Date of Adoption: July 10, 2000.
Purpose: To provide increased access to specialist physicians in underserved areas of Washington and to increase access to both specialist and primary physicians services by implementing a requirement for a sliding discount fee schedule.
Citation of Existing Rules Affected by this Order: Amending WAC 246-562-010, 246-562-020, 246-562-060, 246-562-080, 246-562-110, 246-562-120, 246-562-140 and 246-562-150; and new section WAC 246-562-160.
Statutory Authority for Adoption: Chapter 70.185 RCW.
Adopted under notice filed as WSR 00-11-165 on May 24, 2000.
Changes Other than Editing from Proposed to Adopted Version: WAC 246-562-060(7), typographical error; WAC 246-562-060(8), added language clarifying the timeframe of the notification to public providers; WAC 246-562-080(8), added language under physician criteria, clarifying physician's responsibility to serve the population of state institutions or correctional facilities; and WAC 246-562-120 (4)(c), (5)(b), added language clarifying ranking order of local, state or federal institutions or correctional facilities should multiple applications arrive on the same day.
Number of Sections Adopted in Order to Comply with Federal Statute: New 0, Amended 0, Repealed 0; Federal Rules or Standards: New 0, Amended 0, Repealed 0; or Recently Enacted State Statutes: New 0, Amended 0, Repealed 0.
Number of Sections Adopted at Request of a Nongovernmental Entity: New 0, Amended 2, Repealed 1.
Number of Sections Adopted on the Agency's Own Initiative: New 0, Amended 8, Repealed 0.
Number of Sections Adopted in Order to Clarify, Streamline, or Reform Agency Procedures: New 0, Amended 10, Repealed 0.
Number of Sections Adopted Using Negotiated Rule Making: New 0, Amended 10, Repealed 0; Pilot Rule Making: New 0, Amended 0, Repealed 0; or Other Alternative Rule Making: New 0, Amended 0, Repealed 0. Effective Date of Rule: Thirty-one days after filing.
July 18, 2000
Nancy Ellison, Deputy
for Mary Selecky
AMENDATORY SECTION(Amending WSR 98-20-067, filed 10/2/98, effective 11/2/98)
The following definitions shall apply in the interpretation and implementation of these rules.
(1) "Applicant" means a health care facility that seeks to employ a physician and is requesting state sponsorship or concurrence of a visa waiver.
(2) "Department" means the department of health.
(3) "Board eligible" means having satisfied the requirements necessary to sit for board examinations.
(4) "Employment contract" means a legally binding agreement between the applicant and the physician named in the visa waiver application which contains all terms and conditions of employment, including, but not limited to, the salary, benefits, length of employment and any other consideration owing under the agreement.
(4))) (5) "Health care facility" means an entity with an
active Washington state business license doing business or
proposing to do business in the practice location where the
physician would be employed, whose stated purposes include the
delivery of medical care.
(5))) (6) "Health professional shortage area" (HPSA) means
an area federally designated as having a shortage of primary care
physicians or mental health care.
(7) "Medically underserved area" (MUA) means a federally designated area based on whether the area exceeds a score for an Index of Medical Underservice, a value based on infant mortality, poverty rates, percentage of elderly and primary care physicians to population ratios.
(8) "Physician" means the foreign physician, named in the visa waiver application, who requires a waiver to remain in the United States to practice medicine.
(6))) (9) "Sliding fee discount schedule" means a written
delineation documenting the value of charge discounts granted to
patients based upon financial hardship.
(10) "Sponsorship" means a request by the department on behalf of a health care facility to federal immigration authorities to grant a visa waiver for the purpose of recruiting and retaining physicians.
(7))) (11) "Visa waiver" means a federal action that
waives the requirement for a foreign physician, in the United
States on a J-1 visa, to return to his/her home country for a
two-year period following medical residency training.
(8))) (12) "Vacancy" means a full-time physician practice
opportunity that is based on a planned retirement, a loss of an
existing physician, or an expansion of physician services in the
[Statutory Authority: Chapter 70.185 RCW. 98-20-067, § 246-562-010, filed 10/2/98, effective 11/2/98.]
