FINANCIAL INSTITUTIONS, DEPARTMENT OF
(SECURITIES DIVISION)

Chapters

460-05A	Fees.
460-10A	Definitions.
460-11A	Multijurisdictional disclosure system.
460-12A	Fraudulent and other prohibited practices.
460-16A	General rules.
460-17A	Small company offering registration.
460-18A	Notice filings for federal covered securities.
460-20C	Broker-dealers and salespersons of broker-dealers.
460-21C	Broker-dealer services at financial institutions.
460-23B	Salespersons for issuers.
460-24A	Investment advisers.
460-25A	Use of senior designations.
460-28A	Advertisements.
460-32A	Real estate related securities programs.
460-42A	Exempt securities.
460-44A	Exempt transactions.
460-52A	Nonprofit organizations.
460-60A	Financial statements and reports—Contents and filing requirements.
460-64A	Capital requirements—Definitions.
460-80	Franchise registration.
460-82	Broker.
460-99C	Crowdfunding.
460-300	General rules.

DISPOSITION OF CHAPTERS FORMERLY CODIFIED IN THIS TITLE


Chapter 460-10
DEFINITIONS
460-10-040	Definitions—Costs of selling. [Order 11, § 460-10-040, filed 3/3/72. Formerly WAC 308-132-020.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-10A WAC.
460-10-100	Definitions—Recognized securities manuals. [Order 11, § 460-10-100, filed 3/3/72. Formerly WAC 308-132-178.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-10A WAC.
Chapter 460-16
GENERAL RULES FOR ISSUANCE
460-16-050	Opinion of counsel. [Order 11, § 460-16-050, filed 3/3/72. Formerly WAC 308-132-080.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-060	Bond on treasurer. [Order 11, § 460-16-060, filed 3/3/72. Formerly WAC 308-132-070.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-080	Subscription agreement. [Order 11, § 460-16-080, filed 3/3/72. Formerly WAC 308-132-186.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-100	Offering circular. [Order 11, § 460-16-100, filed 3/3/72. Formerly WAC 308-132-100.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-150	Other documents required for registration by coordination. [Order 11, § 460-16-150, filed 3/3/72. Formerly WAC 308-132-184.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-210	Nonvoting stock. [Order 10, § 460-16-210, filed 11/12/71. Formerly WAC 308-132-310.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-220	Cheap stock. [Order 10, § 460-16-220, filed 11/12/71. Formerly WAC 308-132-340.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-260	Options and warrants. [Order 10, § 460-16-260, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-270	Standards for options and warrants. [Order 10, § 460-16-270, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-320	Quarterly reports. [Order 11, § 460-16-320, filed 3/3/72. Formerly WAC 308-132-174.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-350	Financial statements. [Order 11, § 460-16-350, filed 3/3/72. Formerly WAC 308-132-176.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-390	Notice of termination of offering—Change of officers. [Order 11, § 460-16-390, filed 3/3/72. Formerly WAC 308-132-090.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-400	Promoter's investment. [Order 10, § 460-16-400, filed 11/12/71. Formerly WAC 308-132-180.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-410	Promotional securities—Standard. [Order 11, § 460-16-410, filed 3/3/72. Formerly WAC 308-132-110.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-420	Reimbursement for promotion expense—Standard. [Order 11, § 460-16-420, filed 3/3/72. Formerly WAC 308-132-120.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-430	Escrow. [Order 11, § 460-16-430, filed 3/3/72. Formerly WAC 308-132-030.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-440	Consent to transfer. [Order 11, § 460-16-440, filed 3/3/72. Formerly WAC 308-132-040.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-450	Waivers. [Order 11, § 460-16-450, filed 3/3/72. Formerly WAC 308-132-050.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-460	Voting rights. [Order 11, § 460-16-460, filed 3/3/72. Formerly WAC 308-132-060.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-510	Rules relating to impound—Impound of funds. [Order 11, § 460-16-510, filed 3/3/72. Formerly WAC 308-132-170.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-520	Release of funds from impound. [Order 11, § 460-16-520, filed 3/3/72. Formerly WAC 308-132-172.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
Chapter 460-20
BROKER-DEALERS
460-20-100	Minimum net capital requirement rule. [Order 11, § 460-20-100, filed 3/3/72. Formerly WAC 308-132-130.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-120	Minimum net capital requirement rule—Definitions. [Order 11, § 460-20-120, filed 3/3/72. Formerly WAC 308-132-132.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-130	Minimum net capital requirement rule—Exceptions. [Order 11, § 460-20-130, filed 3/3/72. Formerly WAC 308-132-134.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-200	Rules relating to broker-dealers—Records required of dealers. [Order 11, § 460-20-200, filed 3/3/72. Formerly WAC 308-132-162.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-300	Rules relating to broker-dealers—Unethical conduct. [Order 11, § 460-20-300, filed 3/3/72. Formerly WAC 308-132-164.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-320	Rules relating to broker-dealers—Switching mutual funds. [Order 11, § 460-20-320, filed 3/3/72. Formerly WAC 308-132-166.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-400	Rules relating to broker-dealers—Salesman for only one issuer. [Order 11, § 460-20-400, filed 3/3/72. Formerly WAC 308-132-180.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-410	Rules relating to broker-dealers—Part-time salesman. [Order 11, § 460-20-410, filed 3/3/72. Formerly WAC 308-132-182.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
Chapter 460-20A
BROKER-DEALERS AND SALESMEN
460-20A-005	Definitions. [Order 304, § 460-20A-005, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-008	Fraudulent practices of broker-dealers and sales agents. [Statutory Authority: RCW 21.20.010, 21.20.110 and 21.20.450. WSR 89-17-079 (Order SDO-126-89), § 460-20A-008, filed 8/17/89, effective 9/17/89.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-010	Churning. [Order 304, § 460-20A-010, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-015	Confirmation of transactions. [Order 304, § 460-20A-015, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-020	Disclosure of control of issuer. [Order 304, § 460-20A-020, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-025	Disclosure of interest in distributions. [Order 304, § 460-20A-025, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-030	Record of transactions in discretionary accounts. [Order 304, § 460-20A-030, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-035	Control of the market. [Order 304, § 460-20A-035, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-045	Transmission or maintenance of payments received in connection with underwritings. [Order 304, § 460-20A-045, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-050	Disclosure and other requirements when extending or arranging credit in certain transactions. [Order 304, § 460-20A-050, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-100	Minimum net capital requirement for broker-dealers. [Order 304, § 460-20A-100, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-105	Net capital defined. [Order 304, § 460-20A-105, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-200	Books and records of broker-dealers. [Order 304, § 460-20A-200, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-205	Preservation of records. [Order 304, § 460-20A-205, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-210	Notice of changes by broker-dealers. [Statutory Authority: RCW 21.20.450. WSR 85-23-063 (Order SDO-220-85), § 460-20A-210, filed 11/19/85; WSR 85-16-068 (Order SDO-128-85), § 460-20A-210, filed 8/1/85; Order 304, § 460-20A-210, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-215	Notice of complaint. [Order 304, § 460-20A-215, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-220	Salesperson registration and examination. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 89-17-077 (Order SD0-123-89), § 460-20A-220, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.070, 21.20.080, 21.20.340 and 21.20.450. WSR 88-17-011 (Order SDO-047-88), § 460-20A-220, filed 8/8/88. Statutory Authority: RCW 21.20.450. WSR 85-23-063 (Order SDO-220-85), § 460-20A-220, filed 11/19/85; WSR 85-16-068 (Order SDO-128-85), § 460-20A-220, filed 8/1/85; WSR 82-02-033 (Order SDO-149-81), § 460-20A-220, filed 12/31/81; WSR 80-04-037 (Order SDO-37-80), § 460-20A-220, filed 3/19/80; Order 304, § 460-20A-220, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-225	Exemptions from salesmen examinations. [Order 304, § 460-20A-225, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 88-17-011 (Order SDO-047-88), filed 8/8/88. Statutory Authority: RCW 21.20.450.
