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                                                     SENATE BILL 5836

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State of Washington                              53rd Legislature                             1993 Regular Session

 

By Senators Bauer, Prince, West, Drew, Jesernig, Sheldon, Snyder and Gaspard

 

Read first time 02/17/93.  Referred to Committee on Higher Education.

 

Redefining the relationship between the state and its postsecondary institutions.


          AN ACT Relating to higher education; amending RCW 28B.80.330; adding new sections to chapter 28B.80 RCW; adding a new section to chapter 28B.120 RCW; adding a new section to chapter 28B.10 RCW: creating a new section; providing an effective date; and declaring an emergency.

 

BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF WASHINGTON:

 

          NEW SECTION.  Sec. 1.  The legislature finds a need to redefine the relationship between the state and its postsecondary education institutions through a compact based on trust, evidence, and a new alignment of responsibilities.  As the proportion of the state budget dedicated to postsecondary education programs has continued to decrease and the opportunity for this state's citizens to participate in such programs also has declined, the state institutions of higher education have increasingly less flexibility to respond to emerging challenges through innovative management and programming.  The legislature finds that this state has not provided its institutions of higher education with the ability to effectively achieve state-wide goals and objectives to increase access to, improve the quality of, and enhance the accountability for its postsecondary education system.

          Therefore, the legislature declares that the policy of the state of Washington is to create an environment in which the state institutions of higher education have the authority and flexibility to enhance attainment of state-wide goals and objectives for the state's postsecondary education system through decisions and actions at the local level.  The policy shall have the following attributes:

          (1) The accomplishment of equitable and adequate enrollment by significantly raising enrollment lids, adequately funding those increases, and providing sufficient financial aid for the neediest students;

          (2) The development and use of a new definition of quality measured by effective operations and clear results; the efficient use of funds to achieve well-educated students;

          (3) The attainment of a new resource management relationship that removes the state from micromanagement, allows institutions greater management autonomy to focus resources on essential functions, and encourages innovation; and

          (4) The development of a system of coordinated planning and sufficient feedback to assure policymakers and citizens that students are succeeding and resources are being prudently deployed.

 

          NEW SECTION.  Sec. 2.  A new section is added to chapter 28B.80 RCW to read as follows:

          (1) At the local level, the higher education institutional responsibilities include but are not limited to:

          (a) Development and provision of strategic plans under the guidelines established by the higher education coordinating board;

          (b) Timely provision of information required by the higher education coordinating board to report to the governor, the legislature, and the citizens;

          (c) Provision of local student financial aid delivery systems to achieve both state-wide goals and institutional objectives in concert with state-wide policy; and

          (d) Operating as efficiently as feasible within institutional missions and goals.

          (2) At the state level, the higher education coordinating board shall be responsible for:

          (a) Delineation and coordination of strategic plans to be prepared by the institutions;

          (b) Preparation of reports to the governor, the legislature, and the citizens on program accomplishments and use of resources by the institutions;

          (c) Administration and policy implementation for state-wide student financial aid programs; and

          (d) Assistance to institutions in improving operational efficiency through waivers of administrative requirements and periodic review of program efficiencies.

 

          NEW SECTION.  Sec. 3.  A new section is added to chapter 28B.120 RCW to read as follows:

          It is the policy of the state of Washington that incentives be provided in the omnibus appropriations act, as submitted by the governor, in support of innovations to improve the higher education system as prescribed by the legislature.  An amount equal to one-half of one percent of the proposed appropriations for the institutions of higher education and the state board for community and technical colleges shall be provided for this purpose in the Washington fund for excellence in higher education program administered by the higher education coordinating board.

 

          NEW SECTION.  Sec. 4.  A new section is added to chapter 28B.10 RCW to read as follows:

          The legislature finds encouragement of sound management practices in public institutions of higher education and the state board for community and technical colleges will enhance the achievement of state-wide goals and objectives through better use of available resources.  Savings of general fund--state appropriations from management efficiencies and productivity gains by the public institutions of higher education and the state board for community and technical colleges shall be transferred to their respective institutional accounts at the close of the biennium.  These savings shall be available to the institutions and the state board for community and technical colleges for their purposes without being subject to an offset of appropriations in succeeding biennia.  The savings shall not accrue as the result of a reduction in direct instructional services to students.

 

          NEW SECTION.  Sec. 5.  A new section is added to chapter 28B.80 RCW to read as follows:

          The higher education coordinating board may waive statutory regulations and administrative rules for institutional operations on a pilot basis where such requests indicate potential efficiencies for the institutions and the state, if these waivers do not detract from other policy objectives of the legislature or the board.  Proposals for these projects may be initiated by the institutions, the state board for community and technical colleges, or the higher education coordinating board.   Proposals are limited to two years and shall have measurable outcomes.  The higher education coordinating board shall report to the governor and the legislature by November 30th of each year:  Projects underway, status of each project, achievements to date, and recommendations for use of project results on a state-wide basis to achieve efficiencies.