(1) The department of health may assist communities to recruit and retain physicians, or other health care professionals, as directed in chapter 70.185 RCW, by exercising an option provided in federal law, 8 U.S.C. Sec. 1184(l) and 22 C.F.R. 514.44(e). This option allows the department of health to sponsor a limited number of visa waivers each federal fiscal year if certain conditions are met.
(2) The department may ((
also concur in)) acknowledge
sponsorship proposed by federal agencies, including the United
States Department of Agriculture. (( The department will apply
the same criteria to concurrence requests as it applies to
applications for state sponsorship.))
(3) The department may carry out a visa waiver program, or, in the event of resource limitations or other considerations, may discontinue the program. Purposes of the program are:
(a) To increase the availability of physician services in existing federally designated shortage areas for health care facilities that have long standing vacancies;
(b) To improve access to physician services for communities
and specific under-served populations that are having difficulty
primary care)) physician services;
(c) To serve Washington communities ((
who)) which have
identified a physician currently holding a J-1 visa as an ideal
candidate to meet the community's need for primary health care
services or specialist services as allowed by WAC 246-562-080.
(4) The department may only sponsor ((
or concur in)) a visa
waiver request when:
(a) The application contains all of the required information and documentation;
(b) The application meets the criteria contained in chapter 246-562 WAC.
(5) The department will limit its activities:
(a) Prior to submission of an application, the department may provide information on preparing a complete application;
(b) For applicants that have benefited from department sponsorship previously, the applicant's history of compliance will be a consideration in future sponsorship decisions;
(c) Because the number of sponsorships the department may
provide is limited, and because the number of shortage areas is
great, sponsorship will be limited. In any single program year,
a health care facility ((
will not be granted more than two
sponsorships in any one designated shortage area served)) in any
one designated health professional shortage area or medically
(i) Will not be allotted more than two sponsorships; and
(ii) Will not be allotted more than one specialist sponsorship as allowed by WAC 246-562-080(4);
(d) In any given program year seventy-five percent of federally allocated sponsorships will be allotted for primary care physicians. Twenty-five percent of federally allocated sponsorships will be allotted for specialists.
[Statutory Authority: Chapter 70.185 RCW. 98-20-067, § 246-562-020, filed 10/2/98, effective 11/2/98.]
must be existing health care facilities ((
licensed to do business
in Washington state. The applicant must provide medical care for
a minimum of twelve months prior to submitting a visa waiver
application to the department)) that:
(a) Have been licensed to do business; and
(b) Have provided medical care in Washington state for a minimum of twelve months prior to submitting the application.
(2) Applicants may be for-profit, nonprofit, or government organizations.
(3) Except for state institutional and correctional facilities designated as federal shortage areas, the applicant must:
(a) Currently serve Medicare clients; Medicaid clients; low-income clients, such as subsidized basic health plan enrollees; uninsured clients; and the population of the federal designation.
(b) Demonstrate that during the twelve months prior to submitting the application, the health care facility was providing a minimum of ten percent of the applicant's total patient visits to Medicaid clients, and/or other low-income clients.
(c) Agree to implement a sliding fee discount schedule for the physician named in the J-1 visa waiver application. The schedule must be:
(i) Available in the client's principal language and English; and
(ii) Posted conspicuously; and
(iii) Distributed in hard copy to individuals making or keeping appointments with that physician.
(4) Applicants must have been actively recruiting to fill the practice vacancy from among qualified physicians who are graduates of United States medical schools. Active recruitment must be for a period of not less than six months prior to submitting a visa waiver application to the department.
(5) Applicants must have a signed employment contract with
the physician. ((
The employment contract:)) Throughout the
period of obligation, regardless of physician's visa status, the
employment contract must:
Must)) Meet state and federal requirements;
Must)) Not prevent the physician from providing
medical services in the designated shortage area after the term
(c) Specify the period of employment:
(i) Three years minimum for primary care sponsorship; or
(ii) Five years minimum for specialist sponsorship.
