WSR 17-22-047
PERMANENT RULES
SECRETARY OF STATE
[Filed October 25, 2017, 11:35 a.m., effective November 25, 2017]
Effective Date of Rule: Thirty-one days after filing.
Purpose: Update of rules pursuant to chapter 304, Laws of 2017, relating to provision of public records.
Citation of Rules Affected by this Order: Amending WAC 434-12A-030, 434-12A-045, 434-12A-100, and 434-12A-150.
Statutory Authority for Adoption: RCW 43.107.120; chapter 42.56 RCW; chapter 304, Laws of 2017.
Adopted under notice filed as WSR 17-19-044 on September 12, 2017.
Number of Sections Adopted in Order to Comply with Federal Statute: New 0, Amended 0, Repealed 0; Federal Rules or Standards: New 0, Amended 0, Repealed 0; or Recently Enacted State Statutes: New 0, Amended 1, Repealed 0.
Number of Sections Adopted at the Request of a Nongovernmental Entity: New 0, Amended 0, Repealed 0.
Number of Sections Adopted on the Agency's own Initiative: New 0, Amended 3, Repealed 0.
Number of Sections Adopted in Order to Clarify, Streamline, or Reform Agency Procedures: New 0, Amended 4, Repealed 0.
Number of Sections Adopted using Negotiated Rule Making: New 0, Amended 4, Repealed 0; Pilot Rule Making: New 0, Amended 0, Repealed 0; or Other Alternative Rule Making: New 0, Amended 0, Repealed 0.
Date Adopted: October 25, 2017.
Mark Neary
Assistant Secretary of State
AMENDATORY SECTION (Amending WSR 09-04-026, filed 1/28/09, effective 2/28/09)
WAC 434-12A-030 Description of the organization of the office of the secretary of state.
(1) The secretary of state's general duties are set forth in chapter 43.07 RCW, and relate generally to elections, the formation and maintenance of business organizations, charitable solicitations, charitable trusts, registration of domestic partnerships, archives and records management, the state library, ((and)) the productivity board, the address confidentiality program, legacy Washington, and the combined fund drive. Additional functions include regulating the use of the state seal, filing or attesting to official acts of the legislature or governor, certifying to the legislature all matters legally required to be certified, issues apostilles, and other actions required or authorized by law. In addition to these constitutional and statutory duties, the secretary of state is frequently called upon to represent the state of Washington in international trade and cultural missions, and to greet and confer with dignitaries and delegations visiting the state of Washington from other countries.
(2) The functions of the secretary of state are performed through the following divisions and programs:
(a) The elections division, through which the secretary acts as the state's chief election officer;
(b) The corporations division, through which the secretary accepts filings as provided by law related to profit and nonprofit corporations and other forms of business organization, accepts registrations pursuant to the Charitable Solicitations Act and the Charitable Trust Act, accepts filings and issues licenses related to digital signatures, accepts registrations of domestic partnerships, and issues apostilles and trademarks;
(c) The archives and records management division, through which the secretary provides services as required by law related to archives and records management;
(d) The Washington state library, providing library services to the public and state government and related services;
(e) The special programs division, which includes:
(i) The productivity board, which the secretary chairs and whose staff provides organizational support and which provides awards and incentives related to state employee brainstorm and teamwork incentive programs;
(ii) The address confidentiality program, for victims of domestic violence, sexual assault and stalking; ((and))
(iii) ((The)) Legacy ((project)) Washington, which conducts, publishes and preserves oral histories of significant figures in Washington history; and
(iv) The combined fund drive, Washington state's workplace giving program for active and retired public employees.
(3) The offices of the secretary of state and their staff are located at:
(a) Main Administrative Office, Legislative Building, 416 Sid Snyder Way, P.O. Box 40220, Olympia, WA 98504-0220((.));
(b) Elections Division, 520 Union Ave. S.E., P.O. Box 40229, Olympia, WA 98504-0229;
(c) Corporations Division, 801 Capitol Way South, P.O. Box 40234, Olympia, WA 98504-0234;
(d) Archives and Records Management Division, 1129 Washington Street S.E., P.O. Box 40238, Olympia, WA 98504-0238. The archives and records management division also includes:
(i) The State Records Center, located at 7590 New Market Street S.W., Tumwater, WA, mailing address: P.O. Box 40239, Olympia, WA 98504-0239;
(ii) ((Regional)) Archives Regional facilities:
(A) ((Olympia)) Southwest Regional Branch, located at 1129 Washington Street S.E., P.O. Box 40238, Olympia, WA 98504-0238;
(B) Puget Sound Regional Branch, located at 3000 Landerholm Circle S.E., MS-N100, Bellevue, WA 98007-6484;
(C) Northwest Regional Branch, located at Western Washington University, MS-9123, Bellingham, WA 98225-9123;
(D) Central Regional Branch, located at 400 E. University Way, Mail Stop 7547, Ellensburg, WA 98926-7547; and
(iii) The Washington State Digital Archives, and Eastern Washington Regional Branch, located at 960 Washington Street, Cheney, WA 99004;
(e) The Washington State Library, Point Plaza East, 6880 Capitol Blvd. ((South)) S.E., Tumwater, P.O. Box 42460, Olympia, WA 98504-2460;
(f) The Productivity Board, The Address Confidentiality Program, and Legacy ((Project, 6880 Capitol Blvd. South, Tumwater, P.O. Box 40224, Olympia, WA 98504-0224; and
(g) The Address Confidentiality Program,)) Washington, Legislative Building, P.O. Box 40220, Olympia, WA 98504-0220.