 

          NEW SECTION.  Sec. 6.  A new section is added to chapter 28B.80 RCW to read as follows:

          The higher education coordinating board, in conjunction with the four-year institutions of higher education, shall conduct a study of higher education system operations to identify efficiencies to increase access to, improve the quality of, and reduce the cost of higher education.  This study shall include but not be limited to:

          (1) Examining potential unnecessary duplicative and low-productivity programs for possible consolidation or termination;

          (2) Developing criteria for and conducting an evaluation of faculty productivity;

          (3) Reviewing and developing recommendations on appropriate institutional roles for providing remedial instruction;

          (4) Exploring the potential for greater use of the public higher education system physical plant and other resources through such means as expanded operations during summer terms, evenings, and weekends;

          (5) Initiating pilot projects to test the effectiveness of actions such as variable tuition rates and faculty salary incentives; and

          (6) Identifying ways for institutions to share resources, faculty, and curricula through collaboration with other public and private postsecondary institutions and common school districts in their service areas to increase student opportunities and reduce costs.  Analyses shall include clear articulation of functions among institutions, means to reduce duplication, and policies to facilitate student movement among institutions.

 

          NEW SECTION.  Sec. 7.  A new section is added to chapter 28B.80 RCW to read as follows:

          The higher education coordinating board, in conjunction with the state board for community and technical colleges and the institutions of higher education, shall report regularly to the legislature and the citizens the accomplishments of, expenditures for, and requirements of public postsecondary education in the state of Washington.  The state board for community and technical colleges and the institutions of higher education shall report uniformly to the higher education coordinating board, on an annual basis, the information necessary to prepare the report.  Examples of performance measures that could be included are:

          (1) Retention and graduation rates;

          (2) Average time to a degree;

          (3) Credit hours per degree awarded;

          (4) Degrees awarded by discipline and by level;

          (5) Multiple degrees;

          (6) Measures taken to reduce duplicative courses, programs, and requirements;

          (7) Student-faculty contact hours;

          (8) Placement rates;

          (9) Success in recruiting and graduating underrepresented groups; and

          (10) Various fiscal and management measures.

 

        Sec. 8.  RCW 28B.80.330 and 1985 c 370 s 4 are each amended to read as follows:

          The board shall perform the following planning duties in consultation with the four-year institutions, the community and technical college system, and when appropriate the ((commission for vocational education)) work force training and education coordinating board, the superintendent of public instruction for the vocational-technical institutes, and the independent higher educational institutions:

          (1) Develop and establish role and mission statements for each of the four-year institutions and for the community and technical college system;

          (2) Identify the state's higher education goals, objectives, and priorities;

          (3) Prepare a comprehensive master plan which includes but is not limited to:

          (a) Assessments of the state's higher education needs.  These assessments may include, but are not limited to:  The basic and continuing needs of various age groups; business and industrial needs for a skilled workforce; analyses of demographic, social, and economic trends; consideration of the changing ethnic composition of the population and the special needs arising from such trends; college attendance, retention, and dropout rates, and the needs of recent high school graduates and placebound adults.  The board should consider the needs of residents of all geographic regions, but its initial priorities should be applied to heavily populated areas underserved by public institutions;

          (b) Recommendations on enrollment and other policies and actions to meet those needs;

          (c) Guidelines for continuing education, adult education, public service, and other higher education programs.

          The initial plan shall be submitted to the governor and the legislature by December 1, 1987.  Comments on the plan from the board's advisory committees and the institutions shall be submitted with the plan.

          The plan shall be updated ((biennially)) every four years, and presented to the governor and the appropriate legislative policy committees.  Following public hearings, the legislature shall, by concurrent resolution, approve or recommend changes to the initial plan, and the ((biennial)) updates.  The plan shall then become state higher education policy unless legislation is enacted to alter the policies set forth in the plan;

          (4) Review, evaluate, and make recommendations on operating and capital budget requests from four-year institutions and the community and technical college system, based on the elements outlined in subsections (1), (2), and (3) of this section, and on guidelines which outline the board's fiscal priorities.  These guidelines shall be distributed to the institutions and the community college board by December of each odd-numbered year.  The institutions and the community college board shall submit an outline of their proposed budgets, identifying major components, to the board no later than August 1 of each even-numbered year.  The board shall submit recommendations on the proposed budgets and on the board's budget priorities to the office of financial management before October 15 of each even-numbered year, and to the legislature by January 1 of each odd-numbered year;

          (5) Recommend legislation affecting higher education;

          (6) Recommend tuition and fees policies and levels based on comparisons with peer institutions;

          (7) Establish priorities and develop recommendations on financial aid based on comparisons with peer institutions;

          (8) Prepare recommendations on merging or closing institutions; and

          (9) Develop criteria for identifying the need for new baccalaureate institutions.

 

          NEW SECTION.  Sec. 9.  This act is necessary for the immediate preservation of the public peace, health, or safety, or support of the state government and its existing public institutions, and shall take effect July 1, 1993.

 


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