SHB 1300 -
By Senator Keiser
Strike everything after the enacting clause and insert the following:
"Sec. 1 RCW 18.130.040 and 2004 c 38 s 2 are each amended to read
as follows:
(1) This chapter applies only to the secretary and the boards and
commissions having jurisdiction in relation to the professions licensed
under the chapters specified in this section. This chapter does not
apply to any business or profession not licensed under the chapters
specified in this section.
(2)(a) The secretary has authority under this chapter in relation
to the following professions:
(i) Dispensing opticians licensed and designated apprentices under
chapter 18.34 RCW;
(ii) Naturopaths licensed under chapter 18.36A RCW;
(iii) Midwives licensed under chapter 18.50 RCW;
(iv) Ocularists licensed under chapter 18.55 RCW;
(v) Massage operators and businesses licensed under chapter 18.108
RCW;
(vi) Dental hygienists licensed under chapter 18.29 RCW;
(vii) Acupuncturists licensed under chapter 18.06 RCW;
(viii) Radiologic technologists certified and X-ray technicians
registered under chapter 18.84 RCW;
(ix) Respiratory care practitioners licensed under chapter 18.89
RCW;
(x) Persons registered under chapter 18.19 RCW;
(xi) Persons licensed as mental health counselors, marriage and
family therapists, and social workers under chapter 18.225 RCW;
(xii) Persons registered as nursing pool operators under chapter
18.52C RCW;
(xiii) Nursing assistants registered or certified under chapter
18.88A RCW;
(xiv) Health care assistants certified under chapter 18.135 RCW;
(xv) Dietitians and nutritionists certified under chapter 18.138
RCW;
(xvi) Chemical dependency professionals certified under chapter
18.205 RCW;
(xvii) Sex offender treatment providers and certified affiliate sex
offender treatment providers certified under chapter 18.155 RCW;
(xviii) Persons licensed and certified under chapter 18.73 RCW or
RCW 18.71.205;
(xix) Denturists licensed under chapter 18.30 RCW;
(xx) Orthotists and prosthetists licensed under chapter 18.200 RCW;
(xxi) Surgical technologists registered under chapter 18.215 RCW;
and
(xxii) Recreational therapists.
(b) The boards and commissions having authority under this chapter
are as follows:
(i) The podiatric medical board as established in chapter 18.22
RCW;
(ii) The chiropractic quality assurance commission as established
in chapter 18.25 RCW;
(iii) The dental quality assurance commission as established in
chapter 18.32 RCW;
(iv) The board of hearing and speech as established in chapter
18.35 RCW;
(v) The board of examiners for nursing home administrators as
established in chapter 18.52 RCW;
(vi) The optometry board as established in chapter 18.54 RCW
governing licenses issued under chapter 18.53 RCW;
(vii) The board of osteopathic medicine and surgery as established
in chapter 18.57 RCW governing licenses issued under chapters 18.57 and
18.57A RCW;
(viii) The board of pharmacy as established in chapter 18.64 RCW
governing licenses issued under chapters 18.64 and 18.64A RCW;
(ix) The medical quality assurance commission as established in
chapter 18.71 RCW governing licenses and registrations issued under
chapters 18.71 and 18.71A RCW;
(x) The board of physical therapy as established in chapter 18.74
RCW;
(xi) The board of occupational therapy practice as established in
chapter 18.59 RCW;
(xii) The nursing care quality assurance commission as established
in chapter 18.79 RCW governing licenses and registrations issued under
that chapter;
(xiii) The examining board of psychology and its disciplinary
committee as established in chapter 18.83 RCW; and
(xiv) The veterinary board of governors as established in chapter
18.92 RCW.
(3) In addition to the authority to discipline license holders, the
disciplining authority has the authority to grant or deny licenses
((based on the conditions and criteria established in this chapter and
the chapters specified in subsection (2) of this section)). ((This
chapter also governs any investigation, hearing, or proceeding relating
to denial of licensure or issuance of a license conditioned on the
applicant's compliance with an order entered pursuant to RCW 18.130.160
by)) The disciplining authority may also grant a license subject to
conditions.
(4) All disciplining authorities shall adopt procedures to ensure
substantially consistent application of this chapter, the Uniform
Disciplinary Act, among the disciplining authorities listed in
subsection (2) of this section.
NEW SECTION. Sec. 2 (1) The legislature finds that in order to
protect the public and to promote the safety of and confidence in the
health care system, the disciplining authority may deny an application
for licensure or grant a license with conditions if the applicant:
(a) Has had his or her license to practice any health care
profession suspended, revoked, or restricted, by competent authority in
any state, federal, or foreign jurisdiction;
(b) Has committed any act defined as unprofessional conduct for a
license holder under RCW 18.130.180;
(c) Has been convicted or is subject to current prosecution or
pending charges of a crime involving moral turpitude or a crime
identified in RCW 43.43.830. For purposes of this section, conviction
includes all instances in which a plea of guilty or nolo contendere is
the basis for the conviction and all proceedings in which the
prosecution or sentence has been deferred or suspended. At the request
of an applicant for an original license whose conviction is under
appeal, the disciplining authority may defer decision upon the
application during the pendency of such a prosecution or appeal;
(d) Fails to prove that he or she is qualified in accordance with
the provisions of this chapter, the chapters identified in RCW
18.130.040(2), or the rules adopted by the disciplining authority; or
(e) Is not able to practice with reasonable skill and safety to
consumers by reason of any mental or physical condition.
