WSR 13-20-034
PERMANENT RULES
SUPERINTENDENT OF
PUBLIC INSTRUCTION
[Filed September 24, 2013, 11:13 a.m., effective October 25, 2013]
Effective Date of Rule: Thirty-one days after filing.
Purpose: The purpose of the rule changes are to: Include charter schools; clarify definition of aversive interventions and add notification procedures and notice of restraint and isolation policies under ESHB 1688; define educational services agencies for consistency with federal rules; clarify due process procedures and address reconsideration in response to federal interpretation; address procedural protections for students who are being identified or evaluated for eligibility, including continued eligibility for consistency with federal case law; clarify the state process for nonpublic agency approval for consistency with the state definition of private schools; adopt federal changes addressing consent and notification procedures for public insurance such as medicaid; make technical changes to district reporting monitoring and enforcement provisions for consistency with state practice and federal requirements; and make other housekeeping changes.
Citation of Existing Rules Affected by this Order: Amending WAC 392-172A-01010, 392-172A-01035, 392-172A-01055, 392-172A-01060, 392-172A-01085, 392-172A-01115, 392-172A-01150, 392-172A-02000, 392-172A-02005, 392-172A-02040, 392-172A-03000, 392-172A-03005, 392-172A-03025, 392-172A-03105, 392-172A-03120, 392-172A-03125, 392-172A-03130, 392-172A-03135, 392-172A-04080, 392-172A-04085, 392-172A-04090, 392-172A-04095, 392-172A-05030, 392-172A-05080, 392-172A-05090, 392-172A-05100, 392-172A-05110, 392-172A-05130, 392-172A-05140, 392-172A-05150, 392-172A-05155, 392-172A-05185, 392-172A-06000, 392-172A-06020, 392-172A-06030, 392-172A-06040, 392-172A-06045, 392-172A-06050, 392-172A-06055, 392-172A-06060, 392-172A-06065, 392-172A-06070, 392-172A-06075, 392-172A-06080, 392-172A-07000, 392-172A-07005, 392-172A-07010, 392-172A-07012, 392-172A-07015, 392-172A-07050, 392-172A-07055, and 392-172A-07060.
Statutory Authority for Adoption: RCW 28A.155.090.
Other Authority: 34 C.F.R. Part 300.
Adopted under notice filed as WSR 13-14-043 on June 27, 2013.
Changes Other than Editing from Proposed to Adopted Version: WAC 392-172A-01035 (1)(b), moved citation to WAC 392-172A-05015 to beginning of sentence and clarify protections for students in identification and evaluation processes.
WAC 392-172A-03125(2), retained reference to individualized education program.
WAC 392-172A-03135(3), changed the term aversive intervention plan to individualized education program, in response to comments and to be consistent with ESHB 1688.
WAC 392-172A-05100(6), added cross-reference to proposed amendment in WAC 392-172A-05110(2) for consistency.
WAC 392-172A-07012(4), the agency did not make the proposed change to this section.
Number of Sections Adopted in Order to Comply with Federal Statute: New 1, Amended 8, Repealed 0; Federal Rules or Standards: New 1, Amended 13, Repealed 0; or Recently Enacted State Statutes: New 1, Amended 10, Repealed 0.
Number of Sections Adopted at Request of a Nongovernmental Entity: New 0, Amended 2, Repealed 0.
Number of Sections Adopted on the Agency's Own Initiative: New 0, Amended 13, Repealed 0.
Number of Sections Adopted in Order to Clarify, Streamline, or Reform Agency Procedures: New 0, Amended 24, Repealed 0.
Number of Sections Adopted Using Negotiated Rule Making: New 0, Amended 0, Repealed 0; Pilot Rule Making: New 0, Amended 0, Repealed 0; or Other Alternative Rule Making: New 0, Amended 0, Repealed 0.
Date Adopted: September 4, 2013.
Randy Dorn
Superintendent of
Public Instruction
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-01010 Applicability.
(1)(a) The provisions of this chapter apply to all political subdivisions and public institutions of the state that are involved in the education of students eligible for special education, including:
(i) The OSPI to the extent that it receives payments under Part B and exercises supervisory authority over the provision of the delivery of special education services by school districts and other public agencies;
(ii) School districts ((and)), charter schools, educational service agencies, and educational service districts; and
(iii) State residential education programs established and operated pursuant to chapter 28A.190 RCW, the state school((s)) for the ((deaf and)) blind and the center for childhood deafness and hearing loss established and operated pursuant to chapter 72.40 RCW, and education programs for juvenile inmates established and operated pursuant to chapters 28A.193 ((RCW)) and 28A.194 RCW; and
(b) Are binding on each public agency or public institution in the state that provides special education and related services to students eligible for special education, regardless of whether that agency is receiving funds under Part B of the act.
(2) Each school district ((or public)), charter school, and educational service agency is responsible for ensuring that the rights and protections under Part B of the act are given to students eligible for special education who are((:
(a))) referred to or placed in private schools and facilities by that public agency under the provisions of WAC 392-172A-04080 through 392-172A-04110((; or
(b))).
(3) Each school district and educational service agency is responsible for ensuring that the rights and protections under Part B of the act are given to students eligible for special education who are placed in private schools by their parents under the provisions of WAC 392-172A-04000 through 392-172A-04060.
NEW SECTION
WAC 392-172A-01032 Charter school.
A charter school means a public school governed by a charter school board and operated according to the terms of a charter contract executed under chapter 28A.710 RCW and includes a new charter school and a conversion charter school. A charter school also has the same meaning given in section 5210(1) of the Elementary and Secondary Education Act of 1965, as amended, 29 U.S.C. 6301, et. seq.
AMENDATORY SECTION (Amending WSR 11-06-052, filed 3/1/11, effective 4/1/11)
WAC 392-172A-01035 Child with a disability or student eligible for special education.
(1)(a) Child with a disability or as used in this chapter, a student eligible for special education means a student who has been evaluated and determined to need special education because of having a disability in one of the following eligibility categories: Intellectual disability, a hearing impairment (including deafness), a speech or language impairment, a visual impairment (including blindness), an emotional behavioral disability, an orthopedic impairment, autism, traumatic brain injury, an other health impairment, a specific learning disability, deaf-blindness, multiple disabilities, or for students, three through eight, a developmental delay and who, because of the disability and adverse educational impact, has unique needs that cannot be addressed exclusively through education in general education classes with or without individual accommodations, and needs special education and related services.
(b) For purposes of providing a student with procedural safeguard protections identified in WAC 392-172A-05015, the term, "student eligible for special education" also includes a student whose identification, evaluation or placement is at issue.
(c) If it is determined, through an appropriate evaluation, that a student has one of the disabilities identified in subsection (1)(a) of this section, but only needs a related service and not special education, the student is not a student eligible for special education under this chapter. School districts and other public agencies must be aware that they have obligations under other federal and state civil rights laws and rules, including 29 U.S.C. 764, RCW 49.60.030, and 43 U.S.C. 12101 that apply to students who have a disability regardless of the student's eligibility for special education and related services.
(((c))) (d) Speech and language pathology, audiology, physical therapy, and occupational therapy services, may be provided as specially designed instruction, if the student requires those therapies as specially designed instruction, and meets the eligibility requirements which include a disability, adverse educational impact and need for specially designed instruction. They are provided as a related service under WAC 392-172A-01155 when the service is required to allow the student to benefit from specially designed instruction.
(2) The terms used in subsection (1)(a) of this section are defined as follows:
(a)(i) Autism means a developmental disability significantly affecting verbal and nonverbal communication and social interaction, generally evident before age three, that adversely affects a student's educational performance. Other characteristics often associated with autism are engagement in repetitive activities and stereotyped movements, resistance to environmental change or change in daily routines, and unusual responses to sensory experiences.
(ii) Autism does not apply if a student's educational performance is adversely affected primarily because the student has an emotional behavioral disability, as defined in subsection (2)(e) of this section.
(iii) A student who manifests the characteristics of autism after age three could be identified as having autism if the criteria in (a)(i) of this subsection are satisfied.
(b) Deaf-blindness means concomitant hearing and visual impairments, the combination of which causes such severe communication and other developmental and educational needs that they cannot be accommodated in special education programs solely for students with deafness or students with blindness and adversely affect a student's educational performance.
(c) Deafness means a hearing impairment that is so severe that the student is impaired in processing linguistic information through hearing, with or without amplification, that adversely affects a student's educational performance.
(d)(i) Developmental delay means a student three through eight who is experiencing developmental delays that adversely affect the student's educational performance in one or more of the following areas: Physical development, cognitive development, communication development, social or emotional development or adaptive development and who demonstrates a delay on a standardized norm referenced test, with a test-retest or split-half reliability of .80 that is at least:
(A) Two standard deviations below the mean in one or more of the five developmental areas; or
(B) One and one-half standard deviations below the mean in two or more of the five developmental areas.
(ii) The five developmental areas for students with a developmental delay are:
(A) Cognitive development: Comprehending, remembering, and making sense out of one's experience. Cognitive ability is the ability to think and is often thought of in terms of intelligence;
(B) Communication development: The ability to effectively use or understand age-appropriate language, including vocabulary, grammar, and speech sounds;
(C) Physical development: Fine and/or gross motor skills requiring precise, coordinated, use of small muscles and/or motor skills used for body control such as standing, walking, balance, and climbing;
(D) Social or emotional development: The ability to develop and maintain functional interpersonal relationships and to exhibit age appropriate social and emotional behaviors; and
(E) Adaptive development: The ability to develop and exhibit age-appropriate self-help skills, including independent feeding, toileting, personal hygiene and dressing skills.
(iii) A school district is not required to adopt and use the category "developmentally delayed" for students, three through eight.
(iv) If a school district uses the category "developmentally delayed," the district must conform to both the definition and age range of three through eight, established under this section.
(v) School districts using the category "developmentally delayed," for students three through eight may also use any other eligibility category.
(vi) Students who qualify under the developmental delay eligibility category must be reevaluated before age nine and determined eligible for services under one of the other eligibility categories.
(vii) The term "developmentally delayed, birth to three years" are those infants and toddlers under three years of age who:
(A) Meet the eligibility criteria established by the state lead agency under Part C of IDEA; and
(B) Are in need of early intervention services under Part C of IDEA. Infants and toddlers who qualify for early intervention services must be evaluated prior to age three in order to determine eligibility for special education and related services.
(e)(i) Emotional/behavioral disability means a condition where the student exhibits one or more of the following characteristics over a long period of time and to a marked degree that adversely affects a student's educational performance:
(A) An inability to learn that cannot be explained by intellectual, sensory, or health factors.
(B) An inability to build or maintain satisfactory interpersonal relationships with peers and teachers.
(C) Inappropriate types of behavior or feelings under normal circumstances.
(D) A general pervasive mood of unhappiness or depression.
(E) A tendency to develop physical symptoms or fears associated with personal or school problems.
(ii) Emotional/behavioral disability includes schizophrenia. The term does not apply to students who are socially maladjusted, unless it is determined that they have an emotional disturbance under (e)(i) of this subsection.
(f) Hearing impairment means an impairment in hearing, whether permanent or fluctuating, that adversely affects a student's educational performance but that is not included under the definition of deafness in this section.
(g) Intellectual disability means significantly subaverage general intellectual functioning, existing concurrently with deficits in adaptive behavior and manifested during the developmental period, that adversely affects a student's educational performance.
(h) Multiple disabilities means concomitant impairments, the combination of which causes such severe educational needs that they cannot be accommodated in special education programs solely for one of the impairments. The term, multiple disabilities does not include deaf-blindness.
(i) Orthopedic impairment means a severe orthopedic impairment that adversely affects a student's educational performance. The term includes impairments caused by a congenital anomaly, impairments caused by disease (e.g., poliomyelitis, bone tuberculosis), and impairments from other causes (e.g., cerebral palsy, amputations, and fractures or burns that cause contractures).