460-20A-230	Broker-dealer registration and examination. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 89-17-077 (Order SD0-123-89), § 460-20A-230, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.070, 21.20.080, 21.20.340 and 21.20.450. WSR 88-17-011 (Order SDO-047-88), § 460-20A-230, filed 8/8/88. Statutory Authority: RCW 21.20.450. WSR 85-23-063 (Order SDO-220-85), § 460-20A-230, filed 11/19/85; WSR 85-16-068 (Order SDO-128-85), § 460-20A-230, filed 8/1/85; WSR 82-02-033 (Order SDO-149-81), § 460-20A-230, filed 12/31/81; Order 342, § 460-20A-230, filed 9/29/75; Order 304, § 460-20A-230, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-235	Condominium salesmen and broker-dealers. [Order 304, § 460-20A-235, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-400	Dual representation and affiliation. [Statutory Authority: RCW 21.20.450. WSR 90-09-058, § 460-20A-400, filed 4/17/90, effective 5/18/90; WSR 85-23-063 (Order SDO-220-85), § 460-20A-400, filed 11/19/85; WSR 85-16-068 (Order SDO-128-85), § 460-20A-400, filed 8/1/85; Order 342, § 460-20A-400, filed 9/29/75; Order 304, § 460-20A-400, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-405	Receipt of both securities sales commission and investment adviser fees. [Statutory Authority: RCW 21.20.450. WSR 85-03-042 (Order SDO-1-85), § 460-20A-405, filed 1/11/85.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-410	Part-time salesman or investment adviser salesman. [Order 342, § 460-20A-410, filed 9/29/75; Order 304, § 460-20A-410, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-415	Broker-dealer financial statement. [Order 304, § 460-20A-415, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-420	Dishonest or unethical business practices—Broker-dealers. [Statutory Authority: RCW 21.20.010, 21.20.110 and 21.20.450. WSR 89-17-079 (Order SDO-126-89), § 460-20A-420, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.450. WSR 85-02-023 (Order SDO-202-84), § 460-20A-420, filed 12/27/84.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-425	Dishonest or unethical business practices—Salespersons. [Statutory Authority: RCW 21.20.010, 21.20.110 and 21.20.450. WSR 89-17-079 (Order SDO-126-89), § 460-20A-425, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.450. WSR 85-02-023 (Order SDO-202-84), § 460-20A-425, filed 12/27/84.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
Chapter 460-20B
BROKER-DEALER REGISTRATION
460-20B-010	Application. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-20B-010, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20B-020	Definitions. [Statutory Authority: RCW 21.20.450. WSR 14-10-040, § 460-20B-020, filed 4/29/14, effective 5/30/14; WSR 95-24-002, § 460-20B-020, filed 11/22/95, effective 12/23/95. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-20B-020, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20B-030	Registration procedure. [Statutory Authority: RCW 21.20.450. WSR 14-10-040, § 460-20B-030, filed 4/29/14, effective 5/30/14. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-20B-030, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20B-035	Canadian broker-dealers and salespersons. [Statutory Authority: RCW 21.20.450. WSR 12-10-051, § 460-20B-035, filed 4/30/12, effective 5/31/12; WSR 96-15-062, § 460-20B-035, filed 7/17/96, effective 8/17/96.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20B-040	Examination requirements. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-20B-040, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20B-050	Expiration of broker-dealer license, renewal procedure, and delinquency fees. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-20B-050, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20B-060	Notice of changes by broker-dealers. [Statutory Authority: RCW 21.20.450. WSR 14-10-040, § 460-20B-060, filed 4/29/14, effective 5/30/14. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-20B-060, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
Chapter 460-21B
BROKER-DEALER PRACTICES
460-21B-008	Fraudulent practices of broker-dealers. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-008, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-010	Churning. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-010, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-020	Transmission or maintenance of payments received in connection with underwritings. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-020, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-030	Minimum net capital requirement for broker-dealers. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-030, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-040	Net capital defined. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-040, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-050	Books and records of broker-dealers. [Statutory Authority: RCW 21.20.100 and 21.20.450. WSR 97-03-122, § 460-21B-050, filed 1/22/97, effective 2/22/97. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-050, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-060	Dishonest or unethical business practices—Broker-dealers. [Statutory Authority: RCW 21.20.450. WSR 14-10-040, § 460-21B-060, filed 4/29/14, effective 5/30/14. Statutory Authority: RCW 21.20.450, 21.20.020 (1)(c), 21.20.110 (1)(g). WSR 08-14-006, § 460-21B-060, filed 6/19/08, effective 7/20/08. Statutory Authority: RCW 21.20.450 and 21.20.110 (1)(g). WSR 02-19-093, § 460-21B-060, filed 9/17/02, effective 10/18/02. Statutory Authority: RCW 21.20.450(1). WSR 99-12-043, § 460-21B-060, filed 5/26/99, effective 7/9/99. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-060, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-070	Supervision of securities salespersons. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-070, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-080	Written procedures. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-080, filed 7/21/95, effective 8/21/95.] Repealed by WSR 97-03-122, filed 1/22/97, effective 2/22/97. Statutory Authority: RCW 21.20.100 and 21.20.450.
Chapter 460-22B
SALESPERSONS OF BROKER-DEALERS
460-22B-010	Application. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-010, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-22B-020	Cross-reference to other sections relating to securities salespersons. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-020, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-22B-030	Registration procedure. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-030, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-22B-040	Salesperson registration and examination. [Statutory Authority: RCW 21.20.450. WSR 14-10-040, § 460-22B-040, filed 4/29/14, effective 5/30/14. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-040, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-22B-050	Expiration of salesperson license, renewal procedure, and delinquency fees. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-050, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-22B-060	Duty to update application. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-060, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-22B-070	Dual representation and affiliation. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-070, filed 7/21/95, effective 8/21/95.] Repealed by WSR 97-03-122, filed 1/22/97, effective 2/22/97. Statutory Authority: RCW 21.20.100 and 21.20.450.
460-22B-080	Receipt of both securities sales commission and investment adviser fees. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-080, filed 7/21/95, effective 8/21/95.] Repealed by WSR 97-03-122, filed 1/22/97, effective 2/22/97. Statutory Authority: RCW 21.20.100 and 21.20.450.