(i) The disciplining authority may require the applicant, at his or
her own expense, to submit to a mental or physical examination by one
or more licensed health professionals designated by the disciplining
authority. The disciplining authority shall provide written notice of
its requirement for a mental or physical examination which notice shall
include a statement of the specific conduct, event, or circumstances
justifying an examination and a statement of the nature, purpose,
scope, and content of the intended examination. If the applicant fails
to submit to the examination or provide the results of the examination
or any required waivers, the disciplining authority may deny the
application.
(ii) An applicant governed by this chapter is deemed to have given
consent to submit to a mental, physical, or psychological examination
when directed in writing by the disciplining authority and further to
have waived all objections to the admissibility or use of the examining
health professional's testimony or examination reports by the
disciplining authority on the grounds that the testimony or reports
constitute privileged communications.
(2) The provisions of RCW 9.95.240 and chapter 9.96A RCW do not
apply to a decision to deny a license under this section.
(3) The disciplining authority shall give written notice to the
applicant of the decision to deny a license or grant a license with
conditions in response to an application for a license. The notice
must state the grounds and factual basis for the action and be served
upon the applicant.
(4) A license applicant who is aggrieved by the decision to deny
the license or grant the license with conditions has the right to an
adjudicative proceeding. The application for adjudicative proceeding
must be in writing, state the basis for contesting the adverse action,
include a copy of the adverse notice, and be served on and received by
the department within twenty-eight days of the decision. The license
applicant has the burden to establish, by a preponderance of evidence,
that the license applicant is qualified in accordance with the
provisions of this chapter, the chapters identified in RCW
18.130.040(2), and the rules adopted by the disciplining authority.
Sec. 3 RCW 18.130.050 and 2006 c 99 s 4 are each amended to read
as follows:
The disciplining authority has the following authority:
(1) To adopt, amend, and rescind such rules as are deemed necessary
to carry out this chapter;
(2) To investigate all complaints or reports of unprofessional
conduct as defined in this chapter and to hold hearings as provided in
this chapter;
(3) To issue subpoenas and administer oaths in connection with any
investigation, consideration of an application for license, hearing, or
proceeding held under this chapter;
(4) To take or cause depositions to be taken and use other
discovery procedures as needed in any investigation, hearing, or
proceeding held under this chapter;
(5) To compel attendance of witnesses at hearings;
(6) In the course of investigating a complaint or report of
unprofessional conduct, to conduct practice reviews and to issue
citations and assess fines for failure to produce documents, records,
or other items in accordance with section 5 of this act;
(7) ((To take emergency action ordering summary suspension of a
license, or restriction or limitation of the license holder's practice
pending proceedings by the disciplining authority. Consistent with RCW
18.130.370, a disciplining authority shall issue a summary suspension
of the license or temporary practice permit of a license holder
prohibited from practicing a health care profession in another state,
federal, or foreign jurisdiction because of an act of unprofessional
conduct that is substantially equivalent to an act of unprofessional
conduct prohibited by this chapter or any of the chapters specified in
RCW 18.130.040. The summary suspension remains in effect until
proceedings by the Washington disciplining authority have been
completed;)) To use a presiding officer as authorized in RCW 18.130.095(3)
or the office of administrative hearings as authorized in chapter 34.12
RCW to conduct hearings. The disciplining authority shall make the
final decision regarding disposition of the license unless the
disciplining authority elects to delegate in writing the final decision
to the presiding officer;
(8)
(((9))) (8) To use individual members of the boards to direct
investigations and to authorize the issuance of a citation under
subsection (6) of this section. However, the member of the board shall
not subsequently participate in the hearing of the case;
(((10))) (9) To enter into contracts for professional services
determined to be necessary for adequate enforcement of this chapter;
(((11))) (10) To contract with licensees or other persons or
organizations to provide services necessary for the monitoring and
supervision of licensees who are placed on probation, whose
professional activities are restricted, or who are for any authorized
purpose subject to monitoring by the disciplining authority;
(((12))) (11) To adopt standards of professional conduct or
practice;
(((13))) (12) To grant or deny license applications, and in the
event of a finding of unprofessional conduct by an applicant or license
holder, to impose any sanction against a license applicant or license
holder provided by this chapter. After January 1, 2008, all sanctions
must be issued in accordance with RCW 18.130.165;
(((14))) (13) To restrict or place conditions on the practice of
new licensees in order to protect the public and promote the safety of
and confidence in the health care system;
(14) To designate individuals authorized to sign subpoenas and
statements of charges;
(15) To establish panels consisting of three or more members of the
board to perform any duty or authority within the board's jurisdiction
under this chapter;
(16) To review and audit the records of licensed health facilities'
or services' quality assurance committee decisions in which a
licensee's practice privilege or employment is terminated or
restricted. Each health facility or service shall produce and make
accessible to the disciplining authority the appropriate records and
otherwise facilitate the review and audit. Information so gained shall
not be subject to discovery or introduction into evidence in any civil
action pursuant to RCW 70.41.200(3).