(j) Other health impairment means having limited strength, vitality, or alertness, including a heightened alertness to environmental stimuli, that results in limited alertness with respect to the educational environment, that:
(i) Is due to chronic or acute health problems such as asthma, attention deficit disorder or attention deficit hyperactivity disorder, diabetes, epilepsy, a heart condition, hemophilia, lead poisoning, leukemia, nephritis, rheumatic fever, sickle cell anemia, and Tourette syndrome; and
(ii) Adversely affects a student's educational performance.
(k)(i) Specific learning disability means a disorder in one or more of the basic psychological processes involved in understanding or in using language, spoken or written, that may manifest itself in the imperfect ability to listen, think, speak, read, write, spell, or to do mathematical calculations, including conditions such as perceptual disabilities, brain injury, minimal brain dysfunction, dyslexia, and developmental aphasia, that adversely affects a student's educational performance.
(ii) Specific learning disability does not include learning problems that are primarily the result of visual, hearing, or motor disabilities, of intellectual disability, of emotional disturbance, or of environmental, cultural, or economic disadvantage.
(l) Speech or language impairment means a communication disorder, such as stuttering, impaired articulation, a language impairment, or a voice impairment, that adversely affects a student's educational performance.
(m) Traumatic brain injury means an acquired injury to the brain caused by an external physical force, resulting in total or partial functional disability or psychosocial impairment, or both, that adversely affects a student's educational performance. Traumatic brain injury applies to open or closed head injuries resulting in impairments in one or more areas, such as cognition; language; memory; attention; reasoning; abstract thinking; judgment; problem solving; sensory, perceptual, and motor abilities; psychosocial behavior; physical functions; information processing; and speech. Traumatic brain injury does not apply to brain injuries that are congenital or degenerative, or to brain injuries induced by birth trauma.
(n) Visual impairment including blindness means an impairment in vision that, even with correction, adversely affects a student's educational performance. The term includes both partial sight and blindness.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-01055 Educational service ((district)) agency.
Educational service ((district)) agency means:
(1) A regional public multiservice agency:
(((1))) (a) Authorized ((under chapter 28A.310 RCW)) to develop, manage, and provide services or programs to students eligible for special education within school districts((.));
(((2))) (b) Recognized as an administrative agency by the OSPI for purposes of the provision of special education and related services provided within public elementary schools and secondary schools; and
(2) Includes any other public institution or agency having administrative control and direction over a public elementary school or secondary school.
AMENDATORY SECTION (Amending WSR 09-20-053, filed 10/1/09, effective 11/1/09)
WAC 392-172A-01060 Elementary or secondary school.
Elementary or secondary school means a public school, a nonprofit institutional day or residential school((,)) including a private school, and a public charter school that provides education to students in any combination of kindergarten through twelfth grade. The definition does not include any education beyond grade twelve.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-01085 Highly qualified special education teachers.
(1)(a) For any public elementary or secondary school special education teacher teaching core academic subjects, the term highly qualified has the meaning given the term in section 9101 of the ESEA and 34 C.F.R. 200.56; and in addition, to meet the definition of highly qualified, public elementary school or secondary school special education teachers must have a bachelors degree and obtained full certification as a teacher and a special education endorsement, which can include certification obtained through alternative routes to certification, or a continuing certificate. When used with respect to any teacher teaching in a charter school, highly qualified means that the teacher meets the certification requirements contained in RCW 28A.710.040 (2)(c).
(b) A teacher does not meet the highly qualified definition if he or she is teaching pursuant to a temporary out-of-endorsement assignment or is teaching special education with a preendorsement waiver.
(c) A teacher will be considered to meet the highly qualified standard in (a) of this subsection if that teacher is participating in an alternative route to special education certification program under which the teacher:
(i) Receives high-quality professional development that is sustained, intensive, and classroom-focused in order to have a positive and lasting impact on classroom instruction, before and while teaching;
(ii) Participates in a program of intensive supervision that consists of structured guidance and regular ongoing support for teachers or a teacher mentoring program;
(iii) Assumes functions as a teacher only for a specified period of time not to exceed three years; and
(iv) Demonstrates satisfactory progress toward full certification according to the state professional standards board rules, and the state ensures, through its certification and endorsement process, that the provisions of subsection (2) of this section are met.
(2) Any public elementary school or secondary school special education teacher who is not teaching a core academic subject is highly qualified if the teacher meets the state certification requirements and has an endorsement in special education, or holds a continuing certificate.
(3) Requirements for special education teachers teaching to alternate achievement standards. When used with respect to a special education teacher who teaches core academic subjects exclusively to students who are assessed against alternate achievement standards established under 34 C.F.R. 200.1(d), highly qualified means the teacher, whether new or not new to the profession, may either:
(a) Meet the applicable requirements of section 9101 of the ESEA and 34 C.F.R. 200.56 for any elementary, middle, or secondary school teacher who is new or not new to the profession; or
(b) Meet the requirements of paragraph (B) or (C) of section 9101(23) of the ESEA as applied to an elementary school teacher, or, in the case of instruction above the elementary level, meet the requirements of paragraph (B) or (C) of section 9101(23) of the ESEA as applied to an elementary school teacher and have subject matter knowledge appropriate to the level of instruction being provided and needed to effectively teach to those standards, based on the state professional standards board's certification requirements.
(4) Requirements for special education teachers teaching multiple subjects. Subject to subsection (5) of this section, when used with respect to a special education teacher who teaches two or more core academic subjects exclusively to students eligible for special education, highly qualified means that the teacher may:
(a) Meet the applicable requirements of section 9101 of the ESEA and 34 C.F.R. 200.56 (b) or (c);
(b) In the case of a teacher who is not new to the profession, demonstrate competence in all the core academic subjects in which the teacher teaches in the same manner as is required for an elementary, middle, or secondary school teacher which may include a single, high objective uniform state standard of evaluation (HOUSSE) covering multiple subjects; or
(c) In the case of a new special education teacher who teaches multiple subjects and who is highly qualified in mathematics, language arts, or science, demonstrate, not later than two years after the date of employment, competence in the other core academic subjects in which the teacher teaches in the same manner as is required for an elementary, middle, or secondary school teacher under 34 C.F.R. 200.56(c), which may include a single HOUSSE covering multiple subjects.
(5) Teachers may meet highly qualified standards through use of the state's HOUSSE which meets all the requirements for a HOUSSE for a general education teacher.
(6) Notwithstanding any other individual right of action that a parent or student may maintain under this chapter, nothing in this section shall be construed to create a right of action on behalf of an individual student or class of students for the failure of a particular school district employee to be highly qualified, or to prevent a parent from filing a state citizen complaint under WAC 392-172A-05025 through 392-172A-05040 about staff qualifications with the OSPI.
(7)(a) A teacher who is highly qualified under this section is considered highly qualified for purposes of the ESEA.
(b) A certified general education teacher who subsequently receives a special education endorsement is a new special education teacher when first hired as a special education teacher.
(8) Teachers hired by private elementary schools and secondary schools including private school teachers hired or contracted by school districts to provide equitable services to parentally placed private school students eligible for special education are not required to meet highly qualified standards addressed in this section. However, nonpublic agencies are required to ensure that teachers providing services to students placed by a school district meet the certification and special education endorsement standards established by the professional educators standards board in Title 181 WAC and in accordance with WAC 392-172A-04095.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-01115 Local educational agency or school district.
(1) Local educational agency or the term "school district" as used in this chapter, means a public board of education ((with)) or other public authority legally constituted for either administrative control ((and)) or direction of, or to perform a service function for, any combination of public ((kindergarten through grade 12 in a)) elementary and secondary schools, or for a combination of school districts.
(2) The term includes any other public institution or agency having administrative control and direction of a public elementary school or secondary school, including ((the school for the deaf)) charter schools, educational service agencies, the center for childhood hearing loss and deafness and the school for the blind.
(((3) For the purposes of this chapter, use of the term school district includes public agencies described in WAC 392-172A-01150 who provide special education and/or related services.))
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-01150 Public agency.
Public agency includes school districts, ((ESDs)) educational service agencies, charter schools, state operated programs identified in WAC 392-172A-02000 and any other political subdivisions of the state that are responsible for providing special education or related services or both to students eligible for special education.
AMENDATORY SECTION (Amending WSR 09-20-053, filed 10/1/09, effective 11/1/09)
WAC 392-172A-02000 Students' rights to a free appropriate public education (FAPE).
(1) Each school district((, public agency,)) and residential or day schools operated ((pursuant to)) under chapters 28A.190 and 72.40 RCW shall provide every student who is eligible for special education between the age of three and twenty-one years, a free appropriate public education program (FAPE). The right to a FAPE includes special education for students who have been suspended or expelled from school. A FAPE is also available to any student determined eligible for special education even though the student has not failed or been retained in a course or grade and is advancing from grade to grade. The right to special education for eligible students starts on their third birthday with an IEP in effect by that date. If an eligible student's third birthday occurs during the summer, the student's IEP team shall determine the date when services under the individualized education program will begin.
(2) A student who is determined eligible for special education services shall remain eligible until one of the following occurs:
(a) A group of qualified professionals and the parent of the student, based on a reevaluation, determines the student is no longer eligible for special education; or
(b) The student has met high school graduation requirements established by the school district pursuant to rules of the state board of education, and the student has graduated from high school with a regular high school diploma. A regular high school diploma does not include a certificate of high school completion, or a general educational development credential. Graduation from high school with a regular high school diploma constitutes a change in placement, requiring written prior notice in accordance with WAC 392-172A-05010; or
(c) The student enrolled in the public school system or is receiving services pursuant to chapter 28A.190 or 72.40 RCW has reached age twenty-one. The student whose twenty-first birthday occurs on or before August 31 would no longer be eligible for special education. The student whose twenty-first birthday occurs after August 31, shall continue to be eligible for special education and any necessary related services for the remainder of the school year; or
(d) The student stops receiving special education services based upon a parent's written revocation to a school district pursuant to WAC 392-172A-03000 (2)(e).
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-02005 Exceptions to a student's right to FAPE.
(1) A student eligible for special education residing in a state adult correctional facility is eligible for special education services pursuant to chapter 28A.193 RCW. The department of corrections is the agency assigned supervisory responsibility by the governor's office for any student not served pursuant to chapter 28A.193 RCW.
(2)(a) Students determined eligible for special education services and incarcerated in other adult correctional facilities will be provided special education and related services under chapter 28A.194 RCW.
(b) Subsection (2)(a) of this section does not apply to students aged eighteen to twenty-one if they:
(i) Were not actually identified as being a student eligible for special education; and
(ii) Did not have an IEP; unless the student:
(A) Had been identified as a student eligible for special education and had received services in accordance with an IEP, but who left school prior to incarceration; or
(B) Did not have an IEP in his or her last education setting, but who had actually been identified as a student eligible for special education.
AMENDATORY SECTION (Amending WSR 09-20-053, filed 10/1/09, effective 11/1/09)
WAC 392-172A-02040 Child find.
(1) ((The)) School districts shall conduct child find activities calculated to reach all students with a suspected disability for the purpose of locating, evaluating and identifying students who are in need of special education and related services, regardless of the severity of their disability. The child find activities shall extend to students residing ((in)) within the school district boundaries whether or not they are enrolled in the public school system((.)); except that students attending nonprofit private elementary or secondary schools located within the school district boundaries shall be located, identified and evaluated consistent with WAC 392-172A-04005. School districts will conduct any required child find activities for infants and toddlers, consistent with the child find requirements of the lead agency for Part C of the act.
(2) Child find activities must be calculated to reach students who are homeless, wards of the state, highly mobile students with disabilities, such as homeless and migrant students and students who are suspected of being a student with a disability and in need of special education, even though they are advancing from grade to grade.