460-22B-090	Dishonest and unethical business practices—Salespersons. [Statutory Authority: RCW 21.20.450. WSR 14-10-040, § 460-22B-090, filed 4/29/14, effective 5/30/14. Statutory Authority: RCW 21.20.450, 21.20.020 (1)(c), 21.20.110 (1)(g). WSR 08-14-006, § 460-22B-090, filed 6/19/08, effective 7/20/08. Statutory Authority: RCW 21.20.450 and 21.20.110 (1)(g). WSR 02-19-093, § 460-22B-090, filed 9/17/02, effective 10/18/02. Statutory Authority: RCW 21.20.450(1). WSR 99-12-043, § 460-22B-090, filed 5/26/99, effective 7/9/99. Statutory Authority: RCW 21.20.450. WSR 97-16-050, § 460-22B-090, filed 7/31/97, effective 8/31/97. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-090, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
Chapter 460-24
INVESTMENT ADVISERS
460-24-010	Investment advisers—Where rules apply. [Order 11, § 460-24-010, filed 3/3/72. Formerly WAC 308-132-200.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-030	Use of the term "investment counsel." [Order 11, § 460-24-030, filed 3/3/72. Formerly WAC 308-132-330.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-050	Use of the term "investment counsel"—Examination required. [Order 11, § 460-24-050, filed 3/3/72. Formerly WAC 308-132-210.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-060	Use of the term "investment counsel"—Financial statements required of investment advisers. [Order 11, § 460-24-060, filed 3/3/72. Formerly WAC 308-132-220.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-100	Advertising—General policy. [Order 11, § 460-24-100, filed 3/3/72. Formerly WAC 308-132-230.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-110	Advertising—Matters of general application. [Order 11, § 460-24-110, filed 3/3/72. Formerly WAC 308-132-240.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-120	Advertising—Opinions and conclusions. [Order 11, § 460-24-120, filed 3/3/72. Formerly WAC 308-132-250.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-130	Advertising—Descriptive superlatives. [Order 11, § 460-24-130, filed 3/3/72. Formerly WAC 308-132-260.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-140	Advertising—Guarantees of success. [Order 11, § 460-24-140, filed 3/3/72. Formerly WAC 308-132-270.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-150	Advertising—Selected past recommendations. [Order 11, § 460-24-150, filed 3/3/72. Formerly WAC 308-132-280.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-160	Advertising—Refunds. [Order 11, § 460-24-160, filed 3/3/72. Formerly WAC 308-132-290.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-200	Records required of investment advisers. [Order 11, § 460-24-200, filed 3/3/72. Formerly WAC 308-132-300.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-210	Compensation. [Order 11, § 460-24-210, filed 3/3/72. Formerly WAC 308-132-310.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-220	Authority of investment adviser. [Order 11, § 460-24-220, filed 3/3/72. Formerly WAC 308-132-340.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-300	Inequitable and fraudulent practices. [Order 11, § 460-24-300, filed 3/3/72. Formerly WAC 308-132-320.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
Chapter 460-28
ADVERTISING
460-28-010	Advertising. [Order 11, § 460-28-010, filed 3/3/72.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-28A WAC.
Chapter 460-31A
REAL ESTATE PROGRAMS EXCEEDINGFIVE MILLION DOLLARS
460-31A-410	Application. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-410, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-415	Definitions. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-415, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-420	Experience of sponsor. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-420, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-425	Net worth of sponsor. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-425, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-430	Reports to administrator. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-430, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-435	Liability of sponsor. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-435, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-440	Suitability standards for the participants. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-440, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-445	Sales to appropriate persons. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-445, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-450	Maintenance of record of suitability. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-450, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-455	Minimum investment of participant. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-455, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-460	Fees, compensation and expenses. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-460, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-465	Organization and offering expenses. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-465, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-470	Investment in properties. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-470, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-475	Program management fee. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-475, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-480	Promotional interest. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-480, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-485	Real estate commissions on resale. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-485, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-490	Property management fee. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-490, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-495	Insurance services. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-495, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-500	Sales, leases, loans, and related programs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-500, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-505	Exchange of limited partnership interests. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-505, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-510	Exclusive agreement. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-510, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-515	Sales commissions on reinvestment or distribution. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-515, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-520	Expenses of the program. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-520, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-525	Reimbursement of costs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-525, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-530	Other services by sponsor. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-530, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-535	Rebates, kickbacks and reciprocal arrangements. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-535, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-540	Commingling. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-540, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-545	Investments in other programs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-545, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-550	Lending practices. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-550, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-555	Development or construction contract. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-555, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-560	Completion bond requirements. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-560, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-565	Requirement for real property appraisal. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-565, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-570	Nonspecified property programs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-570, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-575	Minimum capitalization. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-575, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-580	Experience of sponsor. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-580, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-585	Statement of investment objectives. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-585, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-590	Period of offering and expenditure of proceeds. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-590, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-595	Special reports. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-595, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-600	Assessments. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-600, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-605	Multiple programs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-605, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-610	Rights and obligations of participants—Meetings. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-610, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-615	Voting rights of limited partners. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-615, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-620	Reports to holders of limited partnership interests. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-620, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-625	Access to records. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-625, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-630	Admission of participants. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-630, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-635	Redemption of program interests. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-635, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-640	Transferability of program interests. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-640, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-645	Assessments and defaults. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-645, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-650	Sales literature. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-650, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-655	Group meetings. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-655, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-660	Contents of prospectus. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-660, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-665	Use of forecasts. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-665, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-670	Forecasts for specified property programs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-670, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-675	Realistic forecasts. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-675, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-680	Material information. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-680, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-685	Presentation of forecasts. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-685, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-690	Additional disclosures and limitations. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-690, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-695	Forecasts for unimproved property programs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-695, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-700	Fiduciary duty. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-700, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-705	Deferred payments. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-705, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-710	Reserves. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-710, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-715	Reinvestment of cash flow and proceeds on disposition of property. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-715, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-720	Financial information required on application. [Statutory Authority: RCW 21.20.180(8) and 21.20.210(14). WSR 83-23-087 (Order SDO-215-83), § 460-31A-720, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-725	Opinions of counsel. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-725, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-730	Provisions of the partnership agreement. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-730, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
Chapter 460-32
RULES FOR LIMITED PARTNERSHIPS
460-32-010	Preamble. [Order 10, § 460-32-010, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-020	Definitions. [Order 10, § 460-32-020, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-030	Investors, stockholders, officers, directors. [Order 10, § 460-32-030, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-040	Duration. [Order 10, § 460-32-040, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-050	Dissolution. [Order 10, § 460-32-050, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-060	Promotional interests. [Order 10, § 460-32-060, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-070	Participation in profits. [Order 10, § 460-32-070, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-080	Transferability. [Order 10, § 460-32-080, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-090	Affiliates-fees, commissions. [Order 10, § 460-32-090, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-100	Real estate transactions. [Order 10, § 460-32-100, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-110	Limited partnership assessments. [Order 10, § 460-32-110, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-120	Default. [Order 10, § 460-32-120, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-130	Promissory notes. [Order 10, § 460-32-130, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-140	Finders fees. [Order 10, § 460-32-140, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-150	Disclaimer. [Order 10, § 460-32-150, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-160	Obligations. [Order 10, § 460-32-160, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-170	Surrounding property. [Order 10, § 460-32-170, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-180	Financial disclosures. [Order 10, § 460-32-180, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-190	Impound. [Order 10, § 460-32-190, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-200	Trust accounts. [Order 10, § 460-32-200, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-210	Insurance. [Order 10, § 460-32-210, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-220	Offering circular disclosures. [Order 10, § 460-32-220, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-230	Exceptions. [Order 10, § 460-32-230, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
Chapter 33A
REGULATIONS CONCERNING SECURITIES INVOLVING MORTGAGES, TRUST DEEDS OR PROPERTY SALES CONTRACTS
460-33A-010	Application. [Statutory Authority: RCW 21.20.450. WSR 12-10-051, § 460-33A-010, filed 4/30/12, effective 5/31/12; WSR 01-23-002, § 460-33A-010, filed 11/7/01, effective 12/8/01; WSR 89-17-078 (Order SDO-124-89), § 460-33A-010, filed 8/17/89, effective 9/17/89; WSR 86-21-107 (Order SDO-140-86), § 460-33A-010, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-010, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-015	Definitions. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-015, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 12-10-051, § 460-33A-015, filed 4/30/12, effective 5/31/12; WSR 01-23-002, § 460-33A-015, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-015, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-015, filed 8/17/89, effective 9/17/89; WSR 86-21-107 (Order SDO-140-86), § 460-33A-015, filed 10/20/86; WSR 83-15-043 (Order SDO-90-83), § 460-33A-015, filed 7/19/83; WSR 83-03-025 (Order SDO-7-83), § 460-33A-015, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-016	Registration of real property securities. [Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-016, filed 1/13/83.] Repealed by WSR 86-21-107 (Order SDO-140-86), filed 10/20/86. Statutory Authority: RCW 21.20.450.