Sec. 4 RCW 18.130.060 and 2006 c 99 s 1 are each amended to read
as follows:
In addition to the authority specified in RCW 18.130.050, the
secretary has the following additional authority:
(1) To employ such investigative, administrative, and clerical
staff as necessary for the enforcement of this chapter;
(2) Upon the request of a board, to appoint pro tem members to
participate as members of a panel of the board in connection with
proceedings specifically identified in the request. Individuals so
appointed must meet the same minimum qualifications as regular members
of the board. Pro tem members appointed for matters under this chapter
are appointed for a term of no more than one year. No pro tem member
may serve more than four one-year terms. While serving as board
members pro tem, persons so appointed have all the powers, duties, and
immunities, and are entitled to the emoluments, including travel
expenses in accordance with RCW 43.03.050 and 43.03.060, of regular
members of the board. The chairperson of a panel shall be a regular
member of the board appointed by the board chairperson. Panels have
authority to act as directed by the board with respect to all matters
concerning the review, investigation, and adjudication of all
complaints, allegations, charges, and matters subject to the
jurisdiction of the board. The authority to act through panels does
not restrict the authority of the board to act as a single body at any
phase of proceedings within the board's jurisdiction. Board panels may
make interim orders and issue final decisions with respect to matters
and cases delegated to the panel by the board. Final decisions may be
appealed as provided in chapter 34.05 RCW, the administrative procedure
act;
(3) To establish fees to be paid for witnesses, expert witnesses,
and consultants used in any investigation and to establish fees to
witnesses in any agency adjudicative proceeding as authorized by RCW
34.05.446;
(4) To conduct investigations and practice reviews at the direction
of the disciplining authority and to issue subpoenas, administer oaths,
and take depositions in the course of conducting those investigations
and practice reviews at the direction of the disciplining authority;
(5) To take emergency action ordering summary suspension of a
license, or restriction or limitation of the license holder's practice
pending proceedings by the disciplining authority. Consistent with RCW
18.130.370, the secretary shall issue a summary suspension of the
license or temporary practice permit of a license holder prohibited
from practicing a health care profession in another state, federal, or
foreign jurisdiction because of an act of unprofessional conduct that
is substantially equivalent to an act of unprofessional conduct
prohibited by this chapter or any of the chapters specified in RCW
18.130.040. The summary suspension remains in effect until proceedings
by the Washington disciplining authority have been completed;
(6) To have the health professions regulatory program establish a
system to recruit potential public members, to review the
qualifications of such potential members, and to provide orientation to
those public members appointed pursuant to law by the governor or the
secretary to the boards and commissions specified in RCW
18.130.040(2)(b), and to the advisory committees and councils for
professions specified in RCW 18.130.040(2)(a); and
(((6))) (7) To adopt rules, in consultation with the disciplining
authorities, requiring every license holder to report information
identified in RCW 18.130.070.
NEW SECTION. Sec. 5 (1)(a) A licensee must produce documents,
records, or other items that are within his or her possession or
control within twenty-one days of service of a request by a
disciplining authority. If the twenty-one day limit results in a
hardship upon the licensee, he or she may request for good cause an
extension not to exceed thirty additional days.
(b) In the event the licensee fails to produce the documents,
records, or other items as requested by the disciplining authority or
fails to obtain an extension of the time for response, the disciplining
authority may issue a written citation and assess a fine of up to one
hundred dollars per day for each day after the issuance of the citation
until the documents, records, or other items are produced.
(c) In no event may the administrative fine assessed by the
disciplining authority exceed five thousand dollars for each
investigation made with respect to the violation.
(2) Citations issued under this section must include the following:
(a) A statement that the citation represents a determination that
the person named has failed to produce documents, records, or other
items as required by this section and that the determination is final
unless contested as provided in this section;
(b) A statement of the specific circumstances;
(c) A statement of the monetary fine, which is up to one hundred
dollars per day for each day after the issuance of the citation;
(d) A statement informing the licensee that if the licensee desires
a hearing to contest the finding of a violation, the hearing must be
requested by written notice to the disciplining authority within twenty
days of the date of issuance of the citation. The hearing is limited
to the issue of whether the licensee timely produced the requested
documents, records, or other items or had good cause for failure to do
so; and
(e) A statement that in the event a licensee fails to pay a fine
within thirty days of the date of assessment, the full amount of the
assessed fine must be added to the fee for renewal of the license
unless the citation is being appealed.
(3) RCW 18.130.165 governs proof and enforcement of the fine.
(4) Administrative fines collected under this section must be
deposited in the health professions account created in RCW 43.70.320.
(5) Issuance of a citation under this section does not preclude the
disciplining authority from pursuing other action under this chapter.
(6) The disciplining authority shall establish and make available
to licensees the maximum daily monetary fine that may be issued under
subsection (2)(c) of this section. The disciplining authority shall
review the maximum fine on a regular basis, but at a minimum, each
biennium.
Sec. 6 RCW 18.130.080 and 2006 c 99 s 5 are each amended to read
as follows:
(1) ((A person, including but not limited to consumers, licensees,
corporations, organizations, health care facilities, impaired
practitioner programs, or voluntary substance abuse monitoring programs
approved by disciplining authorities, and state and local governmental
agencies,)) (a) An individual, an impaired practitioner program, or a
voluntary substance abuse monitoring program approved by a disciplining
authority may submit a written complaint to the disciplining authority
charging a license holder or applicant with unprofessional conduct and
specifying the grounds therefor or to report information to the
disciplining authority, or voluntary substance abuse monitoring
program, or an impaired practitioner program approved by the
disciplining authority, which indicates that the license holder may not
be able to practice his or her profession with reasonable skill and
safety to consumers as a result of a mental or physical condition.
(b)(i) Every license holder, corporation, organization, health care
facility, and state and local governmental agency that employs a
license holder shall report to the disciplining authority when any
license holder's services have been terminated or restricted based upon
a determination that the license holder has either committed an act or
acts that may constitute unprofessional conduct or that the license
holder may not be able to practice his or her profession with
reasonable skill and safety to consumers as a result of a mental or
physical condition.
(ii) All reports required by (b)(i) of this subsection must be
submitted to the disciplining authority as soon as possible, but no
later than twenty days after a determination has been made. A report
should contain the following information, if known:
(A) The name, address, and telephone number of the person making
the report;
(B) The name, address, and telephone number of the license holder
being reported;
(C) The case number of any patient whose treatment is the subject
of the report;
(D) A brief description or summary of the facts that gave rise to
the issuance of the report, including dates of occurrences;
(E) If court action is involved, the name of the court in which the
action is filed, the date of filing, and the docket number; and
(F) Any further information that would aid in the evaluation of the
report.
