Washington Administrative Code
2019 Archive

Chapter 460-18A WAC
Last Update: 6/15/16

NOTICE FILINGS FOR FEDERAL COVERED SECURITIES
PDF of Chapter Digest
WAC Sections
460-18A-010Filing requirements—Investment companies other than closed-end companies.
460-18A-020Filing requirements—Closed-end investment companies.
460-18A-030Filing requirements—Investment companies—Name changes.
460-18A-040Investment companies—Report of sales.
460-18A-100Filing requirements—Municipal securities.
460-18A-200Filing requirements—Regulation A Tier 2 offerings.
460-18A-210Notice filing requirements for federal crowdfunding offerings.