(3) The ((local)) school district shall have policies and procedures in effect that describe the methods it uses to conduct child find activities in accordance with subsections (1) and (2) of this section. Methods used may include but are not limited to activities such as:
(a) Providing written notification to all parents of students in the school district's jurisdiction regarding access to and the use of its child find system;
(b) Posting notices in school buildings, other public agency offices, medical facilities, and other public areas, describing the availability of ((special education programs)) child find;
(c) Offering preschool developmental screenings;
(d) Conducting local media informational campaigns;
(e) Coordinating distribution of information with other child find programs within public and private agencies; and
(f) Using internal district child find methods such as screening, reviewing district-wide test results, providing in-service education to staff, and other methods developed by the school district to identify, locate and evaluate students including a systematic, intervention based, process within general education for determining the need for a special education referral.
AMENDATORY SECTION (Amending WSR 09-20-053, filed 10/1/09, effective 11/1/09)
WAC 392-172A-03000 Parental consent for initial evaluations, initial services and reevaluations.
(1)(a) A school district proposing to conduct an initial evaluation to determine if a student is eligible for special education services must provide prior written notice consistent with WAC 392-172A-05010 and obtain informed consent from the parent before conducting the evaluation.
(b) Parental consent for an initial evaluation must not be construed as consent for initial provision of special education and related services.
(c) The school district must make reasonable efforts to obtain the informed consent from the parent for an initial evaluation to determine whether the student is eligible for special education.
(d) If the student is a ward of the state and is not residing with the student's parent, the school district or public agency is not required to obtain informed consent from the parent for an initial evaluation to determine eligibility for special education services if:
(i) Despite reasonable efforts to do so, the school district cannot discover the whereabouts of the parent of the child;
(ii) The rights of the parents of the child have been terminated; or
(iii) The rights of the parent to make educational decisions have been subrogated by a judge in accordance with state law and consent for an initial evaluation has been given by an individual appointed by the judge to represent the child.
(e) If the parent of a student enrolled in public school or seeking to be enrolled in public school does not provide consent for an initial evaluation under subsection (1) of this section, or the parent fails to respond to a request to provide consent, the school district may, but is not required to, pursue the initial evaluation of the student by using due process procedures or mediation.
(f) The school district does not violate its child find and evaluation obligations, if it declines to pursue the initial evaluation when a parent refuses to provide consent under (e) of this subsection.
(2)(a) A school district that is responsible for making FAPE available to a student must obtain informed consent from the parent of the student before the initial provision of special education and related services to the student.
(b) The school district must make reasonable efforts to obtain informed consent from the parent for the initial provision of special education and related services to the student.
(c) If the parent of a student fails to respond to a request for or refuses to consent to the initial provision of special education and related services, the school district may not use the due process procedures or mediation in order to obtain agreement or a ruling that the services may be provided to the student.
(d) If the parent of the student refuses to consent to the initial provision of special education and related services, or the parent fails to respond to a request to provide consent for the initial provision of special education and related services, the school district:
(i) Will not be considered to be in violation of the requirement to make available FAPE to the student for the failure to provide the student with the special education and related services for which the school district requests consent; and
(ii) Is not required to convene an IEP team meeting or develop an IEP.
(e) If at any time after the initial provision of special education and related services, the parent revokes consent in writing for the continued provision of special education and related services, the school district:
(i) Must provide prior written notice to the parent in accordance with WAC ((392-172A-05015)) 392-172A-05010 before ceasing to provide special education and related services and may not continue to provide special education and related services after the effective date of the prior written notice;
(ii) May not use mediation or the due process procedures in order to obtain an agreement or a ruling that the services may be provided to the student;
(iii) Will not be considered to be in violation of the requirement to make FAPE available to the student because of the failure to provide the student with further special education and related services; and
(iv) Is not required to convene an IEP team meeting or develop an IEP for the student for further provision of special education services.
(3)(a) A school district must obtain informed parental consent, prior to conducting any reevaluation of a student eligible for special education services, subject to the exceptions in (d) of this subsection and subsection (4) of this section.
(b) If the parent refuses to consent to the reevaluation, the school district may, but is not required to, pursue the reevaluation by using the due process procedure((s)) to override the parent's refusal to provide consent or mediation to obtain an agreement from the parent to provide consent.
(c) The school district does not violate its child find obligations or the evaluation and reevaluation procedures if it declines to pursue the evaluation or reevaluation.
(d) A school district may proceed with a reevaluation and does not need to obtain informed parental consent if the school district can demonstrate that:
(i) It made reasonable efforts to obtain such consent; and
(ii) The child's parent has failed to respond.
(4)(a) Parental consent for an initial or a reevaluation is not required before:
(i) Reviewing existing data as part of an evaluation or a reevaluation; or
(ii) Administering a test or other evaluation that is administered to all students unless, before administration of that test or evaluation, consent is required of parents of all students.
(b) A school district may not use a parent's refusal to consent to one service or activity of an initial evaluation or reevaluation to deny the parent or student any other service, benefit, or activity of the school district, except as required by this chapter.
(c) If a parent of a child who is home schooled or placed in a private school by the parents at their own expense does not provide consent for the initial evaluation or the reevaluation, or the parent fails to respond to a request to provide consent, the public agency may not use the consent override procedures and the public agency is not required to consider the student as eligible for special education services.
(d) To meet the reasonable efforts requirements to obtain consent for an evaluation or reevaluation the school district must document its attempts to obtain parental consent using the procedures in WAC 392-172A-03100(6).
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-03005 Referral and timelines for initial evaluations.
(1) A parent of a child, a school district, a public agency, or other persons knowledgeable about the child may initiate a request for an initial evaluation to determine if the student is eligible for special education. The request will be in writing, unless the person is unable to write.
(2) The school district must document the ((referral)) request for an initial evaluation and:
(a) Notify the parent that the student has been referred because of a suspected disability and that the district, with parental input, will determine whether or not to evaluate the student;
(b) Collect and examine existing school, medical and other records in the possession of the parent and the school district; and
(c) Within twenty-five school days after receipt of the ((referral)) request for an initial evaluation, make a determination whether or not to evaluate the student. The school district will provide prior written notice of the decision that complies with the requirements of WAC 392-172A-05010.
(3) When the student is to be evaluated to determine eligibility for special education services and the educational needs of the student, the school district shall provide prior written notice to the parent, obtain consent, fully evaluate the student and arrive at a decision regarding eligibility within:
(a) Thirty-five school days after the date written consent for an evaluation has been provided to the school district by the parent; or
(b) Thirty-five school days after the date the ((refusal)) consent of the parent is obtained by agreement through mediation, or the refusal to provide consent is overridden by an administrative law judge following a due process ((procedures)) hearing; or
(c) Such other time period as may be agreed to by the parent and documented by the school district, including specifying the reasons for extending the timeline.
(d) Exception. The thirty-five school day time frame for evaluation does not apply if:
(i) The parent of a child repeatedly fails or refuses to produce the child for the evaluation; or
(ii) A student enrolls in another school district after the consent is obtained and the evaluation has begun but not yet been completed by the other school district, including a determination of eligibility.
(e) The exception in (d)(ii) of this subsection applies only if the subsequent school district is making sufficient progress to ensure a prompt completion of the evaluation, and the parent and subsequent school district agree to a specific time when the evaluation will be completed.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-03025 Review of existing data for evaluations and reevaluations.
As part of an initial evaluation, if appropriate, and as part of any reevaluation, the IEP team and other qualified professionals, as appropriate, must:
(1) Review existing evaluation data on the student, including:
(a) Evaluations and information provided by the parents of the student;
(b) Current classroom-based, local, or state assessments, and classroom-based observations; and
(c) Observations by teachers and related services providers.
(2)(a) On the basis of that review, and input from the student's parents, identify what additional data, if any, are needed to determine:
(i) Whether the student is eligible for special education services, and what special education and related services the student needs; or
(ii) In case of a reevaluation, whether the student continues to meet eligibility, and whether the educational needs of the student including any additions or modifications to the special education and related services are needed to enable the student to meet the measurable annual goals set out in the IEP of the student and to participate, as appropriate, in the general education curriculum; and
(b) The present levels of academic achievement and related developmental needs of the student.
(3) The group described in this section may conduct its review without a meeting.
(4) The school district must administer such assessments and other evaluation measures as may be needed to produce the data identified in subsection (((1))) (2) of this section.
(5)(a) If the IEP team and other qualified professionals, as appropriate, determine that no additional data are needed to determine whether the student continues to be a student eligible for special education services, and to determine the student's educational needs, the school district must notify the student's parents of:
(i) That determination and the reasons for the determination; and
(ii) The right of the parents to request an assessment to determine whether the student continues to be a student eligible for special education, and to determine the student's educational needs.
(b) The school district is not required to conduct the assessment described in this subsection (5) unless requested to do so by the student's parents.
AMENDATORY SECTION (Amending WSR 11-06-052, filed 3/1/11, effective 4/1/11)
WAC 392-172A-03105 When IEPs must be in effect.
(1) At the beginning of each school year, each school district must have an IEP in effect for each student eligible for special education that it is serving through enrollment in the district.
(2) For an initial IEP, a school district must ensure that:
(a) The school district holds a meeting to develop the student's IEP within thirty days of a determination that the student is eligible for special education and related services; and
(b) As soon as possible following development of the IEP, special education and related services are made available to the student in accordance with the student's IEP.
(3) Each school district must ensure that:
(a) The student's IEP is accessible to each general education teacher, special education teacher, related services provider, and any other service provider who is responsible for its implementation; and
(b) Each teacher and provider described in (a) of this subsection is informed of:
(i) His or her specific responsibilities related to implementing the student's IEP; and
(ii) The specific accommodations, modifications, and supports that must be provided for the student in accordance with the IEP.
(4) If a student eligible for special education transfers from one school district to another school district within the state and has an IEP that was in effect for the current school year from the previous school district, the new school district, in consultation with the parents, must provide FAPE to the student including services comparable to those described in the student's IEP, until the new school district either:
(a) Adopts the student's IEP from the previous school district; or
(b) Develops, adopts, and implements a new IEP that meets the applicable requirements in WAC 392-172A-03090 through 392-172A-03110.
(5) If a student eligible for special education transfers from a school district located in another state to a school district within the state and has an IEP that is in effect for the current school year from the previous school district, the new school district, in consultation with the parents, must provide FAPE to the student including services comparable to those described in the student's IEP, until the new school district:
(a) Conducts an evaluation to determine whether the student is eligible for special education services in this state, if the school district ((believes)) determines an evaluation is necessary to ((determine)) establish eligibility requirements under state standards; and
(b) Develops, adopts, and implements a new IEP, if appropriate, that meets the applicable requirements in WAC 392-172A-03090 through 392-172A-03110.
(6) To facilitate the transition for a student described in subsections (4) and (5) of this section:
(a) The new school in which the student enrolls must take reasonable steps to promptly obtain the student's records, including the IEP and supporting documents and any other records relating to the provision of special education or related services to the student, from the school district in which the student was previously enrolled, pursuant to RCW 28A.225.330 and consistent with applicable Family Education Rights and Privacy Act (FERPA) requirements; and
(b) The school district in which the student was enrolled must take reasonable steps to promptly respond to the request from the new school district, pursuant to RCW ((28A.225.335)) 28A.225.330 and applicable FERPA requirements.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-03120 Aversive interventions definition and purpose.
(1) The term "aversive interventions" means the ((systematic use of stimuli or other treatment which a student is known to find unpleasant)) use of isolation or restraint practices for the purpose of discouraging undesirable behavior on the part of the student. The term does not include the use of reasonable force, restraint, or other treatment to control unpredicted spontaneous behavior which poses one of the following dangers:
(a) A clear and present danger of serious harm to the student or another person.