(iii) Mandatory reports required by (b)(i) of this subsection are
exempt from public inspection and copying to the extent permitted under
chapter 42.56 RCW or to the extent that public inspection or copying of
the report would invade or violate a person's right to privacy as set
forth in RCW 42.56.050.
(2) If the disciplining authority determines that ((the)) a
complaint submitted under subsection (1) of this section merits
investigation, or if the disciplining authority has reason to believe,
without a formal complaint, that a license holder or applicant may have
engaged in unprofessional conduct, the disciplining authority shall
investigate to determine whether there has been unprofessional conduct.
In conducting the investigation, the disciplining authority may consult
with a practitioner or practitioners who utilize the procedure in
question in the complaint in their practices to determine whether the
license holder or applicant against whom the complaint has been filed
is guilty of unprofessional conduct. In determining whether or not to
investigate, the disciplining authority shall consider any prior
complaints received by the disciplining authority, any prior findings
of fact under RCW 18.130.110, any stipulations to informal disposition
under RCW 18.130.172, and any comparable action taken by other state
disciplining authorities.
(((2))) (3) Notwithstanding subsection (((1))) (2) of this section,
the disciplining authority shall initiate an investigation in every
instance where:
(a) The disciplining authority receives information that a health
care provider has been disqualified from participating in the federal
medicare program, under Title XVIII of the federal social security act,
or the federal medicaid program, under Title XIX of the federal social
security act; or
(b) There is a pattern of complaints, arrests, or other actions
that may not have resulted in a formal adjudication of wrongdoing, but
when considered together demonstrate a pattern of similar conduct that,
without investigation, may pose a risk to the safety of the license
holder's patients.
(((3) A person who files a complaint or reports information under
this section in good faith is immune from suit in any civil action
related to the filing or contents of the complaint.))
(4) Failure of an entity to submit a mandatory report to the
disciplining authority under subsection (1)(b) of this section is
punishable by a civil penalty not to exceed five hundred dollars and
constitutes unprofessional conduct.
(5) If a report has been made by a hospital to the department under
RCW 70.41.210, a report to the disciplining authority under subsection
(1)(b) of this section is not required.
(6) A person is immune from civil liability, whether direct or
derivative, for providing information in good faith to the disciplining
authority under this section.
Sec. 7 RCW 18.130.140 and 1984 c 279 s 14 are each amended to
read as follows:
An individual who has been disciplined ((or)), whose license has
been denied, or whose license has been granted with conditions by a
disciplining authority may appeal the decision as provided in chapter
34.05 RCW.
Sec. 8 RCW 18.130.150 and 1997 c 58 s 831 are each amended to
read as follows:
A person whose license has been suspended ((or revoked)) under this
chapter may petition the disciplining authority for reinstatement after
an interval as determined by the disciplining authority in the order.
A person whose license has been revoked under this chapter may petition
the disciplining authority for reinstatement no sooner than five years
after the effective date of the revocation. The disciplining authority
shall hold hearings on the petition and may deny the petition or may
order reinstatement and impose terms and conditions as provided in RCW
18.130.160 and issue an order of reinstatement. The disciplining
authority may require successful completion of an examination as a
condition of reinstatement.
A person whose license has been suspended for noncompliance with a
support order or ((a residential or)) visitation order under RCW
74.20A.320 may petition for reinstatement at any time by providing the
secretary a release issued by the department of social and health
services stating that the person is in compliance with the order. If
the person has continued to meet all other requirements for
reinstatement during the suspension, the secretary shall automatically
reissue the person's license upon receipt of the release, and payment
of a reinstatement fee, if any.
Sec. 9 RCW 18.130.160 and 2006 c 99 s 6 and 2006 c 8 s 104 are
each reenacted and amended to read as follows:
Upon a finding, after hearing, that a license holder ((or
applicant)) has committed unprofessional conduct or is unable to
practice with reasonable skill and safety due to a physical or mental
condition, the disciplining authority ((may consider the imposition of
sanctions, taking into account)) shall issue an order including
sanctions adopted in accordance with the schedule adopted under section
14 of this act giving proper consideration to any prior findings of
fact under RCW 18.130.110, any stipulations to informal disposition
under RCW 18.130.172, and any action taken by other in-state or out-of-state disciplining authorities((, and issue an)). The order
((providing)) must provide for one or any combination of the following,
as directed by the schedule:
(1) Revocation of the license;
(2) Suspension of the license for a fixed or indefinite term;
(3) Restriction or limitation of the practice;
(4) Requiring the satisfactory completion of a specific program of
remedial education or treatment;
(5) The monitoring of the practice by a supervisor approved by the
disciplining authority;
(6) Censure or reprimand;
(7) Compliance with conditions of probation for a designated period
of time;
(8) Payment of a fine for each violation of this chapter, not to
exceed five thousand dollars per violation. Funds received shall be
placed in the health professions account;
(9) Denial of the license request;
(10) Corrective action;
(11) Refund of fees billed to and collected from the consumer;
(12) A surrender of the practitioner's license in lieu of other
sanctions, which must be reported to the federal data bank.
Any of the actions under this section may be totally or partly
stayed by the disciplining authority. Safeguarding the public's health
and safety is the paramount responsibility of every disciplining
authority ((and)). In determining what action is appropriate, the
disciplining authority must consider the schedule adopted under section
14 of this act. Where the schedule allows flexibility in determining
the appropriate sanction, the disciplining authority must first
consider what sanctions are necessary to protect or compensate the
public. Only after such provisions have been made may the disciplining
authority consider and include in the order requirements designed to
rehabilitate the license holder ((or applicant)). All costs associated
with compliance with orders issued under this section are the
obligation of the license holder ((or applicant)).
