PERMANENT RULES
Effective Date of Rule: Thirty-one days after filing.
Purpose: To provide guidance and clarification regarding the public disclosure law to personal financial affairs filers who receive, retain or exercise stock options. Amendments to WAC 390-24-010 would provide filers with guidance on reporting stock option information on PDC form F-1. Under the amended rule filers would report when they first received stock options, if they retained the stock options but did not exercise them and if they exercised the options during the reporting period. If the vesting period expires during the current F-1 reporting period and the stock options were not exercised no reference to the options would appear on the F-1 form.
Citation of Existing Rules Affected by this Order: Amending WAC 390-24-010.
Statutory Authority for Adoption: RCW 42.17.370.
Adopted under notice filed as WSR 09-10-045 on May 1, 2009.
Number of Sections Adopted in Order to Comply with Federal Statute: New 0, Amended 0, Repealed 0; Federal Rules or Standards: New 0, Amended 0, Repealed 0; or Recently Enacted State Statutes: New 0, Amended 0, Repealed 0.
Number of Sections Adopted at Request of a Nongovernmental Entity: New 0, Amended 0, Repealed 0.
Number of Sections Adopted on the Agency's Own Initiative: New 0, Amended 1, Repealed 0.
Number of Sections Adopted in Order to Clarify, Streamline, or Reform Agency Procedures: New 0, Amended 1, Repealed 0.
Number of Sections Adopted Using Negotiated Rule Making: New 0, Amended 0, Repealed 0; Pilot Rule Making: New 0, Amended 0, Repealed 0; or Other Alternative Rule Making: New 0, Amended 1, Repealed 0.
Date Adopted: June 25, 2009.
Douglas J. Ellis
Assistant Director
OTS-2317.2
AMENDATORY SECTION(Amending WSR 08-19-058, filed 9/12/08,
effective 11/5/08)
WAC 390-24-010
Forms for statement of financial affairs.
The official form for statements of financial affairs as
required by RCW 42.17.240 is designated "F-1," revised
((11/08)) 7/09. Copies of this form are available at the
Commission Office, 711 Capitol Way, Room 206, Evergreen Plaza
Building, P.O. Box 40908, Olympia, Washington 98504-0908. Any
paper attachments must be on 8-1/2" x 11" white paper.
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[Statutory Authority: RCW 42.17.370. 08-19-058, § 390-24-010, filed 9/12/08, effective 11/5/08. Statutory Authority: RCW 42.17.370(1). 08-01-070, § 390-24-010, filed 12/14/07, effective 1/14/08. Statutory Authority: RCW 42.17.370 and 42.17.241 (1)(n). 07-04-084, § 390-24-010, filed 2/5/07, effective 3/8/07. Statutory Authority: RCW 42.17.370. 06-18-034, § 390-24-010, filed 8/28/06, effective 9/28/06; 05-06-070, § 390-24-010, filed 3/1/05, effective 4/1/05; 02-20-036, § 390-24-010, filed 9/24/02, effective 10/25/02. Statutory Authority: RCW 42.17.370(1). 00-22-053, § 390-24-010, filed 10/27/00, effective 11/27/00. Statutory Authority: RCW 42.17.370 (1) and (11) and 42.17.241 (1)(n). 97-23-020, § 390-24-010, filed 11/10/97, effective 1/1/98. Statutory Authority: RCW 42.17.370(1). 96-09-017, § 390-24-010, filed 4/8/96, effective 5/9/96. Statutory Authority: RCW 42.17.370. 91-24-011, § 390-24-010, filed 11/22/91, effective 12/23/91. Statutory Authority: RCW 42.17.370(1). 88-20-029 (Order 88-04), § 390-24-010, filed 9/29/88; 86-19-039 (Order 86-06), § 390-24-010, filed 9/12/86; 86-08-030 (Order 86-02), § 390-24-010, filed 3/26/86; 85-24-020 (Order 85-05), § 390-24-010, filed 11/26/85; 84-01-017 (Order 83-03), § 390-24-010, filed 12/9/83; 80-18-028 (Order 80-07), § 390-24-010, filed 12/1/80; 80-02-055 (Order 80-01), § 390-24-010, filed 1/17/80; Order 94, § 390-24-010, filed 10/31/77; Order 87, § 390-24-010, filed 11/19/76; Order 62, § 390-24-010, filed 8/26/75; Order 48, § 390-24-010, filed 3/3/75; Order 44, § 390-24-010, filed 9/26/74; Order 6, § 390-24-010, filed 3/23/73.]