(b) A clear and present danger of serious harm to property.
(c) A clear and present danger of seriously disrupting the educational process.
(2) The purpose of requiring an aversive intervention plan is to assure that students eligible for special education are safeguarded against the ((use and)) misuse of various forms of aversive interventions. Each school district shall take steps to ((assure)) ensure that each employee, volunteer, contractor, and other agent of the district or other public agency responsible for the education, care, or custody of a ((special education)) student is aware of aversive intervention requirements and the conditions under which they may be used. ((No)) A school district ((or other public agency and no educational service district shall)) must not authorize, permit, or condone the use of aversive interventions which violate((s)) WAC 392-172A-03120 through 392-172A-03135 by any employee, volunteer, contractor or other agent of the school district ((or other public agency)) responsible for the education, care, or custody of a ((special education)) student eligible for special education. Aversive interventions, to the extent permitted, shall only be used as a last resort. Positive behavioral supports and interventions shall be used by the school district and described in the individualized education program prior to the determination that the use of aversive interventions and development of an aversive intervention plan is a necessary part of the student's individualized education program, in addition to the use of positive behavioral supports and interventions.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-03125 Aversive intervention prohibitions.
There are certain interventions that are manifestly inappropriate by reason of their offensive nature or their potential negative physical consequences, or their legality. The purpose of this section is to uniformly prohibit their use with students eligible for special education as follows:
(1) Electric current. No student may be stimulated by contact with electric current.
(2) Food services. ((No)) A student who is willing to consume subsistence food or liquid when the food or liquid is customarily served ((may)) must not be denied or subjected to an unreasonable delay in the provision of the food or liquid.
(3)(a) Force and restraint in general. ((No)) A district must not use force or restraint which is either unreasonable under the circumstances or deemed to be an unreasonable form of corporal punishment as a matter of state law ((may be used)). See RCW 9A.16.100 which ((cites)) prohibits the following uses of force or restraint ((as uses which are presumed to be unreasonable and therefore unlawful)):
(i) Throwing, kicking, burning, or cutting a student.
(ii) Striking a student with a closed fist.
(iii) Shaking a student under age three.
(iv) Interfering with a student's breathing.
(v) Threatening a student with a deadly weapon.
(vi) Doing any other act that is likely to cause bodily harm to a student greater than transient pain or minor temporary marks.
(b) The statutory listing of worst case uses of force or restraint described in this subsection may not be read as implying that all unlisted uses (e.g., shaking a four year old) are permissible. Whether or not an unlisted use of force or restraint is permissible depends upon such considerations as the balance of these rules, and whether the use is reasonable under the circumstances.
(4) Hygiene care. ((No)) A student ((may)) must not be denied or subjected to an unreasonable delay in the provision of common hygiene care.
(5) Isolation. ((No)) A student ((may)) must not be excluded from his or her regular instructional or service area and isolated within a room or any other form of enclosure, except under the conditions set forth in WAC 392-172A-03130.
(6) Medication. ((No)) A student ((may)) must not be denied or subjected to an unreasonable delay in the provision of medication.
(7) Noise. ((No)) A student ((may)) must not be forced to listen to noise or sound that the student finds painful.
(8) Noxious sprays. ((No)) A student ((may)) must not be forced to smell or be sprayed in the face with a noxious or potentially harmful substance.
(9) Physical restraints. ((No)) A student ((may)) must not be physically restrained or immobilized by binding or otherwise attaching the student's limbs together or by binding or otherwise attaching any part of the student's body to an object, except under the conditions set forth in WAC 392-172A-03130.
(10) Taste treatment. ((No)) A student ((may)) must not be forced to taste or ingest a substance which is not commonly consumed or which is not commonly consumed in its existing form or concentration.
(11) Water treatment. ((No)) A student's head ((may)) must not be partially or wholly submerged in water or any other liquid.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-03130 Aversive interventions—Conditions.
Use of various forms of aversive interventions which are not prohibited by WAC 392-172A-03125 warrant close scrutiny. Accordingly, the use of aversive interventions involving bodily contact, isolation, or physical restraint not prohibited is conditioned upon compliance with the following procedural and substantive safeguards:
(1) Bodily contact. The use of any form of aversive interventions which involves contacting the body of a student shall be ((provided for by the terms of)) addressed in the student's ((individualized education program established in accordance with)) aversive intervention plan that meets the requirements of WAC 392-172A-03135.
(2) Isolation. The use of aversive interventions which involves excluding a student from his or her regular instructional area and isolation of the student within a room or any other form of enclosure is subject to each of the following conditions:
(a) The isolation, including the duration of its use, shall be ((provided for by the terms of)) addressed in the student's ((individualized education program established in accordance with)) aversive intervention plan that meets the requirements of WAC 392-172A-03135.
(b) The enclosure shall be ventilated, lighted, and temperature controlled from inside or outside for purposes of human occupancy.
(c) The enclosure shall permit continuous visual monitoring of the student from outside the enclosure.
(d) An adult responsible for supervising the student shall remain in visual or auditory range of the student.
(e) Either the student shall be capable of releasing himself or herself from the enclosure or the student shall continuously remain within view of an adult responsible for supervising the student.
(3) Physical restraint. The use of aversive interventions which involves physically restraining or immobilizing a student by binding or otherwise attaching the student's limbs together or by binding or otherwise attaching any part of the student's body to an object is subject to each of the following conditions:
(a) The restraint shall only be used when and to the extent it is reasonably necessary to protect the student, other persons, or property from serious harm.
(b) The restraint, including the duration of its use, shall be ((provided for by the terms of)) addressed in the student's ((individualized education program established in accordance with)) aversive intervention plan that meets the requirements of WAC 392-172A-03135.
(c) The restraint shall not interfere with the student's breathing.
(d) An adult responsible for supervising the student shall remain in visual or auditory range of the student.
(e) Either the student shall be capable of releasing himself or herself from the restraint or the student shall continuously remain within view of an adult responsible for supervising the student.
AMENDATORY SECTION (Amending WSR 09-20-053, filed 10/1/09, effective 11/1/09)
WAC 392-172A-03135 Aversive interventions—Individualized education program requirements.
(1) If the need for use of aversive interventions is determined appropriate by the IEP team, the ((individualized education program shall)) aversive intervention plan must:
(a) Be consistent with the recommendations of the IEP team which must include((s)) a school psychologist and/or other certificated employee who understands the appropriate use of the aversive interventions and who concurs with the recommended use of the aversive interventions, and a person who works directly with the student.
(b) Specify the aversive interventions that may be used.
(c) State the reason the aversive interventions are judged to be appropriate and the behavioral objective sought to be achieved by its use, and shall describe the positive interventions attempted and the reasons they failed, if known.
(d) Describe the circumstances under which the aversive interventions may be used.
(e) Describe or specify the maximum duration of each isolation or restraint.
(f) Specify any special precautions that must be taken in connection with the use of the aversive interventions technique.
(g) Specify the person or persons permitted to use the aversive interventions and the current qualifications and required training of the personnel permitted to use the aversive interventions.
(h) Establish a means of evaluating the effects of the use of the aversive interventions and a schedule for periodically conducting the evaluation at least every three months when school is in session.
(i) Include procedures for notifying the parent regarding the use of restraint or isolation.
(2) School districts shall document each use of an aversive intervention, circumstances under which it was used, ((and)) the length of time of use, and follow the documentation and notification procedures required under ESHB 1688.
(3) School districts must provide a copy of the district policy on its use of isolation and restraint to parents of students eligible for special education.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-04080 Applicability and authorization.
(1) The provisions of WAC 392-172A-04080 through 392-172A-04095 apply ((only)) to students eligible for special education who have been placed in or referred to a ((nonpublic agency or another public agency or school district)) private elementary or secondary school or facility meeting nonpublic agency approval by ((a resident)) the student's school district as a means of providing special education and related services when the school district cannot provide an appropriate education for the student within the district.
(2)(a) School districts are also authorized to((:
(a))) enter into interdistrict agreements with other school districts pursuant to chapter 392-135 WAC((;)) or (((b))) contract with ((nonpublic)) other public and private agencies ((pursuant to this chapter and)) under WAC 392-121-188 ((and public agencies)) to provide special education ((and)) or related services, or both to eligible students ((if the school district cannot provide an appropriate education for the student within the district)) when the private or public agency does not meet the criteria for nonpublic agencies under WAC 392-172A-04090 and 392-172A-04095, but the school district determines that the private or public agency can provide the student with a free appropriate public education (FAPE).
(b) When a district contracts with other public or private agencies to provide special education or related services or both, under subsection (2)(a) of this section, the school district shall ensure that it follows the requirements under WAC 392-172A-04085.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-04085 Responsibility of the school district.
(1) A school district ((who)) that places a student eligible for special education with ((another public agency or approved)) a nonpublic agency or with another private or public agency under WAC 392-172A-04080(2) for special education and related services shall develop a written contract((,)) or interdistrict ((or interagency)) agreement which ((shall)) will include, but not be limited to, the following elements:
(a) The names of the parties involved;
(b) The name(s) of the ((special education)) student(s) ((for whom the contract is drawn));
(c) The location(s) and setting(s) of the services to be provided;
(d) A description of services provided, program administration and supervision;
(e) The charges and reimbursement including billing and payment procedures;
(f) The total contract cost;
(g) Any other contractual elements including those identified in WAC 392-121-188 that may be necessary to assure compliance with state and federal rules.
(2) Each school district must ensure that a student eligible for special education services placed in or referred to a nonpublic agency((, other public agency, or other school district)) under WAC 392-172A-04080(1) or with another private or public agency under WAC 392-172A-04080(2) is provided special education and related services:
(a) In conformance with an IEP developed by the school district that meets the requirements of this chapter; and
(b) At no cost to the parents.
(3) The student shall be provided with a FAPE ((that meet all general and special education regulations that apply to the student)), except that the certificated ((special education endorsed)) teachers ((providing)), including those with a special education ((services)) endorsement, do not have to meet the highly qualified standards for core academic content areas ((as described in section 9101 of the ESEA)) under WAC 392-172A-01085.
(4) The school district remains responsible for evaluations and IEP meetings for the student. If the school district requests that the nonpublic agency((, or other public agency)) conduct evaluations or IEP meetings, the school district will ensure that all applicable requirements of Part B of the act are met.
(5) The student has all of the rights of a student eligible for special education who is served within the school district.
AMENDATORY SECTION (Amending WSR 11-06-052, filed 3/1/11, effective 4/1/11)
WAC 392-172A-04090 Approval of nonpublic agencies.
(1) ((A school district shall not award a contract to a nonpublic agency to provide special education to a student until the OSPI approves the nonpublic agency.
(2))) The school district shall notify the special education section of the OSPI, in writing, of their intent to serve a student through contract with a nonpublic agency.
(((3) The OSPI shall provide)) (2) The school district and the nonpublic agency ((with)) will review the ((procedures)) requirements for approval and complete the application for nonpublic agency approval. In addition, the school district shall conduct an on-site visit of the nonpublic agency.
(((4))) (3) Upon review of the completed application which includes the results of the on-site visit, the OSPI may conduct an independent on-site visit, if appropriate, and ((shall)) will determine whether the application ((should)) will be approved or disapproved.
(((5))) (4) The OSPI ((shall)) makes information regarding currently approved nonpublic agencies available ((to all school districts and to the public)) on its web site.
(((6))) (5) School districts shall ensure that an approved nonpublic agency is able to provide the services required to meet the unique needs of any student being placed according to the provisions of WAC 392-172A-04080 through 392-172A-04095.
