WASHINGTON ADMINISTRATIVE CODE ARCHIVE

Washington Administrative Code
2019 Archive

Chapter 460-99C WAC

Last Update: 8/8/17

CROWDFUNDING

PDF of Chapter Digest


WAC Sections
460-99C-010	Application.
460-99C-020	Definitions.
460-99C-030	Availability.
460-99C-040	Filing requirements.
460-99C-050	Information requirements.
460-99C-060	Declaration of exempt offering.
460-99C-070	Duration of exempt offering.
460-99C-080	Pending offering—Notice of termination.
460-99C-090	Amendments to Washington Crowdfunding Form—Material changes.
460-99C-100	Renewal filing requirements.
460-99C-110	Minimum target offering amount.
460-99C-120	Investor right of cancellation.
460-99C-130	Escrow agreement provisions.
460-99C-140	Issuer compliance with investor limitations.
460-99C-150	Aggregate investment limitations.
460-99C-170	Restrictions on resale.
460-99C-180	Annual reporting requirements.
460-99C-190	Final sales report.
460-99C-220	Bad actor disqualification.
460-99C-230	Disqualification based on reporting failures.
460-99C-240	Books and records—Inspection rights.
460-99C-250	Advertising—Filing requirements.
460-99C-260	Filing fees.

DISPOSITION OF SECTIONS FORMERLY CODIFIED IN THIS TITLE


460-99C-160	Evidence of residency. [Statutory Authority: RCW 21.20.450, 21.20.880, 21.20.883, 21.20.886, and 2014 c 144. WSR 14-21-001, § 460-99C-160, filed 10/1/14, effective 11/1/14.] Repealed by WSR 17-17-022, filed 8/8/17, effective 9/8/17. Statutory Authority: RCW 21.20.450, 21.20.880 and 2017 c 113.
460-99C-200	Integration. [Statutory Authority: RCW 21.20.450, 21.20.880, 21.20.883, 21.20.886, and 2014 c 144. WSR 14-21-001, § 460-99C-200, filed 10/1/14, effective 11/1/14.] Repealed by WSR 17-17-022, filed 8/8/17, effective 9/8/17. Statutory Authority: RCW 21.20.450, 21.20.880 and 2017 c 113.
460-99C-210	Activities of portals. [Statutory Authority: RCW 21.20.450, 21.20.880, 21.20.883, 21.20.886, and 2014 c 144. WSR 14-21-001, § 460-99C-210, filed 10/1/14, effective 11/1/14.] Repealed by WSR 17-17-022, filed 8/8/17, effective 9/8/17. Statutory Authority: RCW 21.20.450, 21.20.880 and 2017 c 113.