PERMANENT RULES
SOCIAL AND HEALTH SERVICES
(Health and Recovery Services Administration)
Effective Date of Rule: Thirty-one days after filing.
Purpose: Legislation passed in 2007 established certain safety requirements for mental health professionals who conduct home visits to stabilize persons in crisis. The purpose of this rule-making action is to codify those requirements.
Citation of Existing Rules Affected by this Order: Amending WAC 388-865-0405, 388-865-0452, 388-865-0456, 388-865-0466, and 388-865-0468.
Statutory Authority for Adoption: RCW 71.05.560, 71.05.700, 71.05.705, 71.05.710, 71.05.715, 71.05.720, and 71.24.035.
Adopted under notice filed as WSR 09-15-083 on July 13 [14], 2009.
Number of Sections Adopted in Order to Comply with Federal Statute: New 0, Amended 0, Repealed 0; Federal Rules or Standards: New 0, Amended 0, Repealed 0; or Recently Enacted State Statutes: New 0, Amended 5, Repealed 0.
Number of Sections Adopted at Request of a Nongovernmental Entity: New 0, Amended 0, Repealed 0.
Number of Sections Adopted on the Agency's Own Initiative: New 0, Amended 0, Repealed 0.
Number of Sections Adopted in Order to Clarify, Streamline, or Reform Agency Procedures: New 0, Amended 0, Repealed 0.
Number of Sections Adopted Using Negotiated Rule Making: New 0, Amended 0, Repealed 0; Pilot Rule Making: New 0, Amended 0, Repealed 0; or Other Alternative Rule Making: New 0, Amended 5, Repealed 0.
Date Adopted: September 1, 2009.
Don Goldsby, Manager
Rules and Policies
Assistance Unit
4123.1(1) Designating mental health professionals to perform the duties of involuntary investigation and detention in accordance with the requirements of chapters 71.05 and 71.34 RCW.
(2) Documenting consumer compliance with the conditions of less restrictive alternative court orders by:
(a) Ensuring periodic evaluation of each committed consumer for release from or continuation of an involuntary treatment order. Evaluations must be recorded in the clinical record, and must occur at least monthly for ninety and one hundred eighty-day commitments.
(b) Notifying the designated mental health professional if noncompliance with the less restrictive order impairs the individual sufficiently to warrant detention or evaluation for detention and petitioning for revocation of the less restrictive alternative court order.
(3) Ensuring that when a peace officer or designated mental health professional escorts a consumer to a facility, the designated mental health professional must take reasonable precautions to safeguard the consumer's property including:
(a) Safeguarding the consumer's property in the immediate vicinity of the point of apprehension;
(b) Safeguarding belongings not in the immediate vicinity if there may be possible danger to those belongings;
(c) Taking reasonable precautions to lock and otherwise secure the consumer's home or other property as soon as possible after the consumer's initial detention.
(4) Ensuring that the requirements of RCW 71.05.700 through 71.05.715 are met.
[Statutory Authority: RCW 71.24.035, 71.05.560, and chapters 71.24 and 71.05 RCW. 06-17-114, § 388-865-0245, filed 8/18/06, effective 9/18/06. Statutory Authority: RCW 71.05.560, 71.24.035 (5)(c), 71.34.800, 9.41.047, 43.20B.020, and 43.20B.335. 01-12-047, § 388-865-0245, filed 5/31/01, effective 7/1/01.]
(1) Operate an information system and ensure that information about consumers who receive publicly funded mental health services is reported to the state mental health information system according to mental health division guidelines.
(2) Ensure that the information reported is:
(a) Sufficient to produce accurate regional support network reports; and
(b) Adequate to locate case managers in the event that a consumer requires treatment by a service provider that would not normally have access to treatment information about the consumer.
(3) Ensure that information about consumers is shared or
released between service providers only in compliance with
state statutes (see chapters 70.02, 71.05, and 71.34 RCW) and
this chapter. Information about consumers and their
individualized crisis plans must ((be available)):
(a) Be available twenty-four hours a day, seven days a
week to designated mental health professionals and inpatient
evaluation and treatment facilities, as consistent with
confidentiality statutes; ((and))
(b) Be available to the state and regional support network staff as required for management information and program review; and
(c) Comply with the requirements of RCW 71.05.715.
(4) Maintain on file a statement signed by regional support network, county or service provider staff having access to the mental health information systems acknowledging that they understand the rules on confidentiality and will follow the rules.
(5) Take appropriate action if a subcontractor or regional support network employee willfully releases confidential information, as required by chapter 71.05 RCW.
[Statutory Authority: RCW 71.24.035, 71.05.560, and chapters 71.24 and 71.05 RCW. 06-17-114, § 388-865-0275, filed 8/18/06, effective 9/18/06. Statutory Authority: RCW 71.05.560, 71.24.035 (5)(c), 71.34.800, 9.41.047, 43.20B.020, and 43.20B.335. 01-12-047, § 388-865-0275, filed 5/31/01, effective 7/1/01.]
