Z-1166 _______________________________________________
SENATE BILL NO. 4721
_______________________________________________
State of Washington 49th Legislature 1986 Regular Session
By Senators Warnke, Newhouse, Vognild and Bauer
Read first time 1/21/86 and referred to Committee on Commerce & Labor.
AN ACT Relating to the Washington industrial safety and health act; amending RCW 49.17.140, 49.17.180, and 49.17.190; and prescribing penalties.
BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF WASHINGTON:
Sec. 1. Section 14, chapter 80, Laws of 1973 and RCW 49.17.140 are each amended to read as follows:
(1) If after an inspection or investigation the director or his authorized representative issues a citation under the authority of RCW 49.17.120 or 49.17.130, the department, within a reasonable time after the termination of such inspection or investigation, shall notify the employer by certified mail of the penalty to be assessed under the authority of RCW 49.17.180 and shall state that the employer has fifteen working days within which to notify the director that he wishes to appeal the citation or assessment of penalty. If, within fifteen working days from the communication of the notice issued by the director the employer fails to notify the director that he intends to appeal the citation or assessment penalty, and no notice is filed by any employee or representative of employees under subsection (3) of this section within such time, the citation and the assessment shall be deemed a final order of the department and not subject to review by any court or agency.
(2) If the director has reason to believe that an employer has failed to correct a violation for which a citation has been issued within the period permitted in the citation for its correction, which period shall not begin to run until the entry of a final order in the case of any appeal proceedings under this section initiated by the employer in good faith and not solely for delay or avoidance of penalties, the director shall notify the employer by certified mail of such failure to correct the violation and of the penalty to be assessed under RCW 49.17.180 by reason of such failure, and shall state that the employer has fifteen working days from the communication of such notification and assessment of penalty to notify the director that he wishes to appeal the director's notification of the assessment of penalty. If, within fifteen working days from the receipt of notification issued by the director the employer fails to notify the director that he intends to appeal the notification of assessment of penalty, the notification and assessment of penalty shall be deemed a final order of the department and not subject to review by any court or agency.
(3) If any
employer notifies the director that he intends to appeal the citation issued
under either RCW 49.17.120 or 49.17.130 or notification of the assessment of a
penalty issued under subsections (1) or (2) of this section, or if, within
fifteen working days from the issuance of a citation under either RCW 49.17.120
or 49.17.130 any employee or representative of employees files a notice with
the director alleging that the period of time fixed in the citation for the
abatement of the violation is unreasonable, the director may reassume
jurisdiction over the entire matter, or any portion thereof upon which notice
of intention to appeal has been filed with the director pursuant to this
subsection. If the director reassumes jurisdiction of all or any portion of
the matter upon which notice of appeal has been filed with the director, any
redetermination shall be completed and corrective notices of assessment of
penalty, citations, or revised periods of abatement completed within a period
of ((fifteen)) thirty working days, which redetermination shall
then become final subject to direct appeal to the board of industrial insurance
appeals within fifteen working days of such redetermination with service of
notice of appeal upon the director. In the event that the director does not
reassume jurisdiction as provided in this subsection, he shall promptly notify
the state board of industrial insurance appeals of all notifications of
intention to appeal any such citations, any such notices of assessment of
penalty and any employee or representative of employees notice of intention to
appeal the period of time fixed for abatement of a violation and in addition
certify a full copy of the record in such appeal matters to the board. The
director shall adopt rules of procedure for the reassumption of jurisdiction
under this subsection affording employers, employees, and employee
representatives notice of the reassumption of jurisdiction by the director, and
an opportunity to object or support the reassumption of jurisdiction, either in
writing or orally at an informal conference to be held prior to the expiration
of the ((fifteen)) thirty-day period. A notice of appeal filed
under this section shall stay the effectiveness of any citation or notice of
the assessment of a penalty pending review by the board of industrial insurance
appeals, but such appeal shall not stay the effectiveness of any order of
immediate restraint issued by the director under the authority of RCW
49.17.130. The board of industrial insurance appeals shall afford an
opportunity for a hearing in the case of each such appellant and the department
shall be represented in such hearing by the attorney general and the board
shall in addition provide affected employees or authorized representatives of
affected employees an opportunity to participate as parties to hearings under
this subsection. The board shall thereafter make disposition of the issues in
accordance with procedures relative to contested cases appealed to the state
board of industrial insurance appeals.
Upon application by an employer showing that a good faith effort to comply with the abatement requirements of a citation has been made and that the abatement has not been completed because of factors beyond his control, the director after affording an opportunity for a hearing shall issue an order affirming or modifying the abatement requirements in such citation.
Sec. 2. Section 18, chapter 80, Laws of 1973 and RCW 49.17.180 are each amended to read as follows:
(1) Any
employer who wilfully or repeatedly violates the requirements of RCW 49.17.060,
((or)) of any safety ((and)) or health standard
promulgated under the authority of this chapter, of any existing rule or
regulation governing the conditions of employment promulgated by the
department, or of any order issued granting a variance under RCW 49.17.080 or
49.17.090 may be assessed a civil penalty not to exceed ((ten)) fifty
thousand dollars for each violation.
(2) Any
employer who has received a citation for a serious violation of the
requirements of RCW 49.17.060, of any safety or health standard promulgated
under the authority of this chapter, of any existing rule or regulation
governing the conditions of employment promulgated by the department, or of any
order issued granting a variance under RCW 49.17.080 or 49.17.090 as determined
in accordance with subsection (6) of this section, shall be assessed a civil penalty
not to exceed ((one)) five thousand dollars for each such
violation.
