PROPOSED RULES
CLEAN AIR AGENCY
Original Notice.
Exempt from preproposal statement of inquiry under RCW 70.94.141(1).
Title of Rule: Amend Regulation I - Sections 3.11, 5.07, 6.11, and 7.07 and Regulation III - Section 2.02.
Purpose: Adjust maximum civil penalty amount for inflation; adjust fees for Registration and Operating Permit programs to cover administration costs; reference the North American Industrial Classification System (NAICS) codes for fees based on Standard Industrial Classification (SIC) categories; update delegations for federal NSPS and NESHAPs.
Other Identifying Information: Regulation I, Section 3.11 - Civil Penalties; Section 5.07 - Registration Fees; Section 6.11 - New Source Performance Standards (NSPS); Section 7.07 - Operating Permit Fees. Regulation III - Section 2.02 - National Emission Standards for Hazardous Air Pollutants (NESHAPs).
Statutory Authority for Adoption: RCW 70.94.
Statute Being Implemented: RCW 70.94.141.
Summary: This proposal would adjust the maximum civil penalty amount to account for inflation; adjust the fees for the Registration and Operating Permit programs to cover the costs of administering these programs; assign newer NAICS codes for fees based on the SIC codes; and update the delegations for federal NSPS and NESHAPs.
Reasons Supporting Proposal: The maximum civil penalty amount needs to be adjusted for inflation. The fees for Registration and Operating Permits need to cover the costs of administering the programs. The 1987 SIC based categories will be replaced next year by the 1997 NAICS codes. The delegations for NSPS and NESHAPs need to be updated.
Name of Agency Personnel Responsible for Drafting: John Anderson, 110 Union Street, #500, Seattle, WA 98101, (206) 689-4051; Implementation: Dave Kircher, 110 Union Street, #500, Seattle, WA 98101, (206) 689-4050; and Enforcement: Neal Shulman, 110 Union Street, #500, Seattle, WA 98101, (206) 689-4078.
Name of Proponent: Puget Sound Clean Air Agency, governmental.
Agency Comments or Recommendations, if any, as to Statutory Language, Implementation, Enforcement, and Fiscal Matters: The state implementation plan will be updated to reflect these amendments.
Rule is not necessitated by federal law, federal or state court decision.
Explanation of Rule, its Purpose, and Anticipated Effects: This proposal will adjust the maximum civil penalty amount to account for inflation. It would adjust the fees for the Registration and Operating Permit programs to cover the costs of administering these programs. It would assign the newer NAICS codes for fees based on the SIC categories. It will update the delegation for federal NSPS and NESHAPs.
Proposal Changes the Following Existing Rules: This proposal will adjust the maximum civil penalty amount. It would adjust the fees for the Registration and Operating Permit programs. It would assign the newer NAICS codes for fees based on the SIC categories. It will update the delegation for federal NSPS and NESHAPs.
No small business economic impact statement has been prepared under RCW 19.85. This agency is not subject to the small business economic impact provision of the Administrative Procedure Act.
RCW 34.05.328 does not apply to this rule adoption. Pursuant to RCW 70.94.141(1), RCW 34.05.328 does not apply to this rule adoption.
Hearing Location: Puget Sound Clean Air Agency Offices, 110 Union Street, #500, Seattle, WA 98101, on September 9, 1999, at 9:00 a.m.
Assistance for Persons with Disabilities: Contact Agency Receptionist, (206) 689-4010, by September 2, 1999, TDD (800) 833-6388, or (800) 833-6385 (Braille).
Submit Written Comments to: Dennis McLerran, Puget Sound Clean Air Agency, 110 Union Street, #500, Seattle, WA 98101, fax (206) 343-7522, by August 30, 1999.
Date of Intended Adoption: September 9, 1999.
August 3, 1999
John K. Anderson
Senior Engineer
AMENDATORY SECTION
REGULATION I SECTION 3.11 CIVIL PENALTIES
(a) Any person who violates any of the provisions of
RCW 70.94 or any of the
rules or regulations in force pursuant thereto, may incur a civil penalty in an amount not to
exceed (($12,288.00)) $12,718.00 per day for each violation.
(b) Any person who fails to take action as specified by an order issued pursuant to
RCW 70.94 or Regulations I, II, and III of the Puget Sound Air Pollution Control
Agency shall be liable for a civil penalty of not more than (($12,288.00)) $12,718.00 for each
day of continued noncompliance.
(c) Within 15 days after receipt of a Notice and Order of Civil Penalty, the person incurring the penalty may apply in writing to the Control Officer for the remission or mitigation of the penalty. Any such request must contain the following:
(1) The name, mailing address, telephone number, and telefacsimile number (if available) of the appealing party;
(2) A copy of the Notice and Order of Civil Penalty appealed from;
(3) A short and plain statement showing the grounds upon which the appealing party considers such order to be unjust or unlawful;
(4) A clear and concise statement of facts upon which the appealing party relies to sustain his or her grounds for appeal;
(5) The relief sought, including the specific nature and extent; and
(6) A statement that the appealing party has read the notice of appeal and believes the contents to be true, followed by the party's signature.