460-33A-017	Registration not required. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-017, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-017, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-017, filed 8/17/89, effective 9/17/89; WSR 86-21-107 (Order SDO-140-86), § 460-33A-017, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-017, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-020	Optional registration procedures for mortgage paper securities. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-020, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450 and 21.20.210(14). WSR 96-11-025, § 460-33A-020, filed 5/6/96, effective 6/6/96. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-020, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.180(8), 21.20.210(14) and 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-020, filed 10/20/86. Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-020, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-025	Contents of the general offering circular. [Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-025, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-025, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-025, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-025, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-030	Contents and filing of the specific offering circular. [Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-030, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-030, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-030, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-030, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-031	Minimum investor suitability requirements. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-031, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-031, filed 11/7/01, effective 12/8/01; WSR 89-17-078 (Order SDO-124-89), § 460-33A-031, filed 8/17/89, effective 9/17/89; WSR 86-21-107 (Order SDO-140-86), § 460-33A-031, filed 10/20/86.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-035	Limitations on the use of optional registration of this chapter. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-035, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-035, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-035, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-035, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-035, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-036	Participation agreement. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-036, filed 5/17/12, effective 6/17/12.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-037	Disclosure requirements in the sale of real estate owned property. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-037, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-037, filed 11/7/01, effective 12/8/01.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-038	Real estate broker's opinion of value in the sale of real estate owned property. [Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-038, filed 11/7/01, effective 12/8/01.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-040	Net worth or bond requirement. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-040, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-040, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-040, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.060 and 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-040, filed 10/20/86. Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-040, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-050	Banks and financial institutions. [Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-050, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-050, filed 1/13/83.] Repealed by WSR 92-18-009, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.045.
460-33A-055	Escrow account. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-055, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-055, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-055, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-055, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.250 and 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-055, filed 10/20/86. Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-055, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-060	Recordation. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-060, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-060, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-060, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-065	Service agreement. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-065, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-065, filed 8/17/89, effective 9/17/89; WSR 86-21-107 (Order SDO-140-86), § 460-33A-065, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-065, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-070	Origination and assignment. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-070, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-070, filed 11/7/01, effective 12/8/01; WSR 86-21-107 (Order SDO-140-86), § 460-33A-070, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-070, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-075	Advertising. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-075, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-075, filed 11/7/01, effective 12/8/01; WSR 86-21-107 (Order SDO-140-86), § 460-33A-075, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-075, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-080	Registration and examination of mortgage broker-dealers. [Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-080, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-33A-080, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-080, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.060 and 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-080, filed 10/20/86. Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-080, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-081	Expiration of mortgage broker-dealer registration, renewal procedure. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-081, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-081, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-33A-081, filed 7/21/95, effective 8/21/95.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-085	Registration and examination of mortgage securities salespersons. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-33A-085, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-085, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.070, 21.20.080 and 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-085, filed 10/20/86. Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-085, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-086	Expiration of mortgage securities salesperson registration, renewal procedure. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-086, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-086, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-33A-086, filed 7/21/95, effective 8/21/95.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-090	Dishonest and unethical practices—Mortgage broker-dealers. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-090, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-090, filed 11/7/01, effective 12/8/01; WSR 86-21-107 (Order SDO-140-86), § 460-33A-090, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-090, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-095	Fiduciary duty—Mortgage broker-dealers. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-095, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-095, filed 11/7/01, effective 12/8/01.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-100	Written statement. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-100, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-100, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-100, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-105	Appraisals. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-105, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-105, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-105, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-105, filed 8/17/89, effective 9/17/89; WSR 86-21-107 (Order SDO-140-86), § 460-33A-105, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-105, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-110	Financial statements and annual reports. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-110, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-110, filed 11/7/01, effective 12/8/01; WSR 86-21-107 (Order SDO-140-86), § 460-33A-110, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-110, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-115	Books and records. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-115, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-115, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-115, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-115, filed 10/20/86.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-116	Access to loan records by investors. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-116, filed 5/17/12, effective 6/17/12.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-120	Preservation of records. [Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-120, filed 11/7/01, effective 12/8/01; WSR 86-21-107 (Order SDO-140-86), § 460-33A-120, filed 10/20/86.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-125	Notice of changes by mortgage broker-dealers. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-125, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-125, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-125, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-125, filed 10/20/86.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-130	Notice of complaint. [Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-130, filed 11/7/01, effective 12/8/01; WSR 86-21-107 (Order SDO-140-86), § 460-33A-130, filed 10/20/86.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
Chapter 460-34A
OIL AND GAS PROGRAMS
