Cross-reference to other sections relating to broker-dealers and salespersons.
Chapter 460-23B WAC applies to salespersons of issuers. Chapter 460-21C WAC applies to the provision of broker-dealer services on the premises of financial institutions.
[Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 24-19-055, s 460-20C-015, filed 9/12/24, effective 10/13/24.]