Z-0227.2  _______________________________________________

 

                          HOUSE BILL 1323

          _______________________________________________

 

State of Washington      55th Legislature     1997 Regular Session

 

By Representatives D. Schmidt, Scott, Wensman, Morris, Costa and Dunn; by request of Department of Revenue

 

Read first time 01/22/97.  Referred to Committee on Government Reform & Land Use.

 

Allowing electronic distribution of rules notices.



    AN ACT Relating to the distribution of rules notices; amending RCW 34.05.230, 34.05.310, and 34.05.320; adding a new section to chapter 34.05 RCW; providing an effective date; and declaring an emergency.

 

BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF WASHINGTON:

 

    NEW SECTION.  Sec. 1.  A new section is added to chapter 34.05 RCW to read as follows:

    In order to provide the greatest possible access to agency documents to the most people as quickly as possible, agencies are encouraged to make their rule, interpretative, and policy information available via electronic mail or fax as well as through the mail.  Agencies that have the capacity to transmit electronically may ask persons who are on mailing lists for copies of interpretive statements, policy statements, preproposal statements of inquiry, and notices of proposed rule making, whether they would like to receive the notices electronically.

    For purposes of this chapter, "electronic distribution" or "electronically" means distribution by electronic mail or fax.  Electronic distribution to persons who request it may substitute for mailed copies required under this chapter.

 

    Sec. 2.  RCW 34.05.230 and 1996 c 206 s 12 are each amended to read as follows:

    (1) If the adoption of rules is not feasible and practicable, an agency is encouraged to advise the public of its current opinions, approaches, and likely courses of action by means of interpretive or policy statements.  Current interpretive and policy statements are advisory only.  To better inform and involve the public, an agency is encouraged to convert long-standing interpretive and policy statements into rules.

    (2) A person may petition an agency requesting the conversion of interpretive and policy statements into rules.  Upon submission, the agency shall notify the joint administrative rules review committee of the petition.  Within sixty days after submission of a petition, the agency shall either deny the petition in writing, stating its reasons for the denial, or initiate rule-making proceedings in accordance with this chapter.

    (3) Each agency shall maintain a roster or rosters of interested persons, consisting of persons who have requested in writing to be notified of all interpretive and policy statements issued by that agency.  The agency may establish different rosters by general subject area.  Each agency shall update the roster or rosters once each year and eliminate persons who do not indicate a desire to continue on the roster.  Whenever an agency issues an interpretive or policy statement, it shall send a copy of the statement to each person listed on the roster or rosters, either electronically or by mail.  The agency may charge a nominal fee to the interested person for this service.

    (4) Whenever an agency issues an interpretive or policy statement, it shall submit to the code reviser for publication in the Washington State Register a statement describing the subject matter of the interpretive or policy statement, and listing the person at the agency from whom a copy of the interpretive or policy statement may be obtained.

 

    Sec. 3.  RCW 34.05.310 and 1995 c 403 s 301 are each amended to read as follows:

    (1) To meet the intent of providing greater public access to administrative rule making and to promote consensus among interested parties, agencies shall solicit comments from the public on a subject of possible rule making before filing with the code reviser a notice of proposed rule making under RCW 34.05.320.  The agency shall prepare a statement of inquiry that:

    (a) Identifies the specific statute or statutes authorizing the agency to adopt rules on this subject;

    (b) Discusses why rules on this subject may be needed and what they might accomplish;

    (c) Identifies other federal and state agencies that regulate this subject, and describes the process whereby the agency would coordinate the contemplated rule with these agencies;

    (d) Discusses the process by which the rule might be developed, including, but not limited to, negotiated rule making, pilot rule making, or agency study;

    (e) Specifies the process by which interested parties can effectively participate in the decision to adopt a new rule and formulation of a proposed rule before its publication.

    The statement of inquiry shall be filed with the code reviser for publication in the state register at least thirty days before the date the agency files notice of proposed rule making under RCW 34.05.320 and shall be sent, either electronically or by mail, to any party that has requested receipt of the agency's statements of inquiry.  If distributed electronically, the agency is not required to transmit the actual notice form but shall send all the information contained in the notice.