(((7) Nonpublic agencies)) (6) Private schools or facilities located in other states must first be approved by the state education agency of the state in which the educational institution is located to provide FAPE to students referred by school districts. Documentation of the approval shall be provided to OSPI. In the event the other state does not have a formal approval process, the ((nonpublic agency)) private school or facility shall meet the requirements for approval in this state under the provisions of this chapter.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-04095 Application requirements for nonpublic agency approval.
((The application for initial approval and three-year renewal will include the following:))
(1) A nonpublic agency must meet the following requirements to be approved:
(a) The nonpublic agency is approved by the state board as a private school, and has at least one certificated teacher with a special education endorsement, ((and)) other certificated ((staff)) teachers who meet state standards ((for providing special education)), and related services staff meeting state licensure requirements for their profession. If the education program is ((located in)) associated with a facility, such as a hospital ((or the educational program is within a)) mental health, or treatment facility, and the program is not an approved private school, the program must comply with the licensing requirements for the facility, such as the department of health, and the ((nonpublic agency)) facility will assure that ((the educational component of the facility)) it has ((education and related services staff)) teachers who meet certification requirements developed by the professional educators standards board, ((and has)) related services staff meeting state licensure requirements for their profession as applicable, and at least one certificated teacher with a special education endorsement.
(((2))) (b) The private school or facility meets applicable fire codes of the local or state fire marshal, including inspections and documentation of corrections of violation.
(((3))) (c) The private school or facility meets applicable health and safety standards.
(((4))) (d) The private school or facility can demonstrate through audits that it is financially stable, and has accounting systems that allow for separation of school district funds.
(((5))) (e) The private school or facility has procedures in place that address staff hiring and evaluation including:
(((a))) (i) Checking ((of)) personal and professional references for employees;
(((b))) (ii) Criminal background checks in accordance with state rules for public school employees;
(((c))) (iii) Regular ((schedule)) scheduling of staff evaluations of the competencies that enable the staff to work with students.
(((6))) (f) The private school or facility has a policy of nondiscrimination.
(((7))) (g) The private school or facility meets state education rules for hours and days of instruction.
(((8))) (h) The private school or facility understands and has procedures in place to protect the procedural safeguards of the students eligible for special education and their families.
(2) After approval as a nonpublic agency, the private school or facility must provide annual review information to the OSPI and school districts with whom they contract the following two years. The nonpublic agency must complete a renewal application, including scheduling a site visit by a contracting school district every third year following approval.
AMENDATORY SECTION (Amending WSR 11-06-052, filed 3/1/11, effective 4/1/11)
WAC 392-172A-05030 Investigation of the complaint and decision.
(1) Upon receipt of a properly filed complaint, the OSPI shall send a copy of the complaint to the school district or other agency for their investigation of the alleged violations. A complaint against OSPI shall be investigated pursuant to WAC 392-172A-05040.
(2) The OSPI will provide the complainant the opportunity to submit additional information, either orally or in writing, about the allegations contained in the complaint. If the additional information contains new information, the OSPI may, in its discretion, either notify the district of the additional issues or inform the parent of the option to open a new complaint.
(3) The school district or other agency shall respond in writing to the OSPI((, and include)) with documentation of the investigation, no later than twenty calendar days after the date of receipt of the complaint.
(((3))) (4) The response to the OSPI shall clearly state whether:
(a) The allegations contained in the complaint are denied and the basis for such denial; or
(b) The allegations are admitted and with proposed reasonable corrective action(s) deemed necessary to correct the violation.
(((4))) (5) The OSPI ((shall)) will provide the complainant a copy of the school district's or other agency's response to the complaint and provide the complainant an opportunity to reply ((to the response)). If the complainant is not authorized to review personally identifiable information, that information will not be provided to the complainant.
(((5) The OSPI will also provide the complainant the opportunity to submit additional information, either orally or in writing, about the allegations contained in the complaint. If the additional information contains new information, the OSPI may, in its discretion, open a new complaint.))
(6) Upon review of all relevant information including, if necessary, information obtained through an independent on-site investigation by the OSPI, the OSPI will make an independent determination as to whether the school district or other public agency has or is violating a requirement of Part B of the act, the federal regulations implementing the act, this chapter, or whether the public agency is not implementing a mediation or resolution agreement.
(7) The OSPI shall issue a written decision to the complainant that addresses each allegation in the complaint including findings of fact, conclusions, and the reasons for the decision. The decision will be issued within sixty days after receipt of the complaint unless:
(a) Exceptional circumstances related to the complaint require an extension; or
(b) The complainant and school district or other agency agrees in writing to extend the time to use mediation or an alternative dispute resolution method.
(8) If the OSPI finds a violation, the decision will include any necessary corrective action to be undertaken and any documentation to be provided to ensure that the corrective action is completed. If the decision is that a school district or other public agency has failed to provide appropriate services, the decision will address:
(a) How to remediate the failure to provide those services, including, as appropriate, compensatory education, monetary reimbursement, or other corrective action appropriate to the needs of the student; and
(b) Appropriate future provision of services for all students eligible for special education.
(9) Corrective action ordered by OSPI must be completed within the timelines established in the written decision, unless another time period is established through an extension of the timeline. If compliance by a ((local)) school district or other public agency is not achieved pursuant to subsection (8) of this section, the ((superintendent of public instruction shall)) OSPI will initiate fund withholding, fund recovery, or any other sanction deemed appropriate.
AMENDATORY SECTION (Amending WSR 10-10-044, filed 4/28/10, effective 5/29/10)
WAC 392-172A-05080 Right to a due process hearing.
(1) A parent or a school district may file a due process hearing request on any of the matters relating to the identification, evaluation or educational placement, or the provision of FAPE to a student.
(2) The due process hearing request must be made within two years of, and allege a violation that occurred not more than two years before, the date the parent or school district knew or should have known about the alleged action that forms the basis of the due process complaint except the timeline does not apply to a parent if the parent was prevented from filing a due process hearing request due to:
(a) Specific misrepresentations by the school district that it had resolved the problem forming the basis of the due process hearing request; or
(b) The school district withheld information from the parent that was required under this chapter to be provided to the parent.
(3)(a) Information about any free or low-cost legal and other relevant services available in the area is maintained on OSPI's web site and is provided by the office of administrative hearings to parents whenever a due process hearing request is filed by either the parent or the school district; and
(b) School districts must provide this information to parents whenever a parent requests the information.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-05090 Resolution process.
(1)(a) Within fifteen days of receiving notice ((of the parent's)) that a parent has filed a due process hearing request((,)) with the district and provided a copy of the due process request to the OSPI administrative resources section, and prior to the initiation of a due process hearing under WAC 392-172A-05100, the school district must convene a meeting with the parent and the relevant member or members of the IEP team who have specific knowledge of the facts identified in the due process hearing request and that:
(i) Includes a representative of the school district who has decision-making authority on behalf of that district; and
(ii) May not include an attorney of the school district unless the parent is accompanied by an attorney.
(b) The purpose of the meeting is for the parent of the child to discuss the due process hearing request, and the facts that form the basis of the request, so that the school district has the opportunity to resolve the dispute that is the basis for the due process hearing request.
(c) The meeting described in (a) of this subsection need not be held if:
(i) The parent and the school district agree in writing to waive the meeting; or
(ii) The parent and the school district agree to use the mediation process described in WAC 392-172A-05060.
(d) The parent and the school district determine the relevant members of the IEP team to attend the meeting.
(2)(a) If the school district has not resolved the due process hearing request to the satisfaction of the parent within thirty days of the ((receipt of)) parent's filing of the due process hearing request under WAC 392-172A-05085, the due process hearing may occur.
(b) Except as provided in subsection (3) of this section, the timeline for issuing a final decision under WAC 392-172A-05105 begins at the expiration of this thirty-day period.
(c) Unless the parties have jointly agreed to waive the resolution process or to use mediation, notwithstanding (a) and (b) of this subsection, the failure of the parent filing a due process hearing request to participate in the resolution meeting will delay the timelines for the resolution process and due process hearing until the meeting is held.
(d) If the school district is unable to obtain the participation of the parent in the resolution meeting after reasonable efforts have been made and documented using the procedures in WAC ((392-172A-05090)) 392-172A-03100(6), the school district may, at the conclusion of the thirty-day period, request that an administrative law judge dismiss the parent's due process hearing request.
(e) If the school district fails to hold the resolution meeting within fifteen days as specified in subsection (1) of this section ((within fifteen days of receiving notice of a parent's due process hearing request)) or fails to participate in the resolution meeting, the parent may seek the intervention of an administrative law judge to begin the due process hearing timeline.
(3) The forty-five day timeline for the due process hearing starts the day after one of the following events:
(a) Both parties agree in writing to waive the resolution meeting;
(b) After either the mediation or resolution meeting starts but before the end of the thirty-day period, the parties agree in writing that no agreement is possible;
(c) If both parties agree in writing to continue the mediation at the end of the thirty-day resolution period, but later, the parent or school district withdraws from the mediation process.
(4)(a) If a resolution to the dispute is reached at the meeting described in subsection (1)(a) and (b) of this section, the parties must execute a legally binding agreement that is:
(i) Signed by both the parent and a representative of the school district who has the authority to bind the district; and
(ii) Enforceable in any state court of competent jurisdiction or in a district court of the United States.
(b) If the parties execute an agreement pursuant this section, a party may void the agreement within three business days of the agreement's execution.
AMENDATORY SECTION (Amending WSR 09-20-053, filed 10/1/09, effective 11/1/09)
WAC 392-172A-05100 Hearing rights.
These hearing rights govern both due process hearings conducted pursuant to WAC 392-172A-05080 through 392-172A-05125 and hearings for disciplinary matters conducted pursuant to WAC 392-172A-05160 and 392-172A-05165.
(1) Any party to a due process hearing has the right to:
(a) Be ((accompanied and advised)) represented by counsel and accompanied and advised by individuals with special knowledge or training with respect to the problems of students eligible for special education;
(b) Present evidence and confront, cross-examine, and compel the attendance of witnesses;
(c) Prohibit the introduction of any evidence at the hearing that has not been disclosed to that party at least five business days before the hearing, or two business days if the hearing is expedited pursuant to WAC 392-172A-05160;
(d) Obtain a written, or, at the option of the parents, electronic, verbatim record of the hearing; and
(e) Obtain written, or, at the option of the parents, electronic findings of fact and decisions.
(2)(a) At least five business days prior to a due process hearing conducted pursuant to this section, or two business days prior to a hearing conducted pursuant to WAC 392-172A-05165, each party must disclose to all other parties all evaluations completed by that date and the recommendations based on the offering party's evaluations that the party intends to use at the hearing.
(b) An administrative law judge may bar any party that fails to comply with (a) of this subsection from introducing the relevant evaluation or recommendation at the hearing without the consent of the other party.
(3) The party requesting the due process hearing may not raise issues at the due process hearing that were not raised in the due process hearing request unless the other party agrees otherwise.
(4) Either party may file a separate due process hearing request on an issue separate from a due process hearing request already filed.
(5) Parents involved in hearings must be given the right to:
(a) Have the student who is the subject of the hearing present;
(b) Open the hearing to the public; and
(c) Have the record of the hearing and the findings of fact and decisions described in subsection (1)(d) and (e) of this section provided to the parent at no cost.
(6) To the extent not modified by the hearing procedures addressed in this section, the timelines addressed in WAC 392-172A-05110, and the timelines and procedures for civil actions addressed in WAC 392-172A-05115, the general rules applicable for administrative hearings contained in chapter 10-08 WAC govern the conduct of the due process hearing.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-05110 Timelines and convenience of hearings.
(1) Not later than forty-five days after the expiration of the thirty day resolution period, or the adjusted time periods described in WAC 392-172A-05090(3):
(a) A final decision shall be reached in the hearing; and
(b) A copy of the decision shall be mailed to each of the parties.