460-34A-010	Application. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-010, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-015	Definitions. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-015, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-020	Net worth, experience and investment requirements of sponsor. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-020, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-025	Participants suitability standards. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-025, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-030	Minimum investment. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-030, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-035	Fees, compensation and expenses. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-035, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-037	Organization and offering expenses, and management fees. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-037, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-040	Promotional compensation. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-040, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-045	Program expenses. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-045, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-050	Transactions with affiliates. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-050, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-055	Farm-outs. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-055, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-060	Rights and obligations of participants. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-060, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-065	Assessability and defaults. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-065, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-070	Voting rights of limited partners. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-070, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-075	Minimum program capital. [Statutory Authority: RCW 21.20.250 and 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-075, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-080	Temporary investment of proceeds. [Statutory Authority: RCW 21.20.250 and 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-080, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-085	Return of unused proceeds. [Statutory Authority: RCW 21.20.250 and 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-085, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-090	Deferred payments. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-090, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-095	Cash redemption values. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-095, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-100	Future exchange. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-100, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-105	Reinvestment of revenues. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-105, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-110	Distribution of revenues. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-110, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-112	Selling of units. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-112, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-115	Sales materials and marketing restrictions. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-115, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-120	Contents of the prospectus. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-120, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-125	Financial information required on applications. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-125, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-130	Opinions of counsel. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-130, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-135	Liability and indemnification. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-135, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-200	Regulation B filings. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-200, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
Chapter 460-36
RULES FOR REAL ESTATE INVESTMENT TRUSTS
460-36-010	Preamble. [Order 10, § 460-36-010, filed 11/12/71. Formerly WAC 308-132-136.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-100	Trustees. [Order 10, § 460-36-100, filed 11/12/71. Formerly WAC 308-132-140.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-110	Self dealing. [Order 10, § 460-36-110, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-120	Fees and expenses. [Order 10, § 460-36-120, filed 11/12/71. Formerly WAC 308-132-152.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-130	Leverage. [Order 10, § 460-36-130, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-140	Minimum capital. [Order 10, § 460-36-140, filed 11/12/71. Formerly WAC 308-132-146.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-150	Other limitations. [Order 10, § 460-36-150, filed 11/12/71. Formerly WAC 308-132-158.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-160	Advisory contract. [Order 10, § 460-36-160, filed 11/12/71. Formerly WAC 308-132-150.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-170	Reports and meetings. [Order 10, § 460-36-170, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-180	Application to prior filings. [Order 10, § 460-36-180, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
Chapter 460-36A
REAL ESTATE INVESTMENT TRUSTS
460-36A-010	Amendment of declaration of trust. [Order 304, § 460-36A-010, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-015	Investment policy. [Order 304, § 460-36A-015, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-020	Minimum net capital. [Order 304, § 460-36A-020, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-025	Annual expenses. [Order 304, § 460-36A-025, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-030	Investment and activities. [Order 304, § 460-36A-030, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-035	Period of investment advisory contract. [Order 304, § 460-36A-035, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-040	Number and election of trustees. [Order 304, § 460-36A-040, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-045	Removal of trustees. [Order 304, § 460-36A-045, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-050	Terms and conditions of securities. [Order 304, § 460-36A-050, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-055	Annual meetings. [Order 304, § 460-36A-055, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-060	Annual reports. [Order 304, § 460-36A-060, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-065	Inspection of records. [Order 304, § 460-36A-065, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-070	Disclosure on distribution. [Order 304, § 460-36A-070, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-075	Termination of trust. [Order 304, § 460-36A-075, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-100	Definitions of terms. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-100, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-105	Fairness of REIT offerings. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-105, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-110	Trustees. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-110, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-115	Investment policy. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-115, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-120	Liability of shareholders. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-120, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-125	Reports and meetings. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-125, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-130	Special meetings. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-130, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-135	Inspection of records. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-135, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-140	Distributions. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-140, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-145	Change in declaration of trust. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-145, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-150	Termination of REIT. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-150, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-155	Advisory contract. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-155, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-160	Adviser compensation. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-160, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-165	Total expenses. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-165, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-170	Leverage. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-170, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-175	Minimum capital. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-175, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-180	Appraisal. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-180, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-185	Indemnification. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-185, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-190	Other limitations. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-190, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-195	Implementation. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-195, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
Chapter 460-40A
INVESTMENT COMPANIES
460-40A-015	Prohibition on promotional shares. [Order 304, § 460-40A-015, filed 2/28/75, effective 4/1/75.] Repealed by WSR 98-01-071, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-40A-020	Prohibition on options. [Order 304, § 460-40A-020, filed 2/28/75, effective 4/1/75.] Repealed by WSR 98-01-071, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-40A-025	Selling expenses. [Order 304, § 460-40A-025, filed 2/28/75, effective 4/1/75.] Repealed by WSR 96-11-018, filed 5/6/96, effective 6/6/96. Statutory Authority: RCW 21.20.450.
460-40A-030	Management fee. [Order 304, § 460-40A-030, filed 2/28/75, effective 4/1/75.] Repealed by WSR 79-09-028 (Order SD-57-79), filed 8/14/79. Statutory Authority: RCW 21.20.450.
460-40A-040	Insurance plan. [Order 304, § 460-40A-040, filed 2/28/75, effective 4/1/75.] Repealed by WSR 98-01-071, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
Chapter 460-46A
CORPORATE LIMITED OFFERING EXEMPTION
460-46A-010	Corporate limited offering exemption—Conditions to be met. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-010, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-010, filed 3/13/89; WSR 82-20-068 (Order SDO-116-82), § 460-46A-010, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-020	Availability of exemption. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-020, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-020, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 86-18-012 (Order SDO-114-86), § 460-46A-020, filed 8/22/86; WSR 83-15-025 (Order SDO-95-83), § 460-46A-020, filed 7/15/83; WSR 82-20-068 (Order SDO-116-82), § 460-46A-020, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-025	No sales commission. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-025, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-025, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-030	Affiliate—Definition. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-030, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-040	Maximum number of purchasers under exemption. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-040, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-040, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 87-15-084 (Order SDO-80-87), § 460-46A-040, filed 7/20/87; WSR 82-20-068 (Order SDO-116-82), § 460-46A-040, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-050	Promotional shares. [Statutory Authority: RCW 21.20.450. WSR 96-11-015, § 460-46A-050, filed 5/6/96, effective 6/6/96; WSR 95-17-068, § 460-46A-050, filed 8/16/95, effective 9/16/95. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 91-04-011, § 460-46A-050, filed 1/25/91, effective 2/25/91; WSR 89-07-042 (Order SDO-035-89), § 460-46A-050, filed 3/13/89; WSR 82-20-068 (Order SDO-116-82), § 460-46A-050, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-055	Voting rights of common stock. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-055, filed 1/25/91, effective 2/25/91.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-060	Promoter—Definition. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-060, filed 10/5/82.] Repealed by WSR 89-07-042 (Order SDO-035-89), filed 3/13/89. Statutory Authority: RCW 21.20.320(9) and 21.20.450.
460-46A-061	Availability of corporate limited offering exemption for debt offerings—Debt service requirements. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-061, filed 1/25/91, effective 2/25/91.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-065	Availability of corporate limited offering exemption for debt offerings not meeting the debt service requirements of WAC 460-46A-060. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-065, filed 1/25/91, effective 2/25/91.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-070	Cheap and promotional shares—Definition. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-070, filed 10/5/82.] Repealed by WSR 89-07-042 (Order SDO-035-89), filed 3/13/89. Statutory Authority: RCW 21.20.320(9) and 21.20.450.
