WSR 14-14-026
PERMANENT RULES
DEPARTMENT OF
SOCIAL AND HEALTH SERVICES
(Operations Support and Services Division)
(Background Check Central Unit)
[Filed June 24, 2014, 7:41 a.m., effective July 25, 2014]
Effective Date of Rule: Thirty-one days after filing.
Purpose: The purpose of this coordinated rule making is to remove developmental disabilities administration (DDA) background check requirements from WAC 388-06-0020 through 388-06-0540, and make a clarifying change to children's administration (CA) background check requirements in WAC 388-06-0240. Under a separate CR-103, DDA will adopt the DDA background check requirements in chapter 388-825 WAC, DDA service rules, as part of a larger aging and disability services coordinated background check rule-making effort. This rule making is intended to resolve confusion and rule misinterpretation that exists because CA and DDA programmatic background check requirements are contained in the same WAC sections.
Citation of Existing Rules Affected by this Order: Repealing WAC 388-06-0115; and amending WAC 388-06-0010, 388-06-0020, 388-06-0100, 388-06-0110, 388-06-0130, 388-06-0150, 388-06-0160, 388-06-0190, 388-06-0210, 388-06-0240, 388-06-0250, 388-06-0525, and 388-06-0540.
Statutory Authority for Adoption: RCW 43.43.832.
Other Authority: RCW 74.15.030, 43.43.837.
Adopted under notice filed as WSR 14-05-066 on February 18, 2014.
Changes Other than Editing from Proposed to Adopted Version: Amendments to WAC 388-06-0170 and 388-06-0180 were removed from this filing and will be included in a separate emergency rule filing. WAC 388-06-0525 was revised to remove incorrect reference to subsection (2).
Number of Sections Adopted in Order to Comply with Federal Statute: New 0, Amended 0, Repealed 0; Federal Rules or Standards: New 0, Amended 0, Repealed 0; or Recently Enacted State Statutes: New 0, Amended 13, Repealed 1.
Number of Sections Adopted at Request of a Nongovernmental Entity: New 0, Amended 0, Repealed 0.
Number of Sections Adopted on the Agency's Own Initiative: New 0, Amended 0, Repealed 0.
Number of Sections Adopted in Order to Clarify, Streamline, or Reform Agency Procedures: New 0, Amended 0, Repealed 0.
Number of Sections Adopted Using Negotiated Rule Making: New 0, Amended 0, Repealed 0; Pilot Rule Making: New 0, Amended 0, Repealed 0; or Other Alternative Rule Making: New 0, Amended 13, Repealed 1.
Date Adopted: June 24, 2014.
Katherine I. Vasquez
Rules Coordinator
AMENDATORY SECTION (Amending WSR 10-16-083, filed 7/30/10, effective 8/30/10)
WAC 388-06-0010 What is the purpose of this chapter?
(1) ((The purpose of this chapter is to)) Sections 0100 through 0260 of this chapter establish rules for background checks conducted by children's administration (CA)((, and the division of developmental disabilities (DDD))) at the department of social and health services (DSHS). The department does background checks on individuals who are licensed, certified, contracted, or authorized to care for or have unsupervised access to children ((and to individuals with a developmental disability)). Background checks are conducted to find and evaluate any history of criminal convictions or civil adjudication proceedings, including those involving abuse, abandonment, financial exploitation, or neglect of a child or vulnerable adult.
(2) ((This chapter also)) WAC 388-06-0500 through 388-06-0540 of this chapter defines when the one hundred twenty-day provisional hire is allowed by DSHS. ((WAC 388-06-0500 through 388-06-0540 apply to all DSHS administrations)).
(3) WAC 388-06-0600 through 388-06-0640 of this chapter includes the background check requirements for DSHS employees and applicants seeking, working or serving in a covered position.
(4) WAC 388-06-0700 through 388-06-0720 of this chapter describes the responsibilities of the background check central unit.
Reviser's note: The typographical error in the above section occurred in the copy filed by the agency and appears in the Register pursuant to the requirements of RCW 34.08.040.
AMENDATORY SECTION (Amending WSR 12-21-053, filed 10/15/12, effective 12/25/12)
WAC 388-06-0020 What definitions apply to WAC 388-06-0100 through 388-06-0260 of this chapter?
The following definitions apply to WAC 388-06-0100 through 388-06-0260 of this chapter:
"Authorized" or "authorization" means not disqualified by the department to have unsupervised access to children and individuals with a developmental disability. This includes persons who are certified, contracted, allowed to receive payments from department funded programs, or volunteer.
"CA" means children's administration, department of social and health services. Children's administration is the cluster of programs within DSHS responsible for the provision of licensing of foster homes, group facilities/programs and child-placing agencies, child protective services, child welfare services, and other services to children and their families.