(2) Reconsideration of the decision under RCW 34.05.070 is not allowed under Part B of the act due to the timelines for issuing a final decision.
(3) An administrative law judge may grant specific extensions of time beyond the period in subsection (1) of this section at the request of either party.
(((3))) (4) Each due process hearing must be conducted at a time and place that is reasonably convenient to the parents and student involved.
AMENDATORY SECTION (Amending WSR 09-20-053, filed 10/1/09, effective 11/1/09)
WAC 392-172A-05130 Surrogate parents.
(1) School districts must ensure that the rights of a student are protected when:
(a) No parent as defined in WAC 392-172A-01125 can be identified;
(b) The school district, after reasonable efforts, cannot locate a parent;
(c) The student is a ward of the state; or
(d) The student is an unaccompanied homeless youth as defined in section 725(6) of the McKinney-Vento Homeless Assistance Act((; or
(e) An educational representative is appointed for a student pursuant to WAC 392-172A-05135(5))).
(2) School districts must develop procedures for assignment of an individual to act as a surrogate for the parents. This must include a method:
(a) For determining whether a student needs a surrogate parent;
(b) For assigning a surrogate parent to the student; and
(c) Ensuring that an assignment of a surrogate parent is provided within thirty days of the district's determination that a surrogate parent is required.
(3) If a student is a ward of the state, the judge overseeing the student's case, may appoint a surrogate parent, provided that the surrogate meets the requirements in subsections (4)(a) and (5) of this section.
(4) School districts must ensure that a person selected as a surrogate parent:
(a) Is not an employee of the OSPI, the school district, or any other agency that is involved in the education or care of the student;
(b) Has no personal or professional interest that conflicts with the interest of the student the surrogate parent represents; and
(c) Has knowledge and skills that ensure adequate representation of the student.
(5) A person otherwise qualified to be a surrogate parent under subsection (4) of this section is not an employee of the OSPI, school district or other agency solely because he or she is paid by the agency to serve as a surrogate parent.
(6) In the case of a student who is an unaccompanied homeless youth, appropriate staff of emergency shelters, transitional shelters, independent living programs, and street outreach programs may be appointed as temporary surrogate parents without regard to subsection (4)(a) of this section until a surrogate parent can be appointed that meets all of the requirements of subsection (4) of this section.
(7) The surrogate parent may represent the student in all matters relating to the identification, evaluation, educational placement and the provision of FAPE to the student.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-05140 Purpose.
The purpose of WAC 392-172A-05140 through ((392-172A-05155)) 392-172A-05175 is to ensure that students eligible for special education services are not improperly excluded from school for disciplinary reasons and are provided services in accordance with WAC 392-172A-05145. Each school district ((serving special education students)) shall take steps to ensure that each employee, contractor, and other agent is knowledgeable of the disciplinary procedures to be followed for students eligible for special education and students who may be deemed to be eligible for special education, and knowledgeable of the rules and procedures contained in chapter 392-400 WAC governing discipline for all students.
AMENDATORY SECTION (Amending WSR 09-20-053, filed 10/1/09, effective 11/1/09)
WAC 392-172A-05150 Determination of setting.
The student's IEP team determines the interim alternative educational setting for services under WAC 392-172A-05145 (3), (4)(((e)))(f) and (7).
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-05155 Change of placement because of disciplinary removals.
(1) For purposes of removals of a student eligible for special education from the student's current educational placement, because of disciplinary removals, a change of placement occurs if:
(((1))) (a) The removal is for more than ten consecutive school days; or
(((2))) (b) The student has been subjected to a series of removals that constitute a pattern:
(((a))) (i) Because the series of removals total more than ten school days in a school year;
(((b))) (ii) Because the student's behavior is substantially similar to the student's behavior in previous incidents that resulted in the series of removals; and
(((c))) (iii) Because of such additional factors as the length of each removal, the total amount of time the student has been removed, and the proximity of the removals to one another.
(((3))) (2) The school district determines on a case-by-case basis whether a pattern of removals constitutes a change of placement.
(((4))) (3) The determination regarding a disciplinary change of placement is subject to review through due process and judicial proceedings.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-05185 Notice to parents.
(1) Parents of students eligible for special education have rights regarding the protection of the confidentiality of any personally identifiable information collected, used, or maintained under WAC 392-172A-05180 through 392-172A-05240, the Family Educational Rights and Privacy Act of 1974, as amended, state laws contained in Title 28A RCW that address personally identifiable information, regulations implementing state law, and Part B of IDEA.
(2) State forms, procedural safeguards and parent handbooks regarding special education are available in Spanish, Vietnamese, Russian, ((Cambodian)) Khmer, Ukrainian, Somali, and Korean, and alternate formats on request.
(3) Personally identifiable information about students for use by the OSPI, special education section, may be contained in state complaints, due process hearing requests and decisions, monitoring ((hearing requests and decisions)), safety net applications, and mediation agreements. The state may also receive personally identifiable information as a result of grant evaluation performance. This information is removed before forwarding information to other agencies or individuals requesting the information, unless the parent or adult student consents to release the information or the information is allowed to be released without parent consent under the regulations implementing the Family Educational Rights and Privacy Act, 34 C.F.R. Part 99.
(4) School districts are responsible for child find activities for students who may be eligible for special education. If the state were to conduct any major identification, location, or evaluation activity, the state would publish notices in newspapers with circulation adequate to notify parents throughout the state of the activity, notify school districts and post information on its web site.
AMENDATORY SECTION (Amending WSR 09-20-053, filed 10/1/09, effective 11/1/09)
WAC 392-172A-06000 Condition of assistance.
As a condition of receipt and expenditure of federal special education funds, a school district or other public agency shall annually submit a request for federal funds to the ((superintendent of public instruction)) OSPI, and conduct its special education and related services program in compliance with the requirements of this chapter. The request shall be made through an application that includes, but is not limited to the following assurances and types of information:
(1) Assurances that: The school district or other public agency meets each of the conditions contained in 34 C.F.R. 300.201 through 300.213 relating to:
(a) Development of policies and procedures consistent with this chapter and Part B of the act;
(b) The provision of FAPE to students;
(c) Child find requirements for students((;)), including evaluations;
(d) Development of an IEP;
(e) The provision of services in the least restrictive environment, and the availability of a continuum of services, including access to extracurricular and nonacademic activities;
(f) The provision of procedural safeguard protections and implementation of the procedural safeguards notices;
(g) Confidentiality of records and information;
(h) Transition of children from Part C to Part B services;
(i) Participation of students enrolled in private school programs, using a proportional share of Part B funds;
(j) Placement of students in private school programs to provide FAPE or placement of students in private school programs by their parents when FAPE is at issue;
(k) Use of funds;
(((k))) (l) Personnel preparation;
(((l))) (m) Availability of documents relating to the eligibility of the school district;
(((m))) (n) Provision to OSPI of all necessary information and data for the state's performance goals;
(((n))) (o) Provision of instructional materials to blind persons or persons with print disabilities;
(((o))) (p) Timely correction of noncompliance; and
(((p))) (q) A goal and detailed timetable for providing full educational opportunity to all special education students.
(2) Identification of the ((local)) school district designee responsible for child identification activities and confidentiality of information.
(3) ((Information related to participation of students enrolled in private school programs using a proportional share of Part B funds.
(4))) Information that addresses the school district's progress or slippage in meeting the state's performance goals and in addressing the state's annual performance plan.
(((5))) (4) A description of the use of funds received under Part B of the act.
(((6))) (5) Any other information requested by the OSPI which is necessary for the management of the special education program, including compliance with enforcement activities related to monitoring, due process, citizen complaints, or determinations status.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-06020 Exception to maintenance of effort.
A school district or other public agency may reduce the level of expenditures made by it under Part B of the IDEA below the level of those expenditures for the preceding fiscal year if the reduction is attributable to:
(1) The voluntary departure, by retirement or otherwise, or departure for just cause, of special education or related services personnel;
(2) A decrease in the enrollment of students eligible for special education;
(3) The termination of the obligation of the district or agency, consistent with this chapter, to provide a program of special education to a particular student that is an exceptionally costly program as determined by the state, because the student:
(a) Has left the jurisdiction of the district or agency;
(b) Has reached the age at which the obligation of the district or agency to provide a free appropriate public education to the student has terminated; or
(c) No longer needs the program of special education.
(4) The termination of costly expenditures for long-term purchases such as the acquisition of equipment or the construction of school facilities.
(5) The ((reimbursement of the cost by the safety net fund operated by the state oversight committee)) assumption of costs by the high needs safety net fund operated by the OSPI.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-06030 ((School-wide)) School wide programs under Title 1 of the ESEA.
(1) A school district ((or other agency)) may use funds received under Part B of the ((IDEA)) act for any fiscal year to carry out a ((school-wide)) school wide program under section 1114 of the Elementary and Secondary Education Act of 1965, except that the amount used in any ((school-wide)) school wide program may not exceed:
(a) The amount received by the school district ((or agency)) under Part B for that fiscal year; divided by the number of students eligible for special education in the jurisdiction; multiplied by
(b) The number of students eligible for special education participating in the ((school-wide)) school wide program.
(2) The funds described in subsection (1) of this section may be used without regard to WAC ((392-172A-05010 (1)(a))) 392-172A-06010 (1)(a).
(3) The funds described in subsection (1) of this section must be considered as federal Part B funds for purposes of calculating excess cost and supplanting WAC ((392-172A-05010)) 392-172A-06010 (1)(b) and (c).
(4) Except as provided in subsections (2) and (3) of this section, all other requirements of Part B must be met, including ensuring that students eligible for special education in ((school-wide)) school wide program schools:
(a) Receive services in accordance with a properly developed IEP; and
(b) Are afforded all of the rights and services guaranteed to students eligible for special education under the IDEA.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-06040 Purchase of and access to instructional materials.
The OSPI has elected to coordinate with the National Instructional Materials Access Center (NIMAC). School districts have the option of coordinating with NIMAC.
(1) Not later than December 3, 2006, a school district that chooses to coordinate with NIMAC, when purchasing print instructional materials, must acquire those instructional materials in accordance with subsection (2) of this section.
(2) If a school district chooses to coordinate with the NIMAC, as of December 3, 2006, it must:
(a) As part of any print instructional materials adoption process, procurement contract, or other practice or instrument used for purchase of print instructional materials, must enter into a written contract with the publisher of the print instructional materials to:
(i) Require the publisher to prepare and, on or before delivery of the print instructional materials, provide to NIMAC electronic files containing the contents of the print instructional materials using the NIMAS; or
(ii) Purchase instructional materials from the publisher that are produced in, or may be rendered in, specialized formats.
(b) Make all reasonable attempts to provide instructional materials to blind persons or other persons with print disabilities in a timely manner.
(c) In carrying out this section, the school district, to the maximum extent possible, must work with the state instructional resources center.
(3) For the purposes of this section:
(a) Blind persons or other persons with print disabilities means students served under this part who may qualify to receive books and other publications produced in specialized formats in accordance with the act entitled "An Act to provide books for adult blind," approved March 3, 1931, 2 U.S.C. 135a;
(b) National Instructional Materials Access Center or NIMAC means the center established pursuant to section 674(e) of the act;
(c) National Instructional Materials Accessibility Standard or NIMAS has the meaning given the term in section 674 (e)(3)(B) of the act;
(d) Specialized formats has the meaning given the term in section 674 (e)(3)(D) of the act.
(4) The definitions in subsection (3) of this section apply to each school district, whether or not the school district chooses to coordinate with the NIMAC.
(5) ((Rights of a school district.)) Nothing in this section shall be construed to require a school district to coordinate with the NIMAC.
(6) If a school district chooses not to coordinate with the NIMAC, the school district must provide an assurance to the OSPI that the school district will provide instructional materials to blind persons or other persons with print disabilities by other means in a timely manner.