(1) All staff have a current Washington state department of health license or certificate or registration as may be required for their position;
(2) Washington state patrol background checks are conducted for employees in contact with consumers consistent with RCW 43.43.830;
(3) Mental health services are provided by a mental health professional, or under the clinical supervision of a mental health professional;
(4) Staff performing mental health services (not including crisis telephone) must have access to consultation with a psychiatrist or a physician with at least one year's experience in the direct treatment of persons who have a mental or emotional disorder;
(5) Mental health services to children, older adults, ethnic minorities or persons with disabilities must be provided by, under the supervision of, or with consultation from the appropriate mental health specialist(s) when the consumer:
(a) Is a child as defined in WAC ((866-865-0150
[388-865-0150])) 388-865-0150;
(b) Is or becomes an older person as defined in WAC 388-865-0150;
(c) Is a member of a racial/ethnic group as defined in
WAC ((866-865-0105)) 388-865-0105 and as reported:
(i) In the consumer's demographic data; or
(ii) By the consumer or others who provide active support to the consumer; or
(iii) Through other means.
(d) Is disabled as defined in WAC 388-865-0150 and as reported:
(i) In the consumer's demographic data; or
(ii) By the consumer or others who provide active support to the consumer; or
(iii) Through other means.
(6) Staff receive regular supervision and an annual performance evaluation; and
(7) An individualized annual training plan must be
implemented for each direct service staff person and
supervisor ((in)), to include at a minimum:
(a) The skills he or she needs for his/her job description and the population served; and
(b) The requirements of RCW 71.05.720.
[Statutory Authority: RCW 71.05.560, 71.24.035 (5)(c), 71.34.800, 9.41.047, 43.20B.020, and 43.20B.335. 01-12-047, § 388-865-0405, filed 5/31/01, effective 7/1/01.]
(a) Designated mental health professionals;
(b) Crisis teams; and
(c) Voluntary and involuntary inpatient evaluation and treatment facilities.
(2) Consumer information must be available to the state and regional support network staff as required for management information, quality management and program review.
[Statutory Authority: RCW 71.24.035, 71.05.560, and chapters 71.24 and 71.05 RCW. 06-17-114, § 388-865-0440, filed 8/18/06, effective 9/18/06. Statutory Authority: RCW 71.05.560, 71.24.035 (5)(c), 71.34.800, 9.41.047, 43.20B.020, and 43.20B.335. 01-12-047, § 388-865-0440, filed 5/31/01, effective 7/1/01.]
(1) Availability of staff to respond to crises twenty-four hours a day, seven days a week, including:
(a) Bringing services to the person in crisis when clinically indicated;
(b) Requiring that staff remain with the consumer in crisis to stabilize and support him/her until the crisis is resolved or a referral to another service is accomplished;
(c) Resolving the crisis in the least restrictive manner possible;
(d) A process to include family members, significant
others, and other relevant treatment providers as necessary to
provide support to the person in crisis((; and)).
(((e))) (2) Written procedures for managing assaultive
and/or self-injurious patient behavior.
(((2))) (3) Written procedures for visits to homes and
other private locations in accordance with the requirements of
RCW 71.05.700 through 71.05.715.
(4) Crisis telephone screening;
(((3))) (5) Mobile outreach and stabilization services
with trained staff available to provide in-home or
in-community stabilization services, including flexible
supports to the person where he/she lives.
(((4))) (6) Provide access to necessary services
including:
(a) Medical services, which means at least emergency services, preliminary screening for organic disorders, prescription services, and medication administration;
(b) Interpretive services to enable staff to communicate with consumers who have limited ability to communicate in English, or have sensory disabilities;
(c) Mental health specialists for children, elderly, ethnic minorities or consumers who are deaf or developmentally disabled;
(d) Voluntary and involuntary inpatient evaluation and treatment services, including a written protocol to assure that consumers who require involuntary inpatient services are transported in a safe and timely manner;
(e) Investigation and detention to involuntary services under chapter 71.05 RCW for adults and chapter 71.34 RCW for children who are thirteen years of age or older, including written protocols for contacting the designated mental health professional.
(((5))) (7) Document all telephone and face-to-face
crisis response contacts, including:
(a) Source of referral;
(b) Nature of crisis;
(c) Time elapsed from the initial contact to face-to-face response; and
(d) Outcomes, including basis for decision not to respond in person, follow-up contacts made, and referrals made.
(((6))) (8) The provider must have a written protocol for
referring consumers to a voluntary or involuntary inpatient
evaluation and treatment facility for admission on a
seven-day-a-week, twenty-four-hour-a-day basis, including
arrangements for contacting the designated mental health
professional and transporting consumers.
[Statutory Authority: RCW 71.24.035, 71.05.560, and chapters 71.24 and 71.05 RCW. 06-17-114, § 388-865-0452, filed 8/18/06, effective 9/18/06. Statutory Authority: RCW 71.05.560, 71.24.035 (5)(c), 71.34.800, 9.41.047, 43.20B.020, and 43.20B.335. 01-12-047, § 388-865-0452, filed 5/31/01, effective 7/1/01.]