Upon receipt of the application, the Control Officer shall remit or mitigate the penalty only upon a demonstration by the requestor of extraordinary circumstances such as the presence of information or factors not considered in setting the original penalty.
(d) Any civil penalty may also be appealed to the Pollution Control Hearings Board pursuant to RCW 43.21B and WAC 371-08 if the appeal is filed with the Hearings Board and served on the Agency within 30 days after receipt by the person penalized of the notice imposing the penalty or 30 days after receipt of the notice of disposition on the application for relief from penalty.
(e) A civil penalty shall become due and payable on the later of:
(1) 30 days after receipt of the notice imposing the penalty;
(2) 30 days after receipt of the notice of disposition on application for relief from penalty, if such application is made; or
(3) 30 days after receipt of the notice of decision of the Hearings Board if the penalty is appealed.
(f) If the amount of the civil penalty is not paid to the Agency within 30 days after it becomes due and payable, the Agency may bring action to recover the penalty in King County Superior Court or in the superior court of any county in which the violator does business. In these actions, the procedures and rules of evidence shall be the same as in an ordinary civil action.
(g) Civil penalties incurred but not paid shall accrue interest beginning on the 91st day following the date that the penalty becomes due and payable, at the highest rate allowed by RCW 19.52.020 on the date that the penalty becomes due and payable. If violations or penalties are appealed, interest shall not begin to accrue until the 31st day following final resolution of the appeal.
(h) To secure the penalty incurred under this section, the Agency shall have a lien on any vessel used or operated in violation of Regulations I, II, and III which shall be enforced as provided in RCW 60.36.050.
AMENDATORY SECTION
REGULATION I SECTION 5.07 REGISTRATION FEES
(a) The Agency shall levy annual fees as set forth in Section 5.07(c) below for services
provided in administering the registration program. Fees received under the registration
program shall not exceed the cost of administering the program. Registration fees do not apply
to sources subject to Article 7 of Regulation I.
(b) Upon assessment by the Agency, registration fees are due and payable within 30 days. They shall be deemed delinquent if not fully paid within 90 days.
(c) Annual registration fees are assessed either by the emission reporting thresholds or, if below emission thresholds, by the primary Standard Industrial Classification (SIC) of the source:
(1) Emission reporting sources under Section 5.05(d) that equal or exceed any of the
emission thresholds in ((that section)) this paragraph shall be charged an annual registration fee
of $1,000 plus an additional emission rate fee of:
$((15)) 35 for each ton of CO when the CO emissions are equal to or exceed ((25)) 100
tons in ((1997)) 1998, and
$35 for each ton of NOx when the NOx emissions are equal to or exceed 25 tons in
((1997)) 1998, and
$35 for each ton of PM10 when the PM10 emissions are equal to or exceed 25 tons in
((1997)) 1998, and
$35 for each ton of SOx when the SOx emissions are equal to or exceed 25 tons in
((1997)) 1998, and
$35 for each ton of VOC when the VOC emissions are equal to or exceed 25 tons in
((1997)) 1998, and
$((15)) 35 for each ton of ((TAC)) HAP when the facility total ((TAC)) HAP emissions
are equal to or exceed 6 tons in ((1997)) 1998 or when any single individual ((TAC)) HAP
emissions are equal to or exceed 2 tons in ((1997)) 1998.
(2) Emission reporting sources under Section 5.05(d) that equal or exceed ((twice)) any
of the emission thresholds in ((that section)) this paragraph shall be charged the annual
registration fee of $2,000 plus an additional emission rate fee of: ((Section 5.07(c)(1) above
plus an additional $1,000.))
$35 for each ton of CO when the CO emissions are equal to or exceed 200 tons in 1998, and
$35 for each ton of NOx when the NOx emissions are equal to or exceed 50 tons in 1998, and
$35 for each ton of PM10 when the PM10 emissions are equal to or exceed 50 tons in 1998, and
$35 for each ton of SOx when the SOx emissions are equal to or exceed 50 tons in 1998, and
$35 for each ton of VOC when the VOC emissions are equal to or exceed 50 tons in 1998, and
$35 for each ton of HAP when the facility total HAP emissions are equal to or exceed 12 tons in 1998 or when any single individual HAP emissions are equal to or exceed 4 tons in 1998.