(7) Nothing in this section relieves a school district of its responsibility to ensure that students eligible for special education who need instructional materials in accessible formats but are not included under the definition of blind or other persons with print disabilities or who need materials that cannot be produced from NIMAS files, receive those instructional materials in a timely manner.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-06045 School district information for the OSPI.
(1) The school district must provide the OSPI with information that is necessary to enable the OSPI to carry out its duties under Part B of the act and state law, including, but not limited to child count, least restrictive environment, suspension and expulsion rates, disproportionality, and other information relating to the performance of students eligible for special education participating in programs carried out under Part B of the act.
(2) The information will be provided to the OSPI in the form and by the timelines specified for a particular report.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-06050 Public information.
The school district must make available to parents of students eligible for special education and to the general public all documents relating to the eligibility of the ((agency)) school district under Part B of the act.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-06055 Records regarding migratory students eligible for special education.
The ((LEA)) school district must cooperate in the secretary's efforts under section 1308 of the ESEA to ensure the linkage of records pertaining to migratory students eligible for special education for the purpose of electronically exchanging, among the states, health and educational information regarding those students.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-06060 Exception for prior policies and procedures.
(1) If a school district has ((on file with the OSPI)) policies and procedures on file with the OSPI that demonstrate that the school district meets the requirements ((under)) of WAC ((392-172A-05000)) 392-172A-06000, including any policies and procedures filed under Part B of the act as in effect before December 3, 2004, the OSPI must consider the school district to have met that requirement for purposes of receiving assistance under Part B of the act.
(2) Subject to subsection (3) of this section, policies and procedures submitted by a school district in accordance with this subpart remain in effect until the school district submits to the OSPI the modifications that the school district determines are necessary.
(3) The OSPI may require a school district to modify its policies and procedures, but only to the extent necessary to ensure the school district's compliance with Part B of the act or state law, if:
(a) After December 3, 2004, ((the effective date of the Individuals with Disabilities Education Improvement Act of 2004,)) the applicable provisions of the act or federal or state regulations developed to carry out the act, are amended;
(b) There is a new interpretation of an applicable provision of the act by federal or state courts; or
(c) There is an official finding of noncompliance with federal or state law or regulations.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-06065 Notification of a school district in case of ineligibility.
(1) In the event the ((superintendent of public instruction or designee)) OSPI determines that a school district is not eligible under Part B of the act, or is not complying with corrective actions as a result of monitoring, state complaints, or due process decisions and the ((superintendent)) OSPI intends to withhold or recover funds in whole or in part, the school district ((or other public agency)) shall be provided:
(a) Written notice of intent to withhold or recover funds and the reasons supporting its notice;
(b) The school district's opportunity for a hearing before the superintendent of public ((instruction or)) instruction's designee prior to a denial of the request.
(2) The ((superintendent of public instruction)) OSPI shall provide an opportunity for a hearing before the ((OSPI)) it disapproves the request in accordance with the following procedures:
(a) The applicant shall request the hearing within thirty days of receiving notice of the action of the ((superintendent of public instruction)) OSPI.
(b) Within thirty days after it receives a request, the ((superintendent of public instruction)) OSPI shall hold a hearing to review its action. At the hearing, the district shall have the opportunity to provide the superintendent's designee with documentary evidence demonstrating that the ((superintendent)) OSPI erred in reaching its determination.
(c) The ((superintendent)) superintendent's designee shall consider any new evidence provided and respond in writing to the school district within thirty days, by affirming the initial determination, rescinding its initial determination, or issuing a revised determination.
(d) If the district remains unsatisfied with the ((superintendent's)) OSPI's determination, it ((may appeal the agency's decision by filing)) may file an appeal of OSPI's determination with the office of administrative hearings within thirty days of receiving OSPI's final determination. Procedures for filing an appeal of a ((decision)) determination under this section shall be in accordance with the Administrative Procedure Act, chapter 34.05 RCW and chapter ((10.08)) 10-08 WAC (([10-08 WAC])).
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-06070 School district compliance.
(1) If the OSPI, after reasonable notice and an opportunity for a hearing, finds that a school district determined to be eligible under this subpart is failing to comply with any requirement described in WAC 392-172A-06000 through 392-172A-06060, the OSPI must reduce or must not provide any further payments to the school district until the OSPI is satisfied that the school district is complying with that requirement.
(2) Any school district ((or other public agency)) in receipt of a notice of intent to withhold or recover funds ((of the school district shall)) must, by means of a public notice, take the measures necessary to bring the pendency of an action ((pursuant to)) under this section to the attention of the public, within its jurisdiction.
(3) In carrying out its responsibilities under this section, the OSPI must consider ((any)) the results of a due process hearing decision ((resulting in a decision)) that is adverse to ((the)) a school district ((involved in the decision)).
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-06075 Collaborative requests.
(1) The ((superintendent of public instruction)) OSPI may require districts to submit a collaborative request for payments under Part B of the ((Individuals with Disabilities Education)) act if it is determined that a single district ((or other public agency)) would be disapproved because the district ((or other public agency)) is unable to establish and maintain programs of sufficient size and scope to effectively meet the educational needs of ((special education)) students eligible for special education. Districts that apply for Part B funds in a collaborative request must meet the same minimum requirements as a single school district ((or other public agency)) applicant. The request must be signed by the superintendent of each participating school district ((or other public agency)). The districts are jointly responsible for implementing programs receiving payments under Part B of the ((Individuals with Disabilities Education)) act. The total amount of funds made available to the affected school districts ((or other public agencies shall)) will be equal to the sum each would have received separately.
(2) The OSPI may not require a charter school to jointly establish its eligibility under subsection (1) of this section unless the charter school is explicitly permitted to do so under chapter 28A.710 RCW.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-06080 Requirements for establishing eligibility.
(1) School districts that establish joint eligibility under this section must:
(((1))) (a) Adopt policies and procedures that are consistent with the state's policies and procedures ((consistent with)) under WAC 392-172A-06005; and
(((2))) (b) Be jointly responsible for implementing programs that receive assistance under Part B of the act.
(2) If an educational service agency has authority to carry out programs under part B of the act, the joint responsibilities given to school districts:
(a) Do not apply to the administration and disbursement of any payments received by the educational service agency; and
(b) Must be carried out only by that educational service agency.
(3) Regardless of any other provisions in WAC 392-172A-06075 and 392-172A-06080, an educational service agency must provide for the education of eligible students in the least restrictive environment.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-07000 Methods of ensuring services.
(1) The OSPI must ensure that an interagency agreement or other mechanism for interagency coordination is in effect between each noneducational public agency described in this section and the OSPI, in order to ensure that all services that are needed to ensure FAPE are provided, including the provision of these services during the pendency of any dispute under (c) of this subsection. The agreement or mechanism shall contain:
(a) An identification of, or a method of defining, the financial responsibility of each agency for providing services to ensure FAPE to students eligible for special education. The financial responsibility of each noneducational public agency, including the state medicaid agency and other public insurers of students eligible for special education, must precede the financial responsibility of the school district.
(b) The conditions, terms, and procedures under which a school district must be reimbursed by other agencies.
(c) Procedures for resolving interagency disputes (including procedures under which ((LEAs)) school districts may initiate proceedings) under the agreement or other mechanism to secure reimbursement from other agencies or otherwise implement the provisions of the agreement or mechanism.
(d) Policies and procedures for agencies to determine and identify the interagency coordination responsibilities of each agency to promote the coordination and timely and appropriate delivery of services described in subsection (2)(a) of this section.
(2)(a) If any public agency other than an educational agency is otherwise obligated under federal or state law, or assigned responsibility under state policy or pursuant to subsection (1) of this section, to provide or pay for any services that are also considered special education or related services such as, but not limited to, assistive technology devices and services, related services, whether provided as specially designed instruction or related services; supplementary aids and services, and transition services that are necessary for ensuring FAPE to students eligible for special education, the noneducational public agency must fulfill that obligation or responsibility, either directly or through contract or other arrangement pursuant to subsection (1) of this section.
(b) A noneducational public agency described in subsections (1)(a) and (2) of this section may not disqualify an eligible service for medicaid reimbursement because that service is provided in a school context.
(c) If a noneducational public agency other than ((an educational agency)) a school district fails to provide or pay for the special education and related services described in (a) of this subsection, the school district developing the student's IEP must provide or pay for these services to the student in a timely manner. The school district is authorized to claim reimbursement for the services from the noneducational public agency that failed to provide or pay for these services and that agency must reimburse the school district or state agency in accordance with the terms of the interagency agreement or other mechanism described in subsection (1) of this section.
(3) The requirements of subsection (1) of this section may be met through:
(a) State statute or regulation;
(b) Signed agreements between respective agency officials that clearly identify the responsibilities of each agency relating to the provision of services; or
(c) Other appropriate written methods determined by the superintendent of the office of public instruction.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-07005 Students eligible for special education who are covered by public benefits or insurance or private insurance.
(1) A school district may use the medicaid or other public benefits or insurance programs in which a student participates to provide or pay for services required under ((this)) Part B of the act, as permitted under the public benefits or insurance program, except as provided under subsection (2) of this section.
(2) With regard to services required to provide FAPE to an eligible student, the school district:
(a) May not require parents to sign up for or enroll in public benefits or insurance programs in order for their student to receive FAPE under Part B of the act;
(b) May not require parents to incur an out-of-pocket expense such as the payment of a deductible or co-pay amount incurred in filing a claim for services provided pursuant to this part, but may pay the cost that the parents otherwise would be required to pay;
(c) May not use a ((child's)) student's benefits under a public benefits or insurance program if that use would:
(i) Decrease available lifetime coverage or any other insured benefit;
(ii) Result in the family paying for services that would otherwise be covered by the public benefits or insurance program and that are required for the ((child)) student outside of the time the student is in school;
(iii) Increase premiums or lead to the discontinuation of benefits or insurance; or
(iv) Risk loss of eligibility for home and community-based waivers, based on aggregate health-related expenditures; and
(d) ((Must obtain parental consent, each time that access to public benefits or insurance is sought for a new procedure; and must notify parents that the parents' refusal to allow access to their public benefits or insurance does not relieve the school district of its responsibility to ensure that all required services are provided at no cost to the parents.)) Prior to accessing a student's or parent's public benefits or insurance for the first time, and after providing notification to the student's parents consistent with subsection (3) of this section, the school district must obtain written, parental consent that:
(i) Meets the requirements of 34 C.F.R. Sec. 99.30 and WAC 392-172A-05225, which consent must specify:
(A) The personally identifiable information that may be disclosed, such as records or information about the services that may be provided to a particular student;
(B) The purpose of the disclosure, such as billing for services under the act; and
(C) The agency to which the disclosure may be made such as the health care authority; and
(ii) Specifies that the parent understands and agrees that the public agency may access the parent's or student's public benefits or insurance to pay for services under the act.
(3) Prior to accessing a student's or parent's public benefits or insurance for the first time, and annually thereafter, the school district must provide written notification, consistent with WAC 392-172A-05010(3) to the student's parents, that includes:
(a) A statement of the parental consent provisions in subsection (2)(d)(i) of this section;
(b) A statement of the "no cost" provisions in subsection (2)(b) and (c) of this section;
(c) A statement that the parents have the right under 34 C.F.R. Part 99 and WAC 392-172A-05225 to withdraw their consent to disclosure of their child's personally identifiable information to the agency responsible for the administration of the state's public benefits or insurance program at any time; and
(d) A statement that the withdrawal of consent or refusal to provide consent under 34 C.F.R. Part 99 and WAC 392-172A-05225 to disclose personally identifiable information to the agency responsible for the administration of the state's public benefits or insurance program does not relieve the school district of its responsibility to ensure that all required services are provided at no cost to the parents.