"Certification" means:
(1) Department approval of a person, home, or facility that does not legally need to be licensed, but wishes to have evidence that they met the minimum licensing requirements.
(2) Department licensing of a child-placing agency to certify and supervise foster home and group care programs.
"Children" and "youth" are used interchangeably in this chapter and refer to individuals who are under parental or department care including:
(1) Individuals under eighteen years old; or
(2) Foster children up to twenty-one years of age and enrolled in high school or a vocational school program; or
(3) Developmentally disabled individuals up to twenty-one years of age for whom there are no issues of child abuse and neglect((; or
(4) JRA youth up to twenty-one years of age and who are under the jurisdiction of JRA or a youthful offender under the jurisdiction of the department of corrections who is placed in a JRA facility)).
"Civil adjudication proceeding" is a judicial or administrative adjudicative proceeding that results in a finding of, or upholds an agency finding of, domestic violence, abuse, sexual abuse, neglect, abandonment, violation of a professional licensing standard regarding a child or vulnerable adult, or exploitation or financial exploitation of a child or vulnerable adult under any provision of law, including but not limited to chapter 13.34, 26.44 or 74.34 RCW, or rules adopted under chapters 18.51 and 74.42 RCW. "Civil adjudication proceeding" also includes judicial or administrative findings that become final due to the failure of the alleged perpetrator to timely exercise a legal right to administratively challenge such findings.
(("Community residential service businesses" include all division of developmental disabilities supported living providers with the exception of supported living providers who are also licensed as an assisted living facility or adult family home provider. Community residential service providers also include DDD companion homes, DDD alternative living and licensed residential homes for children.))
"DCFS" means division of children and family services and is a division within children's administration that provides child welfare, child protective services, and support services to children in need of protection and their families.
(("DDD" means the division of developmental disabilities, department of social and health services (DSHS).))
"DLR" means the division of licensed resources that is a division within children's administration, the department of social and health services.
"Department" means the department of social and health services (DSHS).
"I" and "you" refers to anyone who has unsupervised access to children or to persons with developmental disabilities in a home, facility, or program. This includes, but is not limited to, persons seeking employment, a volunteer opportunity, an internship, a contract, certification, or a license for a home or facility.
(("JRA" means the juvenile rehabilitation administration, department of social and health services.))
"Licensor" means an employee of DLR or of a child placing agency licensed or certified under chapter 74.15 RCW to approve and monitor licenses for homes or facilities that offer care to children. Licenses require that the homes and facilities meet the department's health and safety standards.
(("Individual provider" as defined in RCW 74.39A.240 means a person, including a personal aide, who has contracted with the department to provide personal care or respite care services to functionally disabled persons under the medicaid personal care, community options program entry system, chore services program, or respite care program, or to provide respite care or residential services and supports to persons with developmental disabilities under chapter 71A.12 RCW, or to provide respite care as defined in RCW 74.13.270.))
"Individuals with a developmental disability" means individuals who meet eligibility requirements in Title 71A RCW. A developmental disability is any of the following: Intellectual disability, cerebral palsy, epilepsy, autism, or another neurological condition described in chapter 388-823 WAC; originates before the age of eighteen years; is expected to continue indefinitely; and constitutes a substantial limitation to the individual.
(("Long-term care worker" has the same meaning as defined in RCW 74.39A.009.))
"Spousal abuse" includes any crime of domestic violence as defined in RCW 10.99.020 when committed against a spouse, former spouse, person with whom the perpetrator has a child regardless of whether the parents have been married or lived together at any time, or an adult with whom the perpetrator is presently residing or has resided in the past.
"Unsupervised" means not in the presence of:
(1) The licensee, another employee or volunteer from the same business or organization as the applicant who has not been disqualified by the background check.
(2) Any relative or guardian of the child or developmentally disabled individual or vulnerable adult to whom the applicant has access during the course of his or her employment or involvement with the business or organization (RCW 43.43.080(9)).
"Unsupervised access" means that an individual will or may be left alone with a child or vulnerable adult (individual with developmental disability) at any time for any length of time.
"We" refers to the department, including licensors and social workers.
"WSP" refers to the Washington state patrol.
AMENDATORY SECTION (Amending WSR 01-18-025, filed 8/27/01, effective 10/1/01)
WAC 388-06-0100 Why are background checks done?
The ((department)) Children's Administration does background checks to help safeguard the health, safety and well being of children ((and of individuals with a developmental disability)) in licensed homes and facilities and in day treatment programs. By doing background checks, the department reduces the risk of harm to children ((and individuals with a developmental disability)) from caregivers that have been convicted of certain crimes. The department's regulations require the evaluation of your background to determine your character, suitability and competence before you are issued a license, contract, certificate, or authorized to have unsupervised access to children ((or to individuals with a developmental disability)).
AMENDATORY SECTION (Amending WSR 12-21-053, filed 10/15/12, effective 12/25/12)
WAC 388-06-0110 Who must have background checks?