(1) Assist consumers to achieve the goals stated in their individualized service plan;
(2) Support consumer employment, education or participation in other daily activities appropriate to their age and culture;
(3) Make referrals to other needed services and supports, including treatment for co-occurring disorders and health care;
(4) Assist consumers to resolve crises in least-restrictive settings;
(5) Provide information and education about the consumer's illness so the consumer and family and natural supports are engaged to help consumers manage the consumer's symptoms;
(6) Include, as necessary, flexible application of funds, such as rent subsidies, rent deposits, and in-home care to enable stable community living; and
(7) Maintain written procedures for home visits in accordance with the requirements of RCW 71.05.700 through 71.05.715.
[Statutory Authority: RCW 71.05.560, 71.24.035 (5)(c), 71.34.800, 9.41.047, 43.20B.020, and 43.20B.335. 01-12-047, § 388-865-0456, filed 5/31/01, effective 7/1/01.]
Reviser's note: The typographical error in the above section occurred in the copy filed by the agency and appears in the Register pursuant to the requirements of RCW 34.08.040.
AMENDATORY SECTION(Amending WSR 06-17-114, filed 8/18/06,
effective 9/18/06)
WAC 388-865-0466
Community support outpatient
certification -- Additional standards.
In order to provide
services to consumers on a less restrictive alternative court
order, providers must be licensed to provide the psychiatric
and medical service component of community support services
and be certified by the mental health division to provide
involuntary treatment services consistent with WAC 388-865-0484. In addition, the provider must:
(1) Document in the consumer clinical record and otherwise ensure:
(a) Detained and committed consumers are advised of their rights under chapter 71.05 or 71.34 RCW and as follows:
(i) To receive adequate care and individualized treatment;
(ii) To make an informed decision regarding the use of antipsychotic medication and to refuse medication beginning twenty-four hours before any court proceeding that the consumer has the right to attend;
(iii) To maintain the right to be presumed competent and not lose any civil rights as a consequence of receiving evaluation and treatment for a mental disorder;
(iv) Of access to attorneys, courts, and other legal redress;
(v) To have the right to be told statements the consumer makes may be used in the involuntary proceedings; and
(vi) To have the right to have all information and records compiled, obtained, or maintained in the course of treatment kept confidential as defined in chapters 71.05 and 71.34 RCW.
(b) A copy of the less restrictive alternative court order and any subsequent modifications are included in the clinical record;
(c) Development and implementation of an individual service plan which addresses the conditions of the less restrictive alternative court order and a plan for transition to voluntary treatment;
(d) That the consumer receives psychiatric treatment including medication management for the assessment and prescription of psychotropic medications appropriate to the needs of the consumer. Such services must be provided:
(i) At least weekly during the fourteen-day period;
(ii) Monthly during the ninety-day and one-hundred eighty day periods of involuntary treatment unless the attending physician determines another schedule is more appropriate, and they record the new schedule and the reasons for it in the consumer's clinical record.
(2) Maintain written procedures for managing assaultive and/or self-destructive patient behavior, and provide training to staff in these interventions;
(3) Have a written protocol for referring consumers to an inpatient evaluation and treatment facility for admission on a seven-day-a-week, twenty-four-hour-a-day basis;
(4) For consumers who require involuntary detention the protocol must also include procedures for:
(a) Contacting the designated mental health professional regarding revocations and extension of less restrictive alternatives, and
(b) Transporting consumers.
(5) Maintain written procedures for home visits in accordance with the requirements of RCW 71.05.700 through 71.05.715
[Statutory Authority: RCW 71.24.035, 71.05.560, and chapters 71.24 and 71.05 RCW. 06-17-114, § 388-865-0466, filed 8/18/06, effective 9/18/06. Statutory Authority: RCW 71.05.560, 71.24.035 (5)(c), 71.34.800, 9.41.047, 43.20B.020, and 43.20B.335. 01-12-047, § 388-865-0466, filed 5/31/01, effective 7/1/01.]
(1) Be available seven-days-a-week, twenty-four-hours-per-day;
(2) Follow a written protocol for holding a consumer and contacting the designated mental health professional;
(3) Provide or have access to necessary medical services;
(4) Have a written agreement with a certified inpatient
evaluation and treatment facility for admission on a seven day
a week, twenty-four hour per day basis; ((and))
(5) Follow a written protocol for transporting individuals to inpatient evaluation and treatment facilities; and
(6) Maintain written procedures for home visits in accordance with the requirements of RCW 71.05.700 through 71.05.715.
[Statutory Authority: RCW 71.24.035, 71.05.560, and chapters 71.24 and 71.05 RCW. 06-17-114, § 388-865-0468, filed 8/18/06, effective 9/18/06. Statutory Authority: RCW 71.05.560, 71.24.035 (5)(c), 71.34.800, 9.41.047, 43.20B.020, and 43.20B.335. 01-12-047, § 388-865-0468, filed 5/31/01, effective 7/1/01.]