The disciplining authority may determine that a case presents
unique circumstances that the schedule adopted under section 14 of this
act does not adequately address. The disciplining authority may
deviate from the schedule adopted under section 14 of this act when
selecting appropriate sanctions, but the disciplining authority must
issue a written explanation of the basis for not following the
schedule.
The ((licensee or applicant)) license holder may enter into a
stipulated disposition of charges that includes one or more of the
sanctions of this section, but only after a statement of charges has
been issued and the ((licensee)) license holder has been afforded the
opportunity for a hearing and has elected on the record to forego such
a hearing. The stipulation shall either contain one or more specific
findings of unprofessional conduct or inability to practice, or a
statement by the ((licensee)) license holder acknowledging that
evidence is sufficient to justify one or more specified findings of
unprofessional conduct or inability to practice. The stipulation
entered into pursuant to this subsection shall be considered formal
disciplinary action for all purposes.
Sec. 10 RCW 18.130.165 and 1993 c 367 s 20 are each amended to
read as follows:
Where an order for payment of a fine is made as a result of a
citation under section 5 of this act or a hearing under RCW 18.130.100
or 18.130.190 and timely payment is not made as directed in the final
order, the disciplining authority may enforce the order for payment in
the superior court in the county in which the hearing was held. This
right of enforcement shall be in addition to any other rights the
disciplining authority may have as to any licensee ordered to pay a
fine but shall not be construed to limit a licensee's ability to seek
judicial review under RCW 18.130.140.
In any action for enforcement of an order of payment of a fine, the
disciplining authority's order is conclusive proof of the validity of
the order of payment of a fine and the terms of payment.
Sec. 11 RCW 18.130.170 and 1995 c 336 s 8 are each amended to
read as follows:
(1) If the disciplining authority believes a license holder ((or
applicant)) may be unable to practice with reasonable skill and safety
to consumers by reason of any mental or physical condition, a statement
of charges in the name of the disciplining authority shall be served on
the license holder ((or applicant)) and notice shall also be issued
providing an opportunity for a hearing. The hearing shall be limited
to the sole issue of the capacity of the license holder ((or
applicant)) to practice with reasonable skill and safety. If the
disciplining authority determines that the license holder ((or
applicant)) is unable to practice with reasonable skill and safety for
one of the reasons stated in this subsection, the disciplining
authority shall impose such sanctions under RCW 18.130.160 as is deemed
necessary to protect the public.
(2)(a) In investigating or adjudicating a complaint or report that
a license holder ((or applicant)) may be unable to practice with
reasonable skill or safety by reason of any mental or physical
condition, the disciplining authority may require a license holder ((or
applicant)) to submit to a mental or physical examination by one or
more licensed or certified health professionals designated by the
disciplining authority. The license holder ((or applicant)) shall be
provided written notice of the disciplining authority's intent to order
a mental or physical examination, which notice shall include: (i) A
statement of the specific conduct, event, or circumstances justifying
an examination; (ii) a summary of the evidence supporting the
disciplining authority's concern that the license holder ((or
applicant)) may be unable to practice with reasonable skill and safety
by reason of a mental or physical condition, and the grounds for
believing such evidence to be credible and reliable; (iii) a statement
of the nature, purpose, scope, and content of the intended examination;
(iv) a statement that the license holder ((or applicant)) has the right
to respond in writing within twenty days to challenge the disciplining
authority's grounds for ordering an examination or to challenge the
manner or form of the examination; and (v) a statement that if the
license holder ((or applicant)) timely responds to the notice of
intent, then the license holder ((or applicant)) will not be required
to submit to the examination while the response is under consideration.
(b) Upon submission of a timely response to the notice of intent to
order a mental or physical examination, the license holder ((or
applicant)) shall have an opportunity to respond to or refute such an
order by submission of evidence or written argument or both. The
evidence and written argument supporting and opposing the mental or
physical examination shall be reviewed by either a panel of the
disciplining authority members who have not been involved with the
allegations against the license holder ((or applicant)) or a neutral
decision maker approved by the disciplining authority. The reviewing
panel of the disciplining authority or the approved neutral decision
maker may, in its discretion, ask for oral argument from the parties.
The reviewing panel of the disciplining authority or the approved
neutral decision maker shall prepare a written decision as to whether:
There is reasonable cause to believe that the license holder ((or
applicant)) may be unable to practice with reasonable skill and safety
by reason of a mental or physical condition, or the manner or form of
the mental or physical examination is appropriate, or both.
(c) Upon receipt by the disciplining authority of the written
decision, or upon the failure of the license holder ((or applicant)) to
timely respond to the notice of intent, the disciplining authority may
issue an order requiring the license holder ((or applicant)) to undergo
a mental or physical examination. All such mental or physical
examinations shall be narrowly tailored to address only the alleged
mental or physical condition and the ability of the license holder ((or
applicant)) to practice with reasonable skill and safety. An order of
the disciplining authority requiring the license holder ((or
applicant)) to undergo a mental or physical examination is not a final
order for purposes of appeal. The cost of the examinations ordered by
the disciplining authority shall be paid out of the health professions
account. In addition to any examinations ordered by the disciplining
authority, the licensee may submit physical or mental examination
reports from licensed or certified health professionals of the license
holder's ((or applicant's)) choosing and expense.