(3) Any
employer who has received a citation for a violation of the requirements of RCW
49.17.060, of any safety ((and)) or health standard promulgated
under this chapter, ((or)) of any existing rule or regulation
governing the conditions of employment promulgated by the department, or of any
order issued granting a variance under RCW 49.17.080 or 49.17.090, where such
violation is specifically determined not to be of a serious nature as provided
in subsection (6) of this section, may be assessed a civil penalty not to
exceed ((one)) three thousand dollars for each such violation,
unless such violation is determined to be de minimis.
(4) Any
employer who fails to correct a violation for which a citation has been issued
under RCW 49.17.120 or 49.17.130 within the period permitted for its
correction, which period shall not begin to run until the date of the final
order of the board of industrial insurance appeals in the case of any review
proceedings under this chapter initiated by the employer in good faith and not
solely for delay or avoidance of penalties, may be assessed a civil penalty of
not more than ((one)) five thousand dollars for each day during
which such failure or violation continues.
(5) Any
employer who violates any of the posting requirements of this chapter, or any
of the posting requirements of rules promulgated by the department pursuant to
this chapter related to employee or employee representative's rights to notice,
including but not limited to those employee rights to notice set forth in RCW
49.17.080, 49.17.090, 49.17.120, 49.17.130, 49.17.220(1) and 49.17.240(2),
shall be assessed a penalty ((of)) not to exceed ((one)) three
thousand dollars for each such violation. Any employer who violates any of the
posting requirements for the posting of informational, educational, or training
materials under the authority of RCW 49.17.050(7), may be assessed a penalty ((of))
not to exceed one thousand five hundred dollars for each such violation.
(6) For the purposes of this section, a serious violation shall be deemed to exist in a work place if there is a substantial probability that death or serious physical harm could result from a condition which exists, or from one or more practices, means, methods, operations, or processes which have been adopted or are in use in such work place, unless the employer did not, and could not with the exercise of reasonable diligence, know of the presence of the violation.
(7) The director, or his authorized representatives, shall have authority to assess all civil penalties provided in this section, giving due consideration to the appropriateness of the penalty with respect to the number of affected employees of the employer being charged, the gravity of the violation, the size of the employer's business, the good faith of the employer, and the history of previous violations.
(8) Civil penalties imposed under this chapter shall be paid to the director for deposit in the supplemental pension fund established by RCW 51.44.033. Civil penalties may be recovered in a civil action in the name of the department brought in the superior court of the county where the violation is alleged to have occurred, or the department may utilize the procedures for collection of civil penalties as set forth in RCW 51.48.120 through 51.48.150.
Sec. 3. Section 19, chapter 80, Laws of 1973 and RCW 49.17.190 are each amended to read as follows:
(1) Any person who gives advance notice of any inspection to be conducted under the authority of this chapter, without the consent of the director or his authorized representative, shall, upon conviction be guilty of a gross misdemeanor and be punished by a fine of not more than one thousand dollars or by imprisonment for not more than six months, or by both.
(2) Whoever knowingly makes any false statement, representation, or certification in any application, record, report, plan, or other document filed or required to be maintained pursuant to this chapter shall, upon conviction be guilty of a gross misdemeanor and be punished by a fine of not more than ten thousand dollars, or by imprisonment for not more than six months or by both.
(3) Any
employer who wilfully and knowingly violates the requirements of RCW 49.17.060,
any safety ((and)) or health standard promulgated under this
chapter, any existing rule or regulation governing the safety ((and)) or
health conditions of employment and adopted by the director, or any order
issued granting a variance under RCW 49.17.080 or 49.17.090 and that violation
caused death to any employee shall, upon conviction be guilty of a gross
misdemeanor and be punished by a fine of not more than ((ten)) one
hundred thousand dollars or by imprisonment for not more than six months or
by both; except, that if the conviction is for a violation committed after a
first conviction of such person, punishment shall be a fine of not more than ((twenty))
two hundred thousand dollars or by imprisonment for not more than one
year, or by both.
(4) Any
employer who has been issued an order immediately restraining a condition,
practice, method, process, or means in the work place, pursuant to RCW
49.17.130 or 49.17.170, and who nevertheless continues such condition,
practice, method, process, or means, or who continues to use a machine or
equipment or part thereof to which a notice prohibiting such use has been
attached, shall be guilty of a gross misdemeanor, and upon conviction shall be
punished by a fine of not more than ((one)) ten thousand dollars
or by imprisonment for not more than six months, or by both.
(5) Any
employer who shall knowingly remove, displace, damage, or destroy, or cause to
be removed, displaced, damaged, or destroyed any safety device or safeguard
required to be present and maintained by any safety or health standard, rule,
or order promulgated pursuant to this chapter, or pursuant to the authority
vested in the director under RCW 43.22.050 shall, upon conviction, be guilty of
a misdemeanor and be punished by a fine of not more than ((two hundred fifty))
one thousand dollars or by imprisonment for not more than ninety days,
or by both.
(6) Whenever the director has reasonable cause to believe that any provision of this section defining a crime has been violated by an employer, the director shall cause a record of such alleged violation to be prepared, a copy of which shall be referred to the prosecuting attorney of the county wherein such alleged violation occurred, and the prosecuting attorney of such county shall in writing advise the director of the disposition he shall make of the alleged violation.