(((3))) (4) With regard to services required to provide FAPE to an eligible student under this part, a ((public agency)) school district may access the parents' private insurance proceeds only if the parents provide consent. Each time the public agency proposes to access the parents' private insurance proceeds, the ((agency)) school district must:
(a) Obtain parental consent; and
(b) Inform the parents that their refusal to permit the public agency to access their private insurance does not relieve the school district of its responsibility to ensure that all required services are provided at no cost to the parents.
(((4))) (5)(a) If a school district is unable to obtain parental consent to use the parents' private insurance, or public benefits or insurance when the parents would incur a cost for a specified service required under this part, to ensure FAPE the public agency may use its Part B funds to pay for the service.
(b) To avoid financial cost to parents who otherwise would consent to use private insurance, or public benefits or insurance if the parents would incur a cost, the ((public agency)) school district may use its Part B funds to pay the cost that the parents otherwise would have to pay to use the parents' benefits or insurance such as deductible or co-pay amounts.
(((5))) (6) Proceeds from public benefits or insurance or private insurance will not be treated as program income for purposes of 34 C.F.R. 80.25.
(((6))) (7) If a ((public agency)) school district spends reimbursements from federal funds such as medicaid, for services under this part, those funds will not be considered state or local funds for purposes of the maintenance of effort provisions.
(((7))) (8) Nothing in this part should be construed to alter the requirements imposed on a state medicaid agency, or any other agency administering a public benefits or insurance program by federal statute, regulations or policy under Title XIX, or Title XXI of the Social Security Act, 42 U.S.C. Secs. 1396 through 1396v and 42 U.S.C. Secs. 1397aa through 1397jj, or any other public benefits or insurance program.
AMENDATORY SECTION (Amending WSR 09-20-053, filed 10/1/09, effective 11/1/09)
WAC 392-172A-07010 Monitoring.
(1) ((OSPI's monitoring of)) The OSPI monitors school districts' special education programs ((is)) to:
(a) Improve educational results and functional outcomes for all students eligible for special education;
(b) Ensure that school districts meet the program requirements under Part B of the act with a particular emphasis on those requirements that are most closely related to improving educational results for students eligible for special education;
(c) Determine the school district's compliance with this chapter, chapter 28A.155 RCW, and federal regulations implementing 20 U.S.C. Sec. 1400, et seq.;
(d) Validate information included in school district ((or other public agency)) requests for federal funds; and
(e) Measure and report school district performance on relative targets and priorities from federally approved state performance plans.
(2) Procedures for monitoring school districts and other public agencies may include any or all of the following:
(a) Collection, review, and analysis of quantitative and qualitative data and other information;
(b) Conduct of on-site visits;
(c) Review and analysis of such quantifiable and qualitative data and indicators as are needed to measure performance in the following areas:
(i) Provision of a FAPE in the least restrictive environment;
(ii) State exercise of general supervision, including child find, effective monitoring, and the use of resolution meetings, mediation, and a system of transition services; and
(iii) Disproportionate representation of racial and ethnic groups in special education and related services to the extent the representation is the result of inappropriate identification.
(3) As part of the monitoring process, a notification of identified noncompliance shall be issued to the school district. This notification will initiate a process of corrections, verification, and validation to ensure that the noncompliance is corrected as soon as possible, but no later than one year from the identification of noncompliance. If noncompliance is systemic in nature, a systemic corrective action plan is required.
(4) If the school district does not timely address compliance with corrective actions, the OSPI shall institute procedures to ensure compliance with applicable state and federal rules and priorities and targets from the state performance plan. Such procedures may include one or more of the following:
(a) Verification visits by the OSPI staff, or its designee, to:
(i) Determine whether the school district is taking the required corrective action(s); and/or
(ii) Provide any necessary technical assistance to the school district or other public agency in its efforts to comply.
(b) Withhold, in whole or part, a specified amount of state and/or federal special education funds, to address noncompliance.
(c) Request assistance from the state ((auditors)) auditor's office.
AMENDATORY SECTION (Amending WSR 09-20-053, filed 10/1/09, effective 11/1/09)
WAC 392-172A-07012 Determinations.
(1) The OSPI annually reviews the data it obtains from school districts through monitoring, submission of other data required by the district, and other public information provided by the district. Based on the data and information provided, OSPI determines if the school district:
(a) Meets the requirements and purposes of Part B of the act;
(b) Needs assistance in implementing the requirements of Part B of the act;
(c) Needs intervention in implementing the requirements of Part B of the act; or
(d) Needs substantial intervention in implementing the requirements of Part B of the act.
(2) If the OSPI determines, for two consecutive years, that a district needs assistance in implementing the OSPI's annual performance requirements, OSPI will advise the district of available sources of technical assistance that may help the district address the areas in which the district needs assistance, which may include assistance from the OSPI, office of special education programs, other offices of the department of education, other federal agencies, technical assistance providers approved by the department of education, and other federally or state funded nonprofit agencies, and require the district to work with appropriate entities. Such technical assistance may include:
(a) The provision of advice by experts to address the areas in which the district needs assistance, including explicit plans for addressing the areas of concern within a specified period of time;
(b) Assistance in identifying and implementing professional development, instructional strategies, and methods of instruction that are based on scientifically based research;
(c) Designating and using distinguished superintendents, principals, special education administrators, special education teachers, and other teachers to provide advice, technical assistance, and support; and
(d) Devising additional approaches to providing technical assistance, such as collaborating with institutions of higher education, educational service districts, national centers of technical assistance, and private providers of scientifically based technical assistance.
(3) If the OSPI determines, for three or more consecutive years, that a district needs intervention in implementing the OSPI's annual performance requirements, OSPI may take actions described under subsection (2) of this section and will take one or more of the following actions:
(a) Require the district to prepare a corrective action plan or improvement plan if the OSPI determines that the district should be able to correct the problem within one year;
(b) Withhold, in whole or in part, any further payments to the district under Part B of the act;
(4) Notwithstanding subsections (2) or (3) of this section, at any time that the OSPI determines that a district needs substantial intervention in implementing the requirements of Part B of the act or that there is a substantial failure to comply with any condition of a school district's eligibility under Part B of the act, OSPI will withhold, in whole or in part, any further payments to the district under Part B of the act, in addition to any other actions taken under subsections (2) or (3) of this section.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-07015 Performance goals and indicators.
(1) The OSPI has established goals for the performance of ((special education)) students eligible for special education that promote the purposes of the ((Individuals with Disabilities Education)) act, and are consistent, to the maximum extent appropriate, with the state's ((four)) learning goals ((and essential academic learning requirements)) for all students((, and are the same as the state's objectives for progress by students in its definition of adequate yearly progress, including the state's objectives for progress by students eligible for special education,)) under section 1111 (b)(2)(C) of the ESEA, 20 U.S.C. Sec. 6311. The performance goals are identified in the state's performance plan, which is based upon district data provided to the OSPI.
(2) In addition, the OSPI has established performance indicators that are used to assess the state's and school ((district's)) districts' progress toward achieving those goals that at a minimum address the performance of eligible students on assessments, dropout rates, transition, and graduation rates.
(3) The state reports annually to the department of education and to the public through its annual performance report on the progress of the state, and of students eligible for special education in the state, toward meeting the goals established under subsection (1) of this section.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-07050 State use of funds.
The OSPI reserves funds for state-level activities, including state administration and other state-level activities, in accordance with the provisions of 34 C.F.R. Sec. 300.704. OSPI makes distributions of unreserved or unused grant funds, that it receives pursuant to section 611 of the act, to eligible school districts ((allocated)) and charter schools through subgrants in accordance with the provisions of 34 C.F.R. Sec. 300.705.
AMENDATORY SECTION (Amending WSR 09-20-053, filed 10/1/09, effective 11/1/09)
WAC 392-172A-07055 State safety net fund for high need students.
(1) The state has established a special education safety net fund for students eligible for special education. The rules for applying for reimbursement for the fund are contained in WAC ((392-14-600 through 392-14-685)) 392-140-600 through 392-140-685 or as may be amended.
(2) Part B funding is available through the safety net fund to reimburse ((high need, low incidence, catastrophic, or extraordinary aid)) costs associated with the provision of services identified in a properly formulated IEP consistent with WAC 392-140-609 for applicants with eligible high need ((special education)) students whose cost is at least three times the average per pupil expenditure; and whose placement is consistent with least restrictive environment provisions and other applicable rules regarding placement, including placement in nonpublic agencies.
(3) Disbursements provided under subsection (2) of this section must not be used to pay costs that otherwise would be reimbursed as medical assistance for a student eligible for special education under the state medicaid program under Title XIX of the Social Security Act.
(4) The costs associated with educating a high need student eligible for special education, in subsections (2) and (3) of this section, are only those costs associated with providing direct special education and related services to the student that are identified in that student's IEP, including the cost of room and board for a residential placement determined necessary, consistent to implement a student's IEP.
(5) The disbursements to an applicant must not be used to support legal fees, court costs, or other costs associated with a cause of action brought on behalf of a student to ensure FAPE for such student.
(6) Federal funds reserved for the safety net fund from the appropriation for any fiscal year, but not expended to eligible applicants for safety net funding must be allocated to school districts in the same manner as other funds from the appropriation for that fiscal year are allocated to school districts during their final year of availability.
(7) The funds in the high cost fund remain under the control of the state until disbursed to a school district to support a specific child who qualifies under this section and the state regulations for safety net funding described in subsection (1) of this section.
(8) Nothing in this section:
(a) Limits or conditions the right of a student eligible for special education who is assisted under Part B of the act to receive a FAPE in the least restrictive environment; or
(b) Authorizes the state or a school district to establish a limit on what may be spent on the education of a student eligible for special education.
AMENDATORY SECTION (Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-07060 State advisory council.
(1) The special education state advisory council is established in order to help facilitate the provision of special education and related services to meet the unique needs of special education students.
(2) The membership of the council is appointed by the superintendent of the office of public instruction and shall include at least one representative of each of the following groups or entities:
(a) Parents of children, aged birth to twenty-six, with disabilities;
(b) Individuals with disabilities;
(c) Teachers;
(d) Institutions of higher education that prepare special education and related services personnel;
(e) ((Superintendents and principals, including)) State and local district officials who carry out activities under subtitle B of Title VII of the McKinney-Vento Homeless Assistance Act;
(f) Local administrators of special education programs;
(g) State agencies involved in the financing or delivery of related services to special education students;
(h) Representatives of private schools and public charter schools;
(i) Not less than one vocational, community, or business organization concerned with the provision of transition services to students eligible for special education;
(j) A state child welfare agency employee responsible for services to children in foster care;
(k) State juvenile and adult corrections agencies;
(l) Other individuals or groups as may hereafter be designated and approved by the superintendent of public instruction.
A majority of the members of the advisory council shall be individuals with disabilities or parents of special education students.
(3) The council's purposes are to:
(a) Advise the superintendent of public instruction and make recommendations on all matters related to special education and specifically advise the superintendent of unmet needs within the state in the education of special education students;
(b) Comment publicly on any rules or regulations proposed by the state regarding the education of special education students;
(c) Advise the state in developing evaluations and reporting such information as may assist the state in its data requirements under section 618 of the act;
(d) Advise the state in developing corrective action plans to address findings identified in federal monitoring reports under Part B of the Individuals with Disabilities Education Act; and
(e) Advise the state in developing and implementing policies relating to the coordination of services for special education students.
(4) The council shall follow the procedures in this subsection.
(a) The advisory council shall meet as often as necessary to conduct its business.
(b) By July 1st of each year, the advisory council shall submit an annual report of council activities and suggestions to the superintendent of public instruction. This report must be made available to the public in a manner consistent with other public reporting requirements of this chapter.
(c) Official minutes will be kept on all council meetings and shall be made available to the public on request to the OSPI.