(d) If the disciplining authority finds that a license holder ((or
applicant)) has failed to submit to a properly ordered mental or
physical examination, then the disciplining authority may order
appropriate action or discipline under RCW 18.130.180(9), unless the
failure was due to circumstances beyond the person's control. However,
no such action or discipline may be imposed unless the license holder
((or applicant)) has had the notice and opportunity to challenge the
disciplining authority's grounds for ordering the examination, to
challenge the manner and form, to assert any other defenses, and to
have such challenges or defenses considered by either a panel of the
disciplining authority members who have not been involved with the
allegations against the license holder ((or applicant)) or a neutral
decision maker approved by the disciplining authority, as previously
set forth in this section. Further, the action or discipline ordered
by the disciplining authority shall not be more severe than a
suspension of the license, certification, registration, or application
until such time as the license holder ((or applicant)) complies with
the properly ordered mental or physical examination.
(e) Nothing in this section shall restrict the power of a
disciplining authority to act in an emergency under RCW 34.05.422(4),
34.05.479, and ((18.130.050(7))) 18.130.060(5).
(f) A determination by a court of competent jurisdiction that a
license holder ((or applicant)) is mentally incompetent or mentally ill
is presumptive evidence of the license holder's ((or applicant's))
inability to practice with reasonable skill and safety. An individual
affected under this section shall at reasonable intervals be afforded
an opportunity, at his or her expense, to demonstrate that the
individual can resume competent practice with reasonable skill and
safety to the consumer.
(3) For the purpose of subsection (2) of this section, ((an
applicant or)) a license holder governed by this chapter, by making
application, practicing, or filing a license renewal, is deemed to have
given consent to submit to a mental, physical, or psychological
examination when directed in writing by the disciplining authority and
further to have waived all objections to the admissibility or use of
the examining health professional's testimony or examination reports by
the disciplining authority on the ground that the testimony or reports
constitute privileged communications.
Sec. 12 RCW 18.130.172 and 2000 c 171 s 29 are each amended to
read as follows:
(1) Prior to serving a statement of charges under RCW 18.130.090 or
18.130.170, the disciplinary authority may furnish a statement of
allegations to the licensee ((or applicant)) along with a detailed
summary of the evidence relied upon to establish the allegations and a
proposed stipulation for informal resolution of the allegations. These
documents shall be exempt from public disclosure until such time as the
allegations are resolved either by stipulation or otherwise.
(2) The disciplinary authority and the ((applicant or)) licensee
may stipulate that the allegations may be disposed of informally in
accordance with this subsection. The stipulation shall contain a
statement of the facts leading to the filing of the complaint; the act
or acts of unprofessional conduct alleged to have been committed or the
alleged basis for determining that the ((applicant or)) licensee is
unable to practice with reasonable skill and safety; a statement that
the stipulation is not to be construed as a finding of either
unprofessional conduct or inability to practice; an acknowledgement
that a finding of unprofessional conduct or inability to practice, if
proven, constitutes grounds for discipline under this chapter; and an
agreement on the part of the licensee ((or applicant)) that the
sanctions set forth in RCW 18.130.160, except RCW 18.130.160 (1), (2),
(6), and (8), may be imposed as part of the stipulation, except that no
fine may be imposed but the licensee ((or applicant)) may agree to
reimburse the disciplinary authority the costs of investigation and
processing the complaint up to an amount not exceeding one thousand
dollars per allegation; and an agreement on the part of the
disciplinary authority to forego further disciplinary proceedings
concerning the allegations. A stipulation entered into pursuant to
this subsection shall not be considered formal disciplinary action.
(3) If the licensee ((or applicant)) declines to agree to
disposition of the charges by means of a stipulation pursuant to
subsection (2) of this section, the disciplinary authority may proceed
to formal disciplinary action pursuant to RCW 18.130.090 or 18.130.170.
(4) Upon execution of a stipulation under subsection (2) of this
section by both the licensee ((or applicant)) and the disciplinary
authority, the complaint is deemed disposed of and shall become subject
to public disclosure on the same basis and to the same extent as other
records of the disciplinary authority. Should the licensee ((or
applicant)) fail to pay any agreed reimbursement within thirty days of
the date specified in the stipulation for payment, the disciplinary
authority may seek collection of the amount agreed to be paid in the
same manner as enforcement of a fine under RCW 18.130.165.
Sec. 13 RCW 18.130.180 and 1995 c 336 s 9 are each amended to
read as follows:
The following conduct, acts, or conditions constitute
unprofessional conduct for any license holder ((or applicant)) under
the jurisdiction of this chapter:
(1) The commission of any act involving moral turpitude,
dishonesty, or corruption relating to the practice of the person's
profession, whether the act constitutes a crime or not. If the act
constitutes a crime, conviction in a criminal proceeding is not a
condition precedent to disciplinary action. Upon such a conviction,
however, the judgment and sentence is conclusive evidence at the
ensuing disciplinary hearing of the guilt of the license holder or
applicant of the crime described in the indictment or information, and
of the person's violation of the statute on which it is based. For the
purposes of this section, conviction includes all instances in which a
plea of guilty or nolo contendere is the basis for the conviction and
all proceedings in which the sentence has been deferred or suspended.