(1) Per RCW 74.15.030, the department requires background checks on all providers who may have unsupervised access to children or individuals with a developmental disability. This includes licensed, certified or contracted providers, their current or prospective employees and prospective adoptive parents as defined in RCW 26.33.020.
(2)(([(b)] As described in WAC 388-06-0115, the division of developmental disabilities requires background checks on all contracted providers, individual providers, employees of contracted providers, and any other individual who is qualified by DDD to have unsupervised access to individuals with developmental disabilities.
(3) Long-term care workers as defined in chapter 74.39A RCW hired after January 7, 2012 are subject to national fingerprint-based background checks. For individual providers and home care agency providers refer to WAC 388-71-0500 through 388-71-05909. For adult family homes refer to chapter 388-76 WAC, adult family home minimum licensing requirements. For assisted living facilities refer to chapter 388-78A WAC, assisted living licensing rules.
(4))) Per RCW 74.15.030, the department also requires background checks on other individuals who may have unsupervised access to children or to individuals with a developmental disability in department licensed or contracted homes, or facilities which provide care. The department requires background checks on the following people:
(a) A volunteer or intern with regular or unsupervised access to children;
(b) Any person who regularly has unsupervised access to a child or an individual with a developmental disability;
(c) A relative other than a parent who may be caring for a child;
(d) A person who is at least sixteen years old, is residing in a foster home, relatives home, or child care home and is not a foster child.
Reviser's note: RCW 34.05.395 requires the use of underlining and deletion marks to indicate amendments to existing rules, and deems ineffectual changes not filed by the agency in this manner. The bracketed material in the above section does not appear to conform to the statutory requirement.
AMENDATORY SECTION (Amending WSR 12-21-053, filed 10/15/12, effective 12/25/12)
WAC 388-06-0130 Does the background check process apply to new and renewal licenses, certification, contracts, and authorizations to have unsupervised access to children ((or individuals with a developmental disability))?
(((1))) For children's administration these regulations apply to all applications for new and renewal licenses, contracts, certifications, and authorizations to have unsupervised access to children or individuals with a developmental disability that are processed by the children's administration after the effective date of this chapter.
(((2) For the division of developmental disabilities these regulations apply to initial contracts and renewals as required by the applicable DDD background check renewal schedule and program regulations.))
AMENDATORY SECTION (Amending WSR 12-21-053, filed 10/15/12, effective 12/25/12)
WAC 388-06-0150 What does the background check cover?
(1) The department must review criminal convictions and pending charges based on identifying information provided by you. The background check may include but is not limited to the following information sources:
(a) Washington state patrol.
(b) Washington courts.
(c) Department of corrections.
(d) Department of health.
(e) Civil adjudication proceedings.
(f) Applicant's self-disclosure.
(g) Out-of-state law enforcement and court records.
(2) Except as required in WAC 388-06-0150 (4)(b) ((and (5))), children's administration ((and division of developmental disabilities)) will conduct a fingerprint-based background check on any individual who has lived in Washington state for less than three consecutive years.
(3) Background checks conducted for children's administration also include:
(a) A review of child protective services case files information or other applicable information system.
(b) Administrative hearing decisions related to any DSHS license that has been revoked, suspended, or denied.
(4) In addition to the requirements in subsections (1) through (3) of this section, background checks conducted by children's administration for placement of a child in out-of-home care, including foster homes, adoptive homes, relative placements, and placement with other suitable persons under chapter 13.34 RCW, include the following for each person over eighteen years of age residing in the home:
(a) Child abuse and neglect registries in each state a person has lived in the five years prior to conducting the background check.
(b) Washington state patrol (WSP) and Federal Bureau of Investigation (FBI) fingerprint-based background checks regardless of how long you have resided in Washington.
(((5) The division of developmental disabilities requires fingerprint-based background checks as described in WAC 388-06-0115. These background checks include a review of conviction records through the Washington state patrol, the Federal Bureau of Investigation, and the national sex offender registry.))
AMENDATORY SECTION (Amending WSR 10-16-083, filed 7/30/10, effective 8/30/10)
WAC 388-06-0160 Who pays for the background check?
(1) Children's administration (CA) pays the DSHS general administrative costs for background checks for foster home applicants, CA relative and other suitable caregivers, and CA adoptive home applicants.
(2) Children's administration pays the WSP and FBI-fingerprint processing fees for foster home applicants, CA relative and other suitable caregivers, CA adoptive home applicants, and other adults associated with the home who require background clearances under chapter 13.34 RCW.
(3) Children's administration does not pay WSP and FBI fingerprint processing fees or expenses for employees, contractors, or volunteers associated with facilities other than foster homes.
(((4) The division of developmental disabilities pays for background checks, including fingerprint-based background checks, for individuals seeking authorization to provide services to clients of the division.))