460-46A-071	Availability of corporate limited offering exemption for offerings of preferred stock. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-071, filed 1/25/91, effective 2/25/91.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-072	Prohibited practices with regard to preferred stock. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-072, filed 1/25/91, effective 2/25/91.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-080	Stock options. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 83-15-025 (Order SDO-95-83), § 460-46A-080, filed 7/15/83; WSR 82-20-068 (Order SDO-116-82), § 460-46A-080, filed 10/5/82.] Repealed by WSR 89-07-042 (Order SDO-035-89), filed 3/13/89. Statutory Authority: RCW 21.20.320(9) and 21.20.450.
460-46A-085	Inapplicability of cheap and promotional share, and stock option, restrictions. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 83-15-025 (Order SDO-95-83), § 460-46A-085, filed 7/15/83; WSR 82-20-068 (Order SDO-116-82), § 460-46A-085, filed 10/5/82.] Repealed by WSR 89-07-042 (Order SDO-035-89), filed 3/13/89. Statutory Authority: RCW 21.20.320(9) and 21.20.450.
460-46A-090	Disclosure document. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-090, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-090, filed 3/13/89; WSR 86-18-012 (Order SDO-114-86), § 460-46A-090, filed 8/22/86; WSR 83-15-025 (Order SDO-95-83), § 460-46A-090, filed 7/15/83; WSR 82-20-068 (Order SDO-116-82), § 460-46A-090, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-091	Advertisements. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 83-15-025 (Order SDO-95-83), § 460-46A-091, filed 7/15/83.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-092	Financial statements. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-092, filed 3/13/89.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-095	Price of shares. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-095, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-095, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-095, filed 3/13/89; WSR 83-15-025 (Order SDO-95-83), § 460-46A-095, filed 7/15/83; WSR 82-20-068 (Order SDO-116-82), § 460-46A-095, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-100	Time purchase of shares under corporate limited offering exemption. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-100, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-100, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-105	Maximum and minimum offering amounts. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-105, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-105, filed 3/13/89; WSR 82-20-068 (Order SDO-116-82), § 460-46A-105, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-110	Moneys to be deposited in escrow account—Period of escrow and of offering. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-110, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-110, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-110, filed 3/13/89; WSR 82-20-068 (Order SDO-116-82), § 460-46A-110, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-115	Report of sales. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 86-18-012 (Order SDO-114-86), § 460-46A-115, filed 8/22/86.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-120	Start up management compensation prohibited. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-120, filed 10/5/82.] Repealed by WSR 89-07-042 (Order SDO-035-89), filed 3/13/89. Statutory Authority: RCW 21.20.320(9) and 21.20.450.
460-46A-145	Restrictions on transferability. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-145, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-145, filed 3/13/89; WSR 82-20-068 (Order SDO-116-82), § 460-46A-145, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-150	Suitability of investors. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-150, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-150, filed 3/13/89; WSR 86-18-012 (Order SDO-114-86), § 460-46A-150, filed 8/22/86; WSR 82-20-068 (Order SDO-116-82), § 460-46A-150, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-155	Attorney's opinion. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-155, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-155, filed 3/13/89; WSR 83-15-025 (Order SDO-95-83), § 460-46A-155, filed 7/15/83; WSR 82-20-068 (Order SDO-116-82), § 460-46A-155, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-160	Signing and verification of information in disclosure document. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-160, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-160, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-165	Annual reports to stockholders. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-165, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-165, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
Chapter 460-48A
RESTRICTED REAL ESTATE SECURITIES
460-48A-020	Filing of restricted real estate securities application. [Order 342, § 460-48A-020, filed 9/29/75.] Repealed by WSR 79-09-028 (Order SD-57-79), filed 8/14/79. Statutory Authority: RCW 21.20.450.
460-48A-030	Filing of completion report. [Order 342, § 460-48A-030, filed 9/29/75.] Repealed by WSR 79-09-028 (Order SD-57-79), filed 8/14/79. Statutory Authority: RCW 21.20.450.
460-48A-040	Restricted real estate salesmen. [Order 342, § 460-48A-040, filed 9/29/75.] Repealed by WSR 79-09-028 (Order SD-57-79), filed 8/14/79. Statutory Authority: RCW 21.20.450.
460-48A-050	Examinations for restricted real estate securities. [Order 342, § 460-48A-050, filed 9/29/75.] Repealed by WSR 79-09-028 (Order SD-57-79), filed 8/14/79. Statutory Authority: RCW 21.20.450.
Chapter 460-60
RULES FOR FILING OF ANNUAL FINANCIAL REPORTS FOR INTRASTATE OFFERINGS
460-60-001	General. [Order 10, § 460-60-001, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-010	Definitions. [Order 10, § 460-60-010, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-100	Qualifications of accountants. [Order 10, § 460-60-100, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-110	Accountants' certificates. [Order 10, § 460-60-110, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-120	Certification by foreign government auditors. [Order 10, § 460-60-120, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-130	Certification of financial statements of persons other than the registrant. [Order 10, § 460-60-130, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-140	Certification of financial statements by more than one accountant. [Order 10, § 460-60-140, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-200	Form, order, and terminology. [Order 10, § 460-60-200, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-205	Generally accepted accounting principles. [Order 10, § 460-60-205, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-210	Items not material. [Order 10, § 460-60-210, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-215	Inapplicable captions and omission of unrequired or inapplicable financial statements. [Order 10, § 460-60-215, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-220	Omission of substantially identical notes. [Order 10, § 460-60-220, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-225	Omission of names of certain subsidiaries. [Order 10, § 460-60-225, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-230	Additional information. [Order 10, § 460-60-230, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-235	Changes in accounting principles and practices and retroactive adjustments of accounts. [Order 10, § 460-60-235, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-240	Summary of accounting principles and practices. [Order 10, § 460-60-240, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-245	Conversion of items in foreign currencies. [Order 10, § 460-60-245, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-250	Valuation and qualifying reserves. [Order 10, § 460-60-250, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-255	Basis of determining amounts—Book value. [Order 10, § 460-60-255, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-260	Current assets. [Order 10, § 460-60-260, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-265	Current liabilities. [Order 10, § 460-60-265, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-270	Reacquired evidences of indebtedness. [Order 10, § 460-60-270, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-275	Reacquired shares. [Order 10, § 460-60-275, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-280	Discount on capital shares. [Order 10, § 460-60-280, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-285	Commitments. [Order 10, § 460-60-285, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-290	General notes to balance sheets. [Order 10, § 460-60-290, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-295	General notes to profit and loss statements. [Order 10, § 460-60-295, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-300	Consolidated and combined statements. [Order 10, § 460-60-300, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-310	Consolidated statements of the registrant and its subsidiaries. [Order 10, § 460-60-310, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-320	Group statements of subsidiaries not consolidated. [Order 10, § 460-60-320, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-330	Statement as to principle of consolidation or combination followed. [Order 10, § 460-60-330, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-340	Reconciliation of investment of parent in subsidiaries and fifty-percent owned persons and equity of parent in their net assets. [Order 10, § 460-60-340, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-350	