(6) Applicants must pay the physician ((
at least the actual
wage level paid by the employer to all other individuals with
similar experience and qualifications for the specific employment
opportunity or the prevailing wage level for the position in the
area of employment, whichever is higher)) prevailing wage as
determined and approved by U.S. Department of Labor. Approval
must be documented on a U.S. Department of Labor form ETA 9035
signed by an authorized official.
(7) If the applicant has previously requested sponsorship of
a physician, WAC ((
246-562-130)) 246-562-020 will apply.
(8) If the applicant is not a publicly funded provider,
additional criteria apply. The applicant must provide
documentation of notification of intent to submit application for
J-1 visa physician waiver to all publicly funded providers in
HPSA or MUA designated area. Publicly funded providers include,
but are not limited to, public hospital districts, local health
departments, or community and/or migrant health centers. ((
applicant must provide a letter from each of the publicly funded
providers serving the federally designated shortage area. The
(a) Describe a mutually supportive relationship;
(b) Confirm that the proposed addition of a physician will benefit the federally designated shortage area;
(c) Explain how the applicant, through call coverage, referral, or other mechanism will contribute to meeting the local needs.)) Notification must:
(a) Be sent at least thirty days prior to submitting the application to the department;
(b) Include a statement giving the publicly funded providers thirty days to provide comment to the department regarding the J-1 physician visa application; and
(c) Provide the department's address.
(9) Applicants must notify the department in writing of the
physician's start-date of employment ((
and of any changes in the
physician's employment status during the initial three years of
employment)). Any amendments made to the required elements of
the employment contract, subsection (5) of this section, during
the first three years for primary care physicians or five years
for specialist and subspecialist physicians of contracted
employment must be reported to the department for review and
approval. The department will complete review and approval of
such amendments within thirty calendar days of receipt.
(10) Applicants must submit status reports to the department
every six months, with required supporting documentation, during
the initial ((
three-year)) term of employment, three years for
primary care physicians or five years for specialists.
(11) Applicants must cooperate in providing the department with clarifying information, verifying information already provided, or in any investigation of the applicant's financial status.
[Statutory Authority: Chapter 70.185 RCW. 98-20-067, § 246-562-060, filed 10/2/98, effective 11/2/98.]
(1) The physician must not have a J-1 visa waiver pending for any other employment offer.
(2) Physicians must have the qualifications described in recruitment efforts for a specific vacancy.
The physician must provide direct patient care and be
trained only in the following five primary care areas:
(a))) Physicians applying as primary care physicians must:
(a) Provide direct patient care; and
(b) Be trained in:
(i) Family practice; or
(b))) (ii) General internal medicine; or
(c))) (iii) Pediatrics; or
(d))) (iv) Obstetrics and gynecology; or
(e))) (v) Psychiatry and its subspecialties; and
(c) Except for psychiatrists, not have any additional specialty training. Continuing medical education (CME) will not be considered specialty training for the purposes of this rule.
(4) Physicians applying as specialists must:
(a) Provide direct patient care;
(b) Be trained in a subspecialty as defined by the Accreditation Council for Graduate Medical Education and published in the 1999-2000 Graduate Medical Education Directory, which is hereby incorporated by reference of:
(i) Internal medicine; or
(ii) Family practice; or a specialty as defined by the Accreditation Council for Graduate Medical Education and published in the 1999-2000 Graduate Medical Education Directory, which is hereby incorporated by reference of
(iii) General surgery; or
(iv) Radiology-diagnostic; and
(v) Be an active candidate for board certification on or before the start date of employment.
(c) Copies of the 1999-2000 Graduate Medical Education Directory are available from the American Medical Association or can be viewed at the Washington State Department of Health, Office of Community and Rural Health, 2725 Harrison NW, Olympia WA 98504.
(5) Physicians must have an active Washington state medical license, unless unusual circumstances delay licensing. If the application for a Washington state medical license has been received by the Washington state medical quality assurance commission four or more weeks prior to submission of the visa waiver application, the applicant may substitute a copy of the license application and request an exception.