(4) Any person wishing to request access to public records of the office of the secretary of state, or seeking assistance in making such a request, should contact the public records officer by mail at P.O. Box 40224, Olympia, WA 98504-0224, or by fax at ((360-586-4311)) 360-704-7830, or by email at ((Publicrecords@secstate.wa.gov)) Publicrecords@sos.wa.gov. Information is also available at the secretary of state's web site, at ((www.secstate.wa.gov)) www.sos.wa.gov.
(5) The public records officer will oversee compliance with the act but another secretary of state staff member may process the request. Therefore, these rules will refer to the public records officer "or designee." The public records officer or designee and the office of the secretary of state will provide the fullest assistance to the requestor; create and maintain for use by the public and the office of the secretary of state an index to public records of the office by making available those records retention schedules applicable to the office of the secretary of state; and prevent fulfilling public records requests from causing excessive interference with essential functions of the office.
AMENDATORY SECTION (Amending WSR 09-04-026, filed 1/28/09, effective 2/28/09)
WAC 434-12A-045 Processing of public records requestsGeneral.
(1) Providing "fullest assistance." The office of the secretary of state is charged by statute with adopting rules which provide for how it will "provide full access to public records," "protect records from damage or disorganization," "prevent excessive interference with other essential functions of the agency," provide "fullest assistance" to requestors, and provide the "most timely possible action" on public records requests. The public records officer or designee will process requests in the order allowing the most requests to be processed in the most efficient manner.
(2) Acknowledging receipt of request. Within five business days of receipt of the request, the public records officer will do one or more of the following:
(a) Make the records available for inspection or copying;
(b) ((If copies are requested and payment of a deposit for the copies, if any, is made or terms of payment are agreed upon, send the copies to)) Provide copies of the records, either in hard copy or electronically, upon payment of any applicable fees by the requestor; or
(c) Provide a reasonable estimate of when records will be available; or
(d) If the request is unclear or does not sufficiently identify the requested records, request clarification from the requestor. Such clarification may be requested and provided by telephone. The public records officer or designee may revise the estimate of when records will be available; or
(e) Deny the request.
(3) Consequences of failure to respond. If the office of the secretary of state does not respond in writing within five business days of receipt of the request for disclosure, the requestor should consider contacting the public records officer to determine the reason for the failure to respond.
(4) Protecting rights of others. In the event that the requested records contain information that may affect rights of others and may be exempt from disclosure, the public records officer may, prior to providing the records, give notice to such others whose rights may be affected by the disclosure. Such notice should be given so as to make it possible for those other persons to contact the requestor and ask him or her to revise the request, or, if necessary, seek an order from a court to prevent or limit the disclosure. The notice to the affected persons will include a copy of the request.
(5) Records exempt from disclosure. Some records are exempt from disclosure, in whole or in part. If the office of the secretary of state believes that a record is exempt from disclosure and should be withheld, the public records officer will state the specific exemption and provide a brief explanation of why the record or a portion of the record is being withheld. If only a portion of a record is exempt from disclosure, but the remainder is not exempt, the public records officer will redact the exempt portions, provide the nonexempt portions, and indicate to the requestor why portions of the record are being redacted.
(6) Inspection of records.
(a) Consistent with other demands, the office of the secretary of state shall promptly provide space to inspect public records. No member of the public may remove a document from the viewing area or disassemble or alter any document. The requestor shall indicate which documents he or she wishes the agency to copy.
(b) The requestor must claim copies or review the assembled records within thirty days of the office's notification to him or her that the records are available for inspection or copying. The agency will notify the requestor in writing of this requirement and inform the requestor that he or she should contact the agency to make arrangements to claim copies or review the records. If the requestor or a representative of the requestor fails to claim copies or review the records within the thirty-day period or make other arrangements, the office of the secretary of state may close the request and refile the assembled records. Other public records requests can be processed ahead of a subsequent request by the same person for the same or almost identical records, which can be processed as a new request.
(7) Providing copies of records. After inspection is complete, the public records officer or designee shall make the requested copies or arrange for copying.
(8) Providing records in installments. When the request is for a large number of records, the public records officer or designee will provide access for inspection and copying in installments, if he or she reasonably determines that it would be practical to provide the records in that way. If, within thirty days, the requestor fails to inspect the entire set of records or one or more of the installments, the public records officer or designee may stop searching for the remaining records and close the request.