AMENDATORY SECTION (Amending WSR 01-18-025, filed 8/27/01, effective 10/1/01)
WAC 388-06-0190 If I have a conviction, may I ever have unsupervised access to children ((or individuals with a developmental disability))?
(1) In two situations, DSHS may find a person with convictions able to have unsupervised access to children or individuals with a developmental disability:
(a) If the conviction for any crime listed in WAC 388-06-0180 occurred more than five years ago; or
(b) If the conviction was for a crime other than those listed in WAC 388-06-0170 or 388-06-0180.
(2) In both of these situations, DSHS must review your background to determine your character, suitability, and competence to have unsupervised access to children or individuals with a developmental disability. In this review, DSHS must consider the following factors:
(a) The amount of time that has passed since you were convicted;
(b) The seriousness of the crime that led to the conviction;
(c) The number and types of other convictions in your background;
(d) ((The amount of time that has passed since you were convicted;
(e))) Your age at the time of conviction;
(((f))) (e) Documentation indicating you have successfully completed all court-ordered programs and restitution;
(((g))) (f) Your behavior since the conviction; and
(((h))) (g) The vulnerability of those that would be under your care.
AMENDATORY SECTION (Amending WSR 01-18-025, filed 8/27/01, effective 10/1/01)
WAC 388-06-0210 Will you license, contract, or authorize me to have unsupervised access to children ((or individuals with a developmental disability)) if my conviction has been expunged, or vacated from my record or I have been pardoned for a crime?
If you receive a pardon or a court of law acts to expunge or vacate a conviction on your record, the crime will not be considered a conviction for the purposes of licensing, contracting, certification, or authorization for unsupervised access to children ((or to individuals with a developmental disability)).
AMENDATORY SECTION (Amending WSR 01-18-025, filed 8/27/01, effective 10/1/01)
WAC 388-06-0240 What may I do if I disagree with the department's decision to deny me a license, certification, contract, or authorization based on the results of the background check?
(1) If you are seeking a license, or employment with a ((licensed)) home or facility licensed by the children's administration, you may request an administrative hearing to disagree with the department's decision process to deny authorization for unsupervised access to children ((or to individuals with a developmental disability)) (chapter 34.05 RCW). You cannot contest the conviction in the administrative hearing.
(2) Prospective volunteers((,)) or interns, contractors or their employees, or those seeking certification do not have the right to appeal the department's decision to deny authorization for unsupervised access to children ((and to individuals with a developmental disability)).
(3) The employer or prospective employer cannot contest the department's decision on your behalf.
(4) The administrative hearing will take place before an administrative law judge employed by the office of administrative hearings (chapter 34.05 RCW).
AMENDATORY SECTION (Amending WSR 10-16-083, filed 7/30/10, effective 8/30/10)
WAC 388-06-0250 Is the background check information released to my employer or prospective employer?
(1) Children's administration will share with employers or approved care providers only that:
(a) You are disqualified; or
(b) You have not been disqualified by the background check.
(2) ((Division of developmental disabilities will release the source of the disqualifying crime or negative action and WSP rap sheet to authorized requesters as allowed by state law.
(3))) The department will follow laws related to the release of criminal history records (chapters 10.97 and 43.43 RCW) and public disclosure (chapter 42.17 RCW) when releasing any information.
AMENDATORY SECTION (Amending WSR 12-21-053, filed 10/15/12, effective 12/25/12)
WAC 388-06-0525 When are individuals eligible for the one hundred twenty-day provisional hire?
(((1))) Individuals are eligible for the one hundred twenty-day provisional hire immediately((, except as provided under subsection (2) of this section and WAC 388-06-0540)). The signed background check application and fingerprinting process must be completed as required by the applicable DSHS program.
(((2) Long-term care workers as defined in chapter 74.39A RCW are eligible for the one hundred twenty-day provisional hire, pending the outcome of the fingerprint-based background check, as long as provisional hiring is allowed by the applicable DSHS program rules and the long-term care worker is not disqualified as a result of the initial name and date of birth background check.))
AMENDATORY SECTION (Amending WSR 12-21-053, filed 10/15/12, effective 12/25/12)
WAC 388-06-0540 Are there instances when the one hundred twenty-day provisional hire is not available?
The one hundred twenty-day provisional hire is not available to an agency, entity, or hiring individual requesting:
(1) An initial license;
(2) An initial contract;
(3) Approval as a family child day care home provider, foster parent or adoptive parent (see 42 U.S.C. Sec 671 (a)(20))((; or
(4) Any other individual listed in the assisted living facility or adult family home license application, such as an adult family home entity representative or resident manager, or an assisted living facility administrator)).
REPEALER
The following section of the Washington Administrative Code is repealed:
WAC 388-06-0115
What are the division of developmental disabilities background check requirements?