(5))) (6) Physicians must have at least one recommendation
from their residency program that:
(a) Addresses the physician's interpersonal and professional ability to effectively care for diverse and low-income people in the United States; and
(b) Describes an ability to work well with supervisory and subordinate medical staff, and adapt to the culture of United States health care facilities; and
(c) Documents level of specialty training, if any; and
(d) Is prepared on residency program letterhead and is signed by residency program staff or faculty; and
(e) Includes name, title, relationship to physician, address and telephone number of signatory.
(6))) (7) The physician must comply with all provisions of
the employment contract.
(8) Physician must:
(a) Accept Medicaid assignment; and
(b) Post and implement a sliding fee discount schedule; and
(c) Serve the low-income population; and
(d) Serve the uninsured population; and
(e) Serve the shortage designation population; or
(f) Serve the population of a local, state, or federal governmental institution or corrections facility as an employee of the institution.
[Statutory Authority: Chapter 70.185 RCW. 98-20-067, § 246-562-080, filed 10/2/98, effective 11/2/98.]
Concurrence with federal waiver requests will be offered to
(1) Submit an application with a written request for a letter of concurrence;
(2) Meet all federal requirements; and
(3) Meet all state requirements.)) In the event an applicant for a USDA or other federal agency J-1 waiver submits a copy of an application to the department, the department will acknowledge receipt of the copy of the application.
[Statutory Authority: Chapter 70.185 RCW. 98-20-067, § 246-562-110, filed 10/2/98, effective 11/2/98.]
(1) The department will review applications for completeness in date order received.
(2) Applications must be mailed, sent by commercial carrier, or delivered in person. Applications may not be sent by telefax, or electronically.
(3) The department may limit the time period during which applications may be submitted including cutting off applications after the state has sponsored all applications allowed in a given federal fiscal year.
(4) Should multiple primary care physician applications arrive at the department on the same day, the department will rank those applications according to the following criteria:
(a) Federally designated shortage facilities will rank first.
(b) Those applicants serving shortage areas that require the greatest number of physicians relative to population to remove them from federal shortage status will rank second.
(c) Publicly funded employers, such as public hospital
and)), community health centers, local, state, or
federal governmental institutions or correctional facilities, who
have an obligation to provide care to under-served populations
will rank third.
(d) If multiple applications within a designated category arrive on the same day, those applications will be ranked within that category based on random selection.
(e) If a ranked order cannot be determined by using the criteria in (a) through (d) of this subsection, then applications will be ranked based on random selection.
(5) Should multiple specialist applications arrive at the department on the same day, the department will rank these applications according to the following criteria:
(a) Federally designated shortage facilities will rank first.
(b) Publicly funded employers, such as public hospital districts, community health centers, local, state, or federal governmental institutions or correctional facilities, who have an obligation to provide care to underserved populations will rank second.
(c) If multiple applications within a designated category arrive on the same day, those applications will be ranked within that category based on random selection.
(d) If a ranked order cannot be determined by using the criteria in (a) through (c) of this subsection, then applications will be ranked based on random selection.
(6) The department will review applications within ten working days of receipt of the application to determine if the application is complete.
(6))) (7) The department will return incomplete
applications to the applicant, and provide a written explanation
of missing items.
(7))) (8) Incomplete applications may be resubmitted with
additional required information. Resubmitted applications will
be considered new applications and will be reviewed in date order
received on resubmission.
(8))) (9) The department will return applications that are
received after the maximum number of sponsorships have been
approved. This does not apply to (( requests for concurrence))
copies of USDA or other federal J-1 applications.
(9))) (10) The department will return sponsorship
applications to applicants who have had two approved sponsorships
in the current year for the shortage area.
(10))) (11) If the Washington state medical license is
pending at the time the application is submitted to the
department, the department may:
(a) Sponsor or concur;
(b) Hold the application in order received; or
(c) Return the application as incomplete.
(11))) (12) The department will review complete
applications against the criteria specified in chapter 246-562 WAC.
(12))) (13) The department may:
(a) Request additional clarifying information;
(b) Verify information presented;
(c) Investigate financial status of the applicant;
(d) Further investigate any comments generated by publicly funded provider notification of application for waiver;
(e) Return the application as incomplete if the applicant does not supply requested clarifying information within thirty days of request. Incomplete applications must be resubmitted. Resubmitted applications will be considered new applications and will be reviewed in date order received.