(9) Completion of inspection. When the inspection of the requested records is complete and all requested copies are provided, the public records officer or designee will indicate that the office of the secretary of state has completed a diligent search for the requested records and made any located nonexempt records available for inspection.
(10) Closing withdrawn or abandoned request. When the requestor either withdraws the request or fails to fulfill his or her obligations to inspect the records or pay the deposit or final payment for the requested copies, the public records officer will close the request and indicate to the requestor that the office of the secretary of state has closed the request.
(11) Later discovered documents. If, after the office of the secretary of state has informed the requestor that it has provided all available records, the office becomes aware of additional responsive documents existing at the time of the request, it will promptly inform the requestor of the additional documents and provide them on an expedited basis.
AMENDATORY SECTION (Amending WSR 09-04-026, filed 1/28/09, effective 2/28/09)
WAC 434-12A-150 Revolving fund.
Pursuant to RCW 43.07.130, and subject to the current availability of such materials, the office of the secretary of state will supply any of the following items of printed matter to the public for a charge equal to the costs of printing, reprinting, and distributing such printed matter:
(1) Lists of active corporations;
(2) The provisions of Title 23 RCW;
(3) The provisions of Title ((23A)) 23B RCW;
(4) The provisions of Title 24 RCW;
(5) The provisions of ((chapter 25.10)) Title 25 RCW;
(6) The provisions of Title 29A RCW;
(7) The provisions of chapter 18.100 RCW;
(8) The provisions of chapter 19.77 RCW;
(9) The provisions of chapter 43.07 RCW;
(10) The provisions of Title 11 RCW;
(11) The provisions of Title 26 RCW;
(12) The provisions of Title 30A RCW;
(13) The provisions of Title 30B RCW;
(14) The provisions of Title 42 RCW;
(15) The provisions of Title 64 RCW;
(16) The provisions of the Washington state Constitution;
(((11))) (17) The provisions of chapters 40.14, 40.16, and 40.20 RCW, and any statutes, rules, schedules, indexes, guides, descriptions, or other materials related to the public records of state or local government or to the state archives; and
(((12))) (18) Rules and informational publications related to the statutory provisions set forth above.
Upon request, any person may receive a list of such printed matter currently available, the cost of each such item of printed matter, and instructions for ordering one or more items. The revenue derived in this manner shall be placed in the secretary of state's revolving fund.
AMENDATORY SECTION (Amending WSR 09-04-026, filed 1/28/09, effective 2/28/09)
WAC 434-12A-100 ((Inspection and copying.)) Calculation of actual costs of producing copies of public records declared to be unduly burdensomeAdoption of statutory fee schedule.
(((1) No fee shall be charged for the personal inspection of public records.
(2) Where an individual requests a copy, or a certified copy, of a document or instrument for which the cost of copies is not governed by chapter 42.56 RCW, the office of the secretary of state may charge fees specified pursuant to other law, including other chapters of this title.
(3) Where an individual requests a copy of a document or record for which fees are established pursuant to chapter 42.56 RCW, a requestor may obtain standard black and white photocopies for fifteen cents per page. Copies in color or larger-sized documents will be based on the actual cost to reproduce them at the time of the request.)) (1) Pursuant to RCW 42.56.120(2), as amended by section 3, chapter 304, Laws of 2017, the office of the secretary of state declares for the following reasons that it would be unduly burdensome for it to calculate the actual costs it charges for providing copies of public records: Funds were not allocated for performing a study and calculations; staff resources are insufficient to perform a study and to calculate such actual costs; and a study would interfere with and disrupt other essential functions.
(2) The office of the secretary of state may charge fees for production of copies of public records consistent with the fee schedule established in RCW 42.56.120, as amended by section 3, chapter 304, Laws of 2017.
(3) The Washington state archives research fees covered by WAC 434-690-080 are determined by archives according to its terms. The corporation((s)) fees are per WAC 434-112-085.
(4) Before beginning to make the copies, the public records officer or designee may require a deposit of up to ten percent of the estimated costs of copying all the records selected by the requestor. The public records officer or designee may also require the payment of the remainder of the copying costs before providing all the records, or the payment of the costs of copying an installment before providing that installment. The office of the secretary of state will not charge sales tax when it makes copies of public records.
(5) ((Costs for electronic records. The cost of electronic copies of records shall be five dollars for information on a CD-ROM or DVD. There will be no charge for emailing electronic records to a requestor, unless another cost applies such as a scanning fee.
(6))) Costs of mailing. The office of the secretary of state may also charge actual costs of mailing, including the cost of the shipping container.
(((7))) (6) Payment. Payment may be made by cash, check, or money order to the office of the secretary of state, or by those credit or debit cards accepted by the office.
(7) The public records officer or designee has discretion to waive the applicable fees when the total cost for copying and mailing all responsive records is less than five dollars.