Nothing in this section abrogates rights guaranteed under chapter 9.96A
RCW;
(2) Misrepresentation or concealment of a material fact in
obtaining a license or in reinstatement thereof;
(3) All advertising which is false, fraudulent, or misleading;
(4) Incompetence, negligence, or malpractice which results in
injury to a patient or which creates an unreasonable risk that a
patient may be harmed. The use of a nontraditional treatment by itself
shall not constitute unprofessional conduct, provided that it does not
result in injury to a patient or create an unreasonable risk that a
patient may be harmed;
(5) Suspension, revocation, or restriction of the individual's
license to practice any health care profession by competent authority
in any state, federal, or foreign jurisdiction, a certified copy of the
order, stipulation, or agreement being conclusive evidence of the
revocation, suspension, or restriction;
(6) The possession, use, prescription for use, or distribution of
controlled substances or legend drugs in any way other than for
legitimate or therapeutic purposes, diversion of controlled substances
or legend drugs, the violation of any drug law, or prescribing
controlled substances for oneself;
(7) Violation of any state or federal statute or administrative
rule regulating the profession in question, including any statute or
rule defining or establishing standards of patient care or professional
conduct or practice;
(8) Failure to cooperate with the disciplining authority by:
(a) Not furnishing any papers ((or)), documents, records, or other
items;
(b) Not furnishing in writing a full and complete explanation
covering the matter contained in the complaint filed with the
disciplining authority;
(c) Not responding to subpoenas issued by the disciplining
authority, whether or not the recipient of the subpoena is the accused
in the proceeding; or
(d) Not providing reasonable and timely access for authorized
representatives of the disciplining authority seeking to perform
practice reviews at facilities utilized by the license holder;
(9) Failure to comply with an order issued by the disciplining
authority or a stipulation for informal disposition entered into with
the disciplining authority;
(10) Aiding or abetting an unlicensed person to practice when a
license is required;
(11) Violations of rules established by any health agency;
(12) Practice beyond the scope of practice as defined by law or
rule;
(13) Misrepresentation or fraud in any aspect of the conduct of the
business or profession;
(14) Failure to adequately supervise auxiliary staff to the extent
that the consumer's health or safety is at risk;
(15) Engaging in a profession involving contact with the public
while suffering from a contagious or infectious disease involving
serious risk to public health;
(16) Promotion for personal gain of any unnecessary or
inefficacious drug, device, treatment, procedure, or service;
(17) Conviction of any gross misdemeanor or felony relating to the
practice of the person's profession. For the purposes of this
subsection, conviction includes all instances in which a plea of guilty
or nolo contendere is the basis for conviction and all proceedings in
which the sentence has been deferred or suspended. Nothing in this
section abrogates rights guaranteed under chapter 9.96A RCW;
(18) The procuring, or aiding or abetting in procuring, a criminal
abortion;
(19) The offering, undertaking, or agreeing to cure or treat
disease by a secret method, procedure, treatment, or medicine, or the
treating, operating, or prescribing for any health condition by a
method, means, or procedure which the licensee refuses to divulge upon
demand of the disciplining authority;
(20) The willful betrayal of a practitioner-patient privilege as
recognized by law;
(21) Violation of chapter 19.68 RCW;
(22) Interference with an investigation or disciplinary proceeding
by willful misrepresentation of facts before the disciplining authority
or its authorized representative, or by the use of threats or
harassment against any patient or witness to prevent them from
providing evidence in a disciplinary proceeding or any other legal
action, or by the use of financial inducements to any patient or
witness to prevent or attempt to prevent him or her from providing
evidence in a disciplinary proceeding;
(23) Current misuse of:
(a) Alcohol;
(b) Controlled substances; or
(c) Legend drugs;
(24) Abuse of a client or patient or sexual contact with a client
or patient;
(25) Acceptance of more than a nominal gratuity, hospitality, or
subsidy offered by a representative or vendor of medical or health-related products or services intended for patients, in contemplation of
a sale or for use in research publishable in professional journals,
where a conflict of interest is presented, as defined by rules of the
disciplining authority, in consultation with the department, based on
recognized professional ethical standards.
NEW SECTION. Sec. 14 A new section is added to chapter 18.130
RCW to read as follows:
(1) The disciplining authorities identified in RCW 18.130.040(2)(b)
shall review the secretary's sanctioning guidelines and shall
collaborate to develop a schedule that defines appropriate ranges of
sanctions that are applicable upon a determination that a license
holder has committed unprofessional conduct as defined in this chapter
or the chapters specified in RCW 18.130.040(2). The schedule must
identify aggravating and mitigating circumstances that may enhance or
reduce the sanction imposed by the disciplining authority for
unprofessional conduct. The schedule must apply to all disciplining
authorities. In addition, the disciplining authorities shall make
provisions for instances in which there are multiple findings of
unprofessional conduct. When establishing the proposed schedule, the
disciplining authorities shall consider maintaining consistent sanction
determinations that maximize the protection of the public's health and
while maintaining the rights of health care providers of the different
health professions. The disciplining authorities shall submit the
proposed schedule and recommendations to modify or adopt the
secretary's guidelines to the secretary no later than November 15,
2007.
(2) The secretary shall adopt rules establishing a uniform sanction
schedule to be applied to all disciplinary actions commenced under this
chapter after January 1, 2008. The secretary shall review the proposed
schedule developed in accordance with subsection (1) of this section
and may modify the schedule as necessary to provide greater protection
to the public. The secretary shall use his or her emergency
rule-making authority pursuant to the procedures under chapter 34.05
RCW, to adopt rules that take effect no later than January 1, 2008, to
implement the schedule.
(3) The disciplining authority may determine that a case presents
unique circumstances that the schedule adopted under this section does
not adequately address. The disciplining authority may deviate from
the schedule adopted under this section when selecting appropriate
sanctions, but the disciplining authority must issue a written
explanation in the order of the basis for not following the schedule.
(4) The secretary shall report to the legislature by January 15,
2008, on the sanctioning schedule adopted.
Sec. 15 RCW 9.96A.020 and 1999 c 16 s 1 are each amended to read
as follows:
(1) Subject to the exceptions in subsections (3) and (4) of this
section, and unless there is another provision of law to the contrary,
a person is not disqualified from employment by the state of Washington
or any of its counties, cities, towns, municipal corporations, or
quasi-municipal corporations, nor is a person disqualified to practice,
pursue or engage in any occupation, trade, vocation, or business for
which a license, permit, certificate, or registration is required to be
issued by the state of Washington or any of its counties, cities,
towns, municipal corporations, or quasi-municipal corporations solely
because of a prior conviction of a felony. However, this section does
not preclude the fact of any prior conviction of a crime from being
considered.
