a toll-free telephone number and an emergency telephone number by which a customer may contact the utility;
(e) Show the ((current and previous))beginning and ending meter readings for the current billing period, the current monthly or bimonthly read date, as applicable, and the total amount of kilowatt hours used for the billing cycle, provided that the customer bill must provide the meter readings and read date for the final reading for the applicable monthly or bimonthly billing cycle; the bill need not include interval readings, although the utility must provide customers with access to their usage data in accordance with WAC 480-100-153;
(f) Show the amount of kilowatt hours used for each billing rate, the applicable billing rates per kilowatt hour, the basic charge or minimum bill;
(g) Show the amount of any municipal tax surcharges or their respective percentage rates, if applicable;
(h) Clearly identify when a bill has been prorated. A prorated bill must be issued when service is provided for a fraction of the billing period. Unless otherwise specified in the utility's tariff, the charge must be prorated in the following manner:
(i) Flat-rate service must be prorated on the basis of the proportionate part of the period the service was rendered;
(ii) Metered service must be billed for the amount metered. The basic or minimum charge must be billed in full.
(i) Clearly identify when a bill is based on an estimation.
(i) The utility must detail its method(s) for estimating customer bills in its tariff;
(ii) The utility may not estimate for more than four consecutive months, unless the cause of the estimation is inclement weather, terrain, or a previous arrangement with the customer;
(j) Clearly identify determination of maximum demand. A utility providing service to any customer on a demand basis must detail in its filed tariff the method of applying charges and of ascertaining the demand.
(2) The minimum time allowed for payment after the bill's mailing date must be fifteen days, if mailed from within the states of Washington, Oregon, or Idaho, or eighteen days if mailed from outside the states of Washington, Oregon, and Idaho.
(3) The utility must allow a customer to change a designated payment-due date when the customer has a satisfactory reason for the change. A satisfactory reason may include, but is not limited to, adjustment of a designated payment-due date to parallel receipt of income. The preferred payment date must be prior to the next billing date.
(4) With the consent of the customer, a utility may provide billings in electronic form if the bill meets all the requirements for the use of electronic information in this chapter. The utility must maintain a record of the consent as a part of the customer's account record, and the customer may change from electronic to printed billing upon request, as provided in this chapter. The utility must complete the change within two billing cycles of the request.
(5) Corrected bills:
(a) A utility must issue a corrected bill upon finding that an underbilling or overbilling occurred as a result of a meter failure, meter malfunction, meter with unassigned energy usage, or any other situation where energy usage was not billed or was inaccurately billed. The utility must use the rates and rate schedule in effect during the billing period(s) covered by the corrected bill. The utility must issue the corrected bill within sixty days from the date the utility discovered that an account had been underbilled or overbilled. Except as provided in subsection (7) of this section, when a utility's investigation finds that it has underbilled energy usage, it may not collect underbilled amounts for any period greater than six months from the date the error occurred. The maximum period for which utilities are required to adjust bills for overbilling is six years.
(b) For the purposes of this rule:
(i) A meter failure or malfunction is defined as: A mechanical malfunction or failure that prevents the meter or any ancillary data collection or transmission device from registering or transmitting the actual amount of energy used. A meter failure or malfunction includes, but is not limited to, a stopped meter, a meter that is faster or slower than the metering tolerance specified in WAC 480-100-338, or an erratic meter.
(ii) An unassigned energy usage meter is defined as a meter that is installed at a valid service address and accurately records energy usage during a period of time where there was no active electric service account at that premises.
(c) A utility must develop and maintain procedures that establish practices for the prompt identification, repair and replacement of meters that are not functioning correctly and for identification of unassigned usage meters. The objective of such procedures shall be to mitigate the number of underbilling occurrences that exceed six months in duration. These procedures must address, at a minimum:
(i) Practices to prevent the issuance of corrected bills due to incorrect prorated bills, improperly assigned meters, incorrectly installed meters, incorrect billing rate schedules, incorrect billing multipliers, or any other event that may affect billing accuracy.
(ii) Processes for the investigation of meter issues include, but are not limited to, stopped, slowed, and erratic usage meters.
(iii) Processes for the investigation of meter usage from unidentified usage meters.
(6) For the purpose of this rule, a corrected bill may take the form of a newly issued bill or may be reflected as a line item adjustment on a subsequent monthly or bimonthly bill. When a corrected bill is issued, the utility must provide the following information on the corrected bill, in a bill insert, letter, or any combination of methods that clearly explains all the information required to be sent to the customer:
(a) The reason for the bill correction;
(b) A breakdown of the bill correction for each month included in the corrected bill;
(c) The total amount of the bill correction that is due and payable;
(d) The time period covered by the bill correction; and
(e) When issuing a corrected bill for underbilling, an explanation of the availability of payment arrangements in accordance with WAC 480-100-138(1) payment arrangements.
(7) Exceptions to billing correction rules:
(a) Corrected bills related to an underbilling due to tampering or interference with the utility's property, use of the utility's service through an illegal connection, or the fraudulent use of a utility's service, are exempt from the six-month restriction set forth in subsection (5)(a) of this section.
(b) Adjustments for underbilling of nonresidential customers will be limited to six months. However, the utility may extend this period for good cause if a longer period is appropriate due to circumstances such as the complexity of specific accounts, changing metering configurations, load changes of large industrial customers, special meter configuration involving current transformers, or wiring reconfiguration by the customer. Utilities must report to the commission within sixty days the reasons for any adjustments longer than six months.
(c) The utility may choose not to issue a corrected bill to recover underbilled amounts less than fifty dollars.
(8) An estimated meter read made in accordance with subsection (1)(i) of this section is not considered a meter failure or malfunction or a situation where energy usage was inaccurately billed. A bill true-up (correction) based on an actual meter reading after one or more estimated bills is not considered a corrected bill for purposes of subsection (5)(a) of this section.
AMENDATORY SECTION(Amending WSR 01-11-004, filed 5/3/01, effective 6/3/01)
WAC 480-100-318Meter readings, multipliers, and test constants.
(1) Electric utilities must use electric meters or other such devices to accurately record or indicate the quantity of electricity sold to customers. Such measuring devices will allow utilities to calculate a customer's consumption in units of kilowatt hours or other units as filed in the company's tariffs.
(2) Electric utilities that decide to either measure a customer's consumption with a device that employs a multiplier or calculate consumption from recording devices must provide customers, upon request, information sufficient to enable the customer to compute the quantity consumed.
(3) Indirect reading meters and those that operate from instrument transformers must have the multiplier plainly marked on the dial of the instrument or be otherwise suitably marked.
(4) The watt-hour constant for the meter itself must be placed on all watt-hour meters (as specified in ANSI C12.1). Information about the ANSI C12.1 regarding the version adopted and where to obtain it is set out in WAC 480-100-999((,)) Adoption by reference.
(5) Measuring devices that have the capability to do so must measure all energy sold to customers at a minimum of sixty-minute intervals for residential customers and fifteen-minute intervals for nonresidential customers.