Reconciliation of dividends received from, and earnings of, unconsolidated subsidiaries. [Order 10, § 460-60-350, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-360	Minority interests. [Order 10, § 460-60-360, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-370	Intercompany items and transactions. [Order 10, § 460-60-370, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-400	Balance sheets for commercial and industrial companies. [Order 10, § 460-60-400, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-420	Statement of income (loss). [Order 10, § 460-60-420, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-440	Statement of source and application of funds. [Order 10, § 460-60-440, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-460	What schedules are to be filed. [Order 10, § 460-60-460, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-500	Schedule I. Marketable securities—Other security investments. [Order 10, § 460-60-500, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-505	Schedule II. Amounts due from directors, officers, and principal holders of equity securities other than affiliates. [Order 10, § 460-60-505, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-510	Schedule III. Investments in securities of affiliates. [Order 10, § 460-60-510, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-515	Schedule IV. Indebtedness of affiliates. [Order 10, § 460-60-515, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-520	Schedule V. Property, plant, and equipment. [Order 10, § 460-60-520, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-525	Schedule VI. Reserves for depreciation, depletion, and amortization of property, plant, and equipment. [Order 10, § 460-60-525, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-530	Schedule VII. Intangible assets. [Order 10, § 460-60-530, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-535	Schedule VIII. Reserves for depreciation and amortization of intangible assets. [Order 10, § 460-60-535, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-540	Schedule IX. Bonds, mortgages, and similar debt. [Order 10, § 460-60-540, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-545	Schedule X. Indebtedness to affiliates—Not current. [Order 10, § 460-60-545, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-550	Schedule XI. Guarantees of securities of other issuers. [Order 10, § 460-60-550, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-555	Schedule XII. Reserves. [Order 10, § 460-60-555, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-560	Schedule XIII. Capital shares. [Order 10, § 460-60-560, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-565	Schedule XIV. Warrants or rights. [Order 10, § 460-60-565, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-570	Schedule XV. Other securities. [Order 10, § 460-60-570, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-575	Schedule XVI. Supplementary income or loss information. [Order 10, § 460-60-575, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-580	Schedule XVII. Income from dividends. [Order 10, § 460-60-580, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
Chapter 460-65A
REGULATIONS ON PROCEDURES RELATED TO THE ENTRY OF ORDERS
460-65A-010	Grounds for issuance of stop order pursuant to RCW 21.20.200. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-010, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-020	Grounds for issuance of cease and desist orders pursuant to RCW 21.20.390. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-020, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-030	Grounds for denial, suspension and revocation of exemption. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-030, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-040	Grounds for denial, condition or revocation exemption pursuant to RCW 21.20.325. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-040, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-100	Summary procedure. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-100, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-105	Summary order—Hearing. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-105, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-110	Summary hearing—Appearance before the director. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-110, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-115	Requests for hearing on summary order time limits. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-115, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-125	Nonsummary procedure. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-125, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
Chapter 460-70
COMMODITY BROKER-DEALERS
460-70-005	Net capital requirements for commodity broker-dealers. [Statutory Authority: RCW 21.20.400 and 21.30.300. WSR 87-02-044 (Order SDO-137-86), § 460-70-005, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-010	Commodity broker-dealer notice of net capital deficiency. [Statutory Authority: RCW 21.20.400 and 21.30.300. WSR 87-02-044 (Order SDO-137-86), § 460-70-010, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-015	Bond requirements for commodity broker-dealers and commodity sales representatives. [Statutory Authority: RCW 21.20.400 and 21.30.300. WSR 87-02-044 (Order SDO-137-86), § 460-70-015, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-020	Application for registration and post-effective requirements for a commodity broker-dealer and commodity sales representatives. [Statutory Authority: RCW 21.20.400 and 21.30.230. WSR 87-02-044 (Order SDO-137-86), § 460-70-020, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-025	Financial statements for commodity broker-dealers. [Statutory Authority: RCW 21.20.400 and 21.30.310. WSR 87-02-044 (Order SDO-137-86), § 460-70-025, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-030	Segregation of accounts by commodity broker-dealers. [Statutory Authority: RCW 21.20.400. WSR 87-02-044 (Order SDO-137-86), § 460-70-030, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-035	Confirmations. [Statutory Authority: RCW 21.20.400 and 21.30.320. WSR 87-02-044 (Order SDO-137-86), § 460-70-035, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-040	Records required of commodity broker-dealers. [Statutory Authority: RCW 21.20.400 and 21.30.320. WSR 87-02-044 (Order SDO-137-86), § 460-70-040, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-045	Records to be preserved by commodity broker-dealers. [Statutory Authority: RCW 21.20.400 and 21.30.320. WSR 87-02-044 (Order SDO-137-86), § 460-70-045, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-050	Denial, revocation, and suspension of registration. [Statutory Authority: RCW 21.20.400 and 21.30.350. WSR 87-02-044 (Order SDO-137-86), § 460-70-050, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-060	Promotional materials to be filed, materials permitted without filing and prohibited materials. [Statutory Authority: RCW 21.20.400. WSR 87-02-044 (Order SDO-137-86), § 460-70-060, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
Chapter 460-90
CAMPING CLUBS
460-90-100	Camping club registration applications. [Order 12, § 460-90-100, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-010.
460-90-110	Camping club registration exhibits. [Order 453-DOL, § 460-90-110, filed 10/5/77; Order 12, § 460-90-110, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-020.
460-90-120	Signing of application. [Order 12, § 460-90-120, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-030.
460-90-122	Consent to service process. [Order 12, § 460-90-122, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-125	Availability of campsites. [Order 12, § 460-90-125, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-130	Membership contract. [Order 453-DOL, § 460-90-130, filed 10/5/77; Order 12, § 460-90-130, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-140	Financial statements. [Order 453-DOL, § 460-90-140, filed 10/5/77; Order 12, § 460-90-140, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-040.
460-90-150	Management fees. [Order 12, § 460-90-150, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-160	Certificates of local authorities. [Order 12, § 460-90-160, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-170	Change of development plans. [Order 12, § 460-90-170, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-180	Amendments. [Order 12, § 460-90-180, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-190	Approval not endorsement. [Order 12, § 460-90-190, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-050.
460-90-200	Notice of termination of sale. [Order 12, § 460-90-200, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-060.
460-90-300	Receipt of offering circular. [Order 453-DOL, § 460-90-300, filed 10/5/77; Order 12, § 460-90-300, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-310	Offering circular. [Order 453-DOL, § 460-90-310, filed 10/5/77; Order 12, § 460-90-310, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-320	Required information in offering circular. [Order 12, § 460-90-320, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-330	Sequence of presentation. [Order 453-DOL, § 460-90-330, filed 10/5/77; Order 12, § 460-90-330, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-400	Imposition of impound. [Order 12, § 460-90-400, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-410	Special impound. [Order 12, § 460-90-410, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-420	Presumption of impound. [Order 12, § 460-90-420, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-430	Depositary. [Order 12, § 460-90-430, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-080.