(2) A person may be denied employment by the state of Washington or
any of its counties, cities, towns, municipal corporations, or quasi-municipal corporations, or a person may be denied a license, permit,
certificate or registration to pursue, practice, or engage in an
occupation, trade, vocation, or business by reason of the prior
conviction of a felony if the felony for which he or she was convicted
directly relates to the position of employment sought or to the
specific occupation, trade, vocation, or business for which the
license, permit, certificate, or registration is sought, and the time
elapsed since the conviction is less than ten years. However, for
positions in the county treasurer's office, a person may be
disqualified from employment because of a prior guilty plea or
conviction of a felony involving embezzlement or theft, even if the
time elapsed since the guilty plea or conviction is ten years or more.
(3) A person is disqualified for any certificate required or
authorized under chapters 28A.405 or 28A.410 RCW, because of a prior
guilty plea or the conviction of a felony involving sexual exploitation
of a child under chapter 9.68A RCW, sexual offenses under chapter 9A.44
RCW where a minor is the victim, promoting prostitution of a minor
under chapter 9A.88 RCW, or a violation of similar laws of another
jurisdiction, even if the time elapsed since the guilty plea or
conviction is ten years or more.
(4) A person is disqualified from employment by school districts,
educational service districts, and their contractors hiring employees
who will have regularly scheduled unsupervised access to children,
because of a prior guilty plea or conviction of a felony involving
sexual exploitation of a child under chapter 9.68A RCW, sexual offenses
under chapter 9A.44 RCW where a minor is the victim, promoting
prostitution of a minor under chapter 9A.88 RCW, or a violation of
similar laws of another jurisdiction, even if the time elapsed since
the guilty plea or conviction is ten years or more.
(5) The provisions of this chapter do not apply to issuance of
licenses or credentials for professions regulated under chapter 18.130
RCW.
(6) Subsections (3) and (4) of this section only apply to a person
applying for a certificate or for employment on or after July 25, 1993.
Subsection (5) of this section only applies to a person applying for a
license or credential on or after the effective date of this section.
Sec. 16 RCW 9.95.240 and 2003 c 66 s 1 are each amended to read
as follows:
(1) Every defendant who has fulfilled the conditions of his or her
probation for the entire period thereof, or who shall have been
discharged from probation prior to the termination of the period
thereof, may at any time prior to the expiration of the maximum period
of punishment for the offense for which he or she has been convicted be
permitted in the discretion of the court to withdraw his or her plea of
guilty and enter a plea of not guilty, or if he or she has been
convicted after a plea of not guilty, the court may in its discretion
set aside the verdict of guilty; and in either case, the court may
thereupon dismiss the information or indictment against such defendant,
who shall thereafter be released from all penalties and disabilities
resulting from the offense or crime of which he or she has been
convicted. The probationer shall be informed of this right in his or
her probation papers: PROVIDED, That in any subsequent prosecution,
for any other offense, such prior conviction may be pleaded and proved,
and shall have the same effect as if probation had not been granted, or
the information or indictment dismissed.
(2)(a) After the period of probation has expired, the defendant may
apply to the sentencing court for a vacation of the defendant's record
of conviction under RCW 9.94A.640. The court may, in its discretion,
clear the record of conviction if it finds the defendant has met the
equivalent of the tests in RCW 9.94A.640(2) as those tests would be
applied to a person convicted of a crime committed before July 1, 1984.
(b) The clerk of the court in which the vacation order is entered
shall immediately transmit the order vacating the conviction to the
Washington state patrol identification section and to the local police
agency, if any, which holds criminal history information for the person
who is the subject of the conviction. The Washington state patrol and
any such local police agency shall immediately update their records to
reflect the vacation of the conviction, and shall transmit the order
vacating the conviction to the federal bureau of investigation. A
conviction that has been vacated under this section may not be
disseminated or disclosed by the state patrol or local law enforcement
agency to any person, except other criminal justice enforcement
agencies.
(3) This section does not apply to chapter 18.130 RCW.
NEW SECTION. Sec. 17 A new section is added to chapter 42.52 RCW
to read as follows:
Members of a health profession board or commission as identified in
RCW 18.130.040(2)(b) may express their professional opinions to an
elected official about the work of the board or commission on which the
member serves, even if those opinions differ from the department of
health's official position. Such communication shall be to inform the
elected official and not to lobby in support or opposition to any
initiative to the legislature.
NEW SECTION. Sec. 18 A new section is added to chapter 18.130
RCW to read as follows:
In order to sustain a complaint against a license holder or
applicant, the disciplining authority must provide the testimony of at
least one practitioner who utilizes the procedure that is the subject
of the complaint in question in his or her practice, or when there is
no practitioner who utilizes the procedure in question that is readily
available, a practitioner who practices complementary alternative
medicine may be used, to establish the license holder or applicant is
guilty of unprofessional conduct.
NEW SECTION. Sec. 19 Sections 2 and 5 of this act are each added
to chapter
SHB 1300 -
By Senator Keiser
On page 1, line 1 of the title, after "penalties;" strike the remainder of the title and insert "amending RCW 18.130.040, 18.130.050, 18.130.060, 18.130.080, 18.130.140, 18.130.150, 18.130.165, 18.130.170, 18.130.172, 18.130.180, 9.96A.020, and 9.95.240; reenacting and amending RCW 18.130.160; adding new sections to chapter 18.130 RCW; adding a new section to chapter 42.52 RCW; and prescribing penalties."