WSR 00-07-034

INTERPRETIVE AND POLICY STATEMENT

DEPARTMENT OF

FINANCIAL INSTITUTIONS
(Securities Division)

[ Filed March 6, 2000, 10:14 a.m. ]

Subject(s): (1) Repeal of Securities Act Interpretive Statements:

(a) IS-02 Selling Expenses -- Underwriters' Consulting Fees.

(b) IS-08 Isolated Transactions/NonPublic Offerings.

(c) IS-15 Indeterminate Underwriters Compensation in Private Placements.

(d) IS-17 Scope of Broker-Dealer Exclusion from Definition of Investment Adviser.

(e) IS-18 "As Built" Appraisals.

(f) IS-19 Voting Rights of Common Stock.

(2) Repeal of Securities Act Policy Statements:

(a) PS-02 Requests for Interpretative and No-Action Letters.

(b) PS-11 Options to Underwriters; Delivery in Minimum/Maximum Offerings.

(c) PS-12 Uniform Pricing of Securities.

(d) PS-13 Voting Rights of Equity Securities.

(e) PS-17 Washington Investment Company Notice Filing and Fee Requirements.

(f) PS-18 Washington Municipal Security Notice Filing and Fee Requirements.

(g) PS-19 Washington Investment Adviser and Investment Adviser Representative Filing and Fee Requirements.

To receive a copy of the interpretive or policy statement being repealed contact Kristina L. Kneip, Department of Financial Institutions, Securities Division, P.O. Box 9033, Olympia, WA 98507-9033, phone (360) 902-8823, fax (360) 704-7023.

John L. Bley

Director

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