460-90-440	Purchase receipts. [Order 12, § 460-90-440, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-450	Operation of impound condition. [Order 12, § 460-90-450, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-090.
460-90-460	Release of a portion of the impound. [Order 12, § 460-90-460, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-470	Cost of selling. [Order 12, § 460-90-470, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-480	Release of impounds. [Order 12, § 460-90-480, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-100.
460-90-490	Fee for impound. [Order 12, § 460-90-490, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-105.
460-90-500	Advertising. [Order 12, § 460-90-500, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-140.
460-90-510	Renewals. [Order 453-DOL, § 460-90-510, filed 10/5/77.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-110.
460-90-900	Application form. [Order 12, § 460-90-900, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
Chapter 460-90A
CAMPING CLUBS—CONTRACTS—RESALE, ETC.
460-90A-005	Organization. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-005, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-12-021 (Order RE 131), § 460-90A-005, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-010.
460-90A-010	Camping club contract registration application. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-010, filed 3/2/83. Formerly WAC 460-90-100.] Repealed by WSR 85-12-021 (Order RE 131), filed 5/29/85. Statutory Authority: RCW 19.105.530.
460-90A-015	Definitions. [Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-015, filed 9/18/85; WSR 85-12-021 (Order RE 131), § 460-90A-015, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-020.
460-90A-017	Reporting events that shall require that the operator keep written disclosures current. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-017, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-017, filed 9/18/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-030.
460-90A-018	Material events that are amendments requiring notice and a filing fee. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-018, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-018, filed 9/18/85; WSR 85-12-021 (Order RE 131), § 460-90A-018, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-040.
460-90A-020	Camping club contract registration exhibits. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-020, filed 3/2/83. Formerly WAC 460-90-110.] Repealed by WSR 85-12-021 (Order RE 131), filed 5/29/85. Statutory Authority: RCW 19.105.530.
460-90A-022	Exemptions from registration—Noncommercial resale contract offerings. [Statutory Authority: RCW 19.105.530. WSR 85-12-021 (Order RE 131), § 460-90A-022, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-050.
460-90A-025	Statement of record—Filings and information required upon application for registration of start up camp resort projects and contract offerings. [Statutory Authority: RCW 19.105.530, 19.105.320 and 19.105.380. WSR 85-12-021 (Order RE 131), § 460-90A-025, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-060.
460-90A-027	The public offering statement—Form, content, and preparation. [Statutory Authority: RCW 19.105.530 and 19.105.320 (1)(b). WSR 85-12-021 (Order RE 131), § 460-90A-027, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-070.
460-90A-030	Signing of application and the permit. [Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-030, filed 9/18/85; WSR 85-12-021 (Order RE 131), § 460-90A-030, filed 5/29/85. Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-030, filed 3/2/83. Formerly WAC 460-90-120.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-070.
460-90A-032	The public offering statement—Delivery to prospective purchasers. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-032, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-032, filed 9/18/85. Statutory Authority: RCW 19.105.530 and 19.105.370. WSR 85-12-021 (Order RE 131), § 460-90A-032, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-090.
460-90A-035	Purchaser cancellations of contracts—Prompt refund of funds and consideration. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-035, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-035, filed 9/18/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-100.
460-90A-040	Financial statements. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-040, filed 3/2/83. Formerly WAC 460-90-140.] Repealed by WSR 85-12-021 (Order RE 131), filed 5/29/85. Statutory Authority: RCW 19.105.530.
460-90A-045	Financial statements and information. [Statutory Authority: RCW 19.105.530 and 19.105.320 (1)(a). WSR 85-19-093 (Order 133 R), § 460-90A-045, filed 9/18/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-110.
460-90A-050	Registration not endorsement. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-050, filed 3/2/83. Formerly WAC 460-90-190.] Repealed by WSR 85-19-093 (Order 133 R), filed 9/18/85.
460-90A-055	Written disclaimer of endorsement. [Statutory Authority: RCW 19.105.530 and 19.105.320(1). WSR 85-19-093 (Order 133 R), § 460-90A-055, filed 9/18/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-120.
460-90A-060	Notice of termination of sales. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-060, filed 3/2/83. Formerly WAC 460-90-200.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-130.
460-90A-070	Receipt of written disclosures. [Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-070, filed 9/18/85. Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-070, filed 3/2/83.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-140.
460-90A-080	Depository. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-080, filed 3/2/83. Formerly WAC 460-90-430.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-150.
460-90A-090	Operation of impound condition. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-090, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-090, filed 9/18/85. Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-090, filed 3/2/83. Formerly WAC 460-90-450.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-160.
460-90A-100	Release of impounds. [Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-100, filed 9/18/85. Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-100, filed 3/2/83. Formerly WAC 460-90-480.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-170.
460-90A-105	Fee for impound. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-105, filed 3/2/83. Formerly WAC 460-90-490.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-180.
460-90A-110	Renewals. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-110, filed 3/2/83. Formerly WAC 460-90-510.] Repealed by WSR 85-12-021 (Order RE 131), filed 5/29/85. Statutory Authority: RCW 19.105.530.
460-90A-115	Renewals. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-115, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-115, filed 9/18/85; WSR 85-12-021 (Order RE 131), § 460-90A-115, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-190.
460-90A-120	Salesperson registration. [Statutory Authority: RCW 19.105.440(3). WSR 83-06-076 (Order SDO-40-83), § 460-90A-120, filed 3/2/83.] Repealed by WSR 85-12-021 (Order RE 131), filed 5/29/85. Statutory Authority: RCW 19.105.530.
460-90A-122	Salesperson registrations. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-122, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530 and 19.105.440(3). WSR 85-12-021 (Order RE 131), § 460-90A-122, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-200.
460-90A-125	Salesperson registration—For persons in the business of offering resale contracts. [Statutory Authority: RCW 19.105.530 and 19.105.440(3). WSR 85-12-021 (Order RE 131), § 460-90A-125, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130.
460-90A-130	Request for withdrawal of camping club property. [Statutory Authority: RCW 19.105.530. WSR 83-06-076 (Order SDO-40-83), § 460-90A-130, filed 3/2/83.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-210.
460-90A-140	Advertisements. [Statutory Authority: RCW 19.105.530 and 19.105.360. WSR 85-12-021 (Order RE 131), § 460-90A-140, filed 5/29/85. Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-140, filed 3/2/83. Formerly WAC 460-90-500.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-220.
460-90A-145	Fees and charges. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-145, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.411. WSR 89-01-082 (Order PM 807), § 460-90A-145, filed 12/20/88.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-240.
460-90A-150	Resale by salesperson for commission of camping club contracts exempt from registration. [Statutory Authority: RCW 19.105.440(3). WSR 83-06-076 (Order SDO-40-83), § 460-90A-150, filed 3/2/83.] Repealed by WSR 85-12-021 (Order RE 131), filed 5/29/85. Statutory Authority: RCW 19.105.530.

Title 460 WAC

FINANCIAL INSTITUTIONS, DEPARTMENT OF(SECURITIES DIVISION)

Chapters

FINANCIAL INSTITUTIONS, DEPARTMENT OF
(SECURITIES DIVISION)