    (2) Agencies are encouraged to develop and use new procedures for reaching agreement among interested parties before publication of notice and the adoption hearing on a proposed rule.  Examples of new procedures include, but are not limited to:

    (a) Negotiated rule making by which representatives of an agency and of the interests that are affected by a subject of rule making, including, where appropriate, county and city representatives, seek to reach consensus on the terms of the proposed rule and on the process by which it is negotiated; and

    (b) Pilot rule making which includes testing the feasibility of complying with or administering draft new rules or draft amendments to existing rules through the use of volunteer pilot groups in various areas and circumstances, as provided in RCW 34.05.313 or as otherwise provided by the agency.

    (3)(a) An agency must make a determination whether negotiated rule making, pilot rule making, or another process for generating participation from interested parties prior to development of the rule is appropriate.

    (b) An agency must include a written justification in the rule-making file if an opportunity for interested parties to participate in the rule-making process prior to publication of the proposed rule has not been provided.

    (4) This section does not apply to:

    (a) Emergency rules adopted under RCW 34.05.350;

    (b) Rules relating only to internal governmental operations that are not subject to violation by a nongovernment party;

    (c) Rules adopting or incorporating by reference without material change federal statutes or regulations, Washington state statutes, rules of other Washington state agencies, shoreline master programs other than those programs governing shorelines of state-wide significance, or, as referenced by Washington state law, national consensus codes that generally establish industry standards, if the material adopted or incorporated regulates the same subject matter and conduct as the adopting or incorporating rule;

    (d) Rules that only correct typographical errors, make address or name changes, or clarify language of a rule without changing its effect;

    (e) Rules the content of which is explicitly and specifically dictated by statute;

    (f) Rules that set or adjust fees or rates pursuant to legislative standards; or

    (g) Rules that adopt, amend, or repeal:

    (i) A procedure, practice, or requirement relating to agency hearings; or

    (ii) A filing or related process requirement for applying to an agency for a license or permit.

 

    Sec. 4.  RCW 34.05.320 and 1995 c 403 s 302 are each amended to read as follows:

    (1) At least twenty days before the rule-making hearing at which the agency receives public comment regarding adoption of a rule, the agency shall cause notice of the hearing to be published in the state register.  The publication constitutes the proposal of a rule.  The notice shall include all of the following:

    (a) A title, a description of the rule's purpose, and any other information which may be of assistance in identifying the rule or its purpose;

    (b) Citations of the statutory authority for adopting the rule and the specific statute the rule is intended to implement;

    (c) A summary of the rule and a statement of the reasons supporting the proposed action;

    (d) The agency personnel, with their office location and telephone number, who are responsible for the drafting, implementation, and enforcement of the rule;

    (e) The name of the person or organization, whether private, public, or governmental, proposing the rule;

    (f) Agency comments or recommendations, if any, regarding statutory language, implementation, enforcement, and fiscal matters pertaining to the rule;

    (g) Whether the rule is necessary as the result of federal law or federal or state court action, and if so, a copy of such law or court decision shall be attached to the purpose statement;

    (h) When, where, and how persons may present their views on the proposed rule;

    (i) The date on which the agency intends to adopt the rule;

    (j) A short explanation of the rule, its purpose, and anticipated effects, including in the case of a proposal that would modify existing rules, a short description of the changes the proposal would make;

    (k) A copy of the small business economic impact statement prepared under chapter 19.85 RCW, or an explanation for why the agency did not prepare the statement; and

    (l) A statement indicating whether RCW 34.05.328 applies to the rule adoption.

    (2) Upon filing notice of the proposed rule with the code reviser, the adopting agency shall have copies of the notice on file and available for public inspection and shall forward three copies of the notice to the rules review committee.

    (3) No later than three days after its publication in the state register, the agency shall cause a copy of the notice of proposed rule adoption to be ((mailed)) sent, either electronically or by mail, to each person, city, and county that has made a request to the agency for a ((mailed)) copy of such notices.  An agency may charge for the actual cost of providing a requesting party mailed copies of these notices.

    (4) In addition to the notice required by subsections (1) and (2) of this section, an institution of higher education shall cause the notice to be published in the campus or standard newspaper of the institution at least seven days before the rule-making hearing.

 

    NEW SECTION.  Sec. 5.  This act is necessary for the immediate preservation of the public peace, health, or safety, or support of the state government and its existing public institutions, and takes effect June 1, 1997.

 


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