(13))) (14) The department will notify the applicant in
writing of action taken. If the decision is to decline
sponsorship, the department will provide an explanation of how
the application failed to meet the stated criterion or criteria.
(14))) (15) The department may deny a visa waiver request
or, prior to (( USIA)) U.S. Department of State approval, may
withdraw a visa waiver recommendation for cause, which shall
include the following:
(a) The application is not consistent with state and/or federal criteria;
(d) False statements;
(e) Misleading statements; or
(f) Evasion or suppression of material facts in the visa waiver application or in any of its required documentation and supporting materials.
(15))) (16) Applications denied may be resubmitted with
concerns addressed. Resubmitted applications will be considered
new applications and will be reviewed in date order received.
[Statutory Authority: Chapter 70.185 RCW. 98-20-067, § 246-562-120, filed 10/2/98, effective 11/2/98.]
(1) The department may report to the
United States Information Agency)) U.S. Department of State and
the United States Department of Immigration and Naturalization
Services if the applicant or physician is determined to be out of
compliance with any of the provisions of this chapter.
(2) The department may report to the ((
Information Agency)) U.S. Department of State and the United
States Department of Immigration and Naturalization Services if
the physician is determined to have left employment in the
federally designated area.
[Statutory Authority: Chapter 70.185 RCW. 98-20-067, § 246-562-140, filed 10/2/98, effective 11/2/98.]
(1) The applicant or physician may appeal the following department decisions:
(a) To deny or withdraw a visa waiver sponsorship;
(b) To deny ((
or withdraw a sponsorship concurrence)) a
request for approval of an employment contract amendment;
(c) Determination that the applicant or physician is out of compliance with this chapter; or
(d) Determination that the applicant is not eligible for future participation in the visa waiver program.
(2) The appeal process is governed by the Administrative Procedure Act (chapter 34.05 RCW), chapter 246-10 WAC, and this chapter.
(3) To initiate an appeal, the applicant must file a written request for an adjudicative proceeding within twenty-eight days of receipt of the department's decision.
(4) The request shall be mailed, by a method showing proof of receipt, to the Adjudicative Clerk Office, PO Box 47879, 2413 Pacific Avenue, Olympia, WA 98504-7879.
(5) The request must contain:
(a) A specific statement of the issue or issues and law involved;
(b) The grounds for contesting the department's decision; and
(c) A copy of the department's decision.
[Statutory Authority: Chapter 70.185 RCW. 98-20-067, § 246-562-150, filed 10/2/98, effective 11/2/98.]
(1) Notwithstanding any other provision of this chapter, this rule governs the allocation of departmental J-1 visa waiver sponsorships of specialists and primary care physicians during the federal fiscal year which ends September 30, 2000.
(2) Ten working days after the effective date of this rule, the department will determine:
(a) The number of J-1 visa waiver sponsorships already approved during the federal fiscal year which ends September 30, 2000;
(b) The number of pending primary care applications which the department has determined to be complete.
The department will subtract the sum of these two numbers from twenty which is the total number of J-1 visa waiver sponsorships the federal government has allocated to the state of Washington for the federal fiscal year ending September 30, 2000. The department will multiply the difference between these two numbers by .25. In the event the product of this operation is a whole number, the department will allocate that number of J-1 visa waiver sponsorships to specialists for the federal fiscal year ending September 30, 2000. In the event the product of this operation is not a whole number, the department will determine the larger of the two whole numbers between which the product falls, and will allocate that number of J-1 visa waiver sponsorships to specialists for the federal fiscal year ending September 30, 2000. All other J-1 visa waiver sponsorships available during the federal fiscal year ending September 30, 2000, will be allocated to primary care physicians.
(3) The department will not accept J-1 visa waiver sponsorship applications from specialists until ten days after the effective date of the amendments of which this rule is a part, but may advise specialists with respect to any proposed application.
(4) The department will prioritize among specialists applying for J-1 visa waiver sponsorships for the federal fiscal year ending September 30, 2000, using criteria generally applicable to the selection of specialists under this chapter.