(3) Automobile body repair and painting (SIC = 7532, NAICS = 811121)
without EnviroStar rating of 4 or 5 stars. . . . . . . . $250
with EnviroStar rating of 4 or 5 stars(((as certified at the time of annual fee payment))). . . . . . . . $50
(4) Dry-cleaning plants, except rug cleaning (SIC = 7216, NAICS = 812322)
without refrigerated condenser. . . . . . . . $500
with refrigerated condenser. . . . . . . . $150
(5) Gasoline service stations with gasoline annual throughput during the last calendar year (as certified at the time of annual fee payment) of:
(i) more than 1,200,000 gallons. . . . . . . . $400
(ii) 840,001 to 1,200,000 gallons in Kitsap County. . . . . . . . $250
(iii) 600,001 to 1,200,000 gallons in King, Pierce, or Snohomish County. . . . . . . . $250
(iv) 600,001 to 840,000 gallons in Kitsap County. . . . . . . . $150
(v) 200,000 to 600,000 gallons. . . . . . . . $150
(vi) less than 200,000 gallons. . . . . . . . $100
(6) Sources having 10 or more full-time employees at the facility site (as certified at the time of annual fee payment) and requiring registration under Section 5.03 in the following Standard Industrial Classification (SIC) codes (Standard Industrial Classification Manual, Executive Office of the President, Office of Management and Budget, 1987) or North American Industry Classification System (NAICS) codes (North American Industry Classification System Manual, U.S. Executive Office of the President, Office of Management and Budget, 1997) shall be charged an annual registration fee of $1,000:
SIC | NAICS | SIC Description |
1422 | 212312 | Crushed and Broken Limestone |
1429 | 212319 | Crushed and Broken Stone |
1442 | 212321 | Construction Sand and Gravel |
1446 | 212322 | Industrial Sand |
1611 | 23411 | Highway and Street Construction |
2035 | 311421 | Pickled Fruits & Vegetables, Vegetable Sauces & Seasonings, and Salad Dressings |
2077 | 311613 | Animal and Marine Fats and Oils |
2099 | 311999 | Food Preparations |
2491 | 321114 | Wood Preserving |
2834 | 325412 | Pharmaceutical Preparations |
2842 | 325612 | Specialty Cleaning, Polishing, and Sanitation Preparations |
2873 | 325311 | Nitrogenous Fertilizers |
2875 | 325314 | Fertilizers, Mixing Only |
2893 | 32591 | Printing Ink |
2951 | 234110 | Asphalt Paving Mixtures and Blocks |
2952 | 324122 | Asphalt Felts and Coatings |
3061 | 326291 | Molded, Extruded, and Lathe-Cut Mechanical Rubber Goods |
3211 | 327211 | Flat Glass |
3241 | 32731 | Cement, Hydraulic |
3272 | 32739 | Concrete Products, except Block and Brick |
3273 | 32732 | Ready-Mix Concrete |
3275 | 32742 | Gypsum Products |
3291 | 32791 | Abrasive Products |
3292 | 327999 | Asbestos Products |
3295 | 327992 | Minerals and Earths, Ground or Otherwise Treated |
3299 | 327999 | Nonmetallic Mineral Products |
3312 | 331111 | Steel Works, Blast Furnaces, and Rolling Mills |
3315 | 331222 | Steel Wiredrawing and Steel Nails and Spikes |
3321 | 331511 | Gray and Ductile Iron Foundries |
3324 | 331512 | Steel Investment Foundries |
3325 | 331513 | Steel Foundries |
3334 | 331312 | Primary Production of Aluminum |
3341 | 331492 | Secondary Smelting & Refining of Nonferrous Metals |
3365 | 331524 | Aluminum Foundries |
3366 | 331525 | Copper Foundries |
3369 | 331528 | Nonferrous Foundries, except Aluminum and Copper |
3398 | 332811 | Metal Heat Treating |
3433 | 333414 | Heating Equipment, except Electric and Warm Air Furnaces |
3471 | 332813 | Electroplating, Plating, Polishing, Anodizing, and Coloring |
3479 | 332812 | Coating, Engraving, and Allied Services |
3599 | 333999 | Industrial and Commercial Machinery & Equipment |
3674 | 334413 | Semiconductors and Related Devices |
3679 | 334418 | Electronic Components |
3731 | 336611 | Ship Building and Repairing |
4013 | 48821 | Railroad Switching and Terminal Establishments |
4613 | 48691 | Refined Petroleum Pipelines |
4911 | 221122 | Electric Services |
4952 | 22132 | Sewerage Systems, (Treatment Plants) |
4953 | 562111 | Refuse Systems |
5153 | 42251 | Grain and Field Beans |
5169 | 42269 | Chemicals and Allied Products |
7694 | 335312 | Armature Rewinding Shops |
8063 | 62221 | Psychiatric Hospitals |
8069 | 62231 | Specialty Hospitals, except Psychiatric |
8611 | 81391 | Business Associations |
0711 | 115112 | Soil Preparation Services |
1459 | 212325 | Clay, Ceramic, and Refractory Minerals |
1521 | 23321 | General Contractor — Single-Family Homes |
1629 | 23499 | Heavy Construction |
1731 | 23531 | Electrical Work |
2013 | 311612 | Sausages and Other Prepared Meat Products |
2032 | 311422 | Canned Specialties |
2041 | 311211 | Flour and Other Grain Mill Products |
2045 | 311822 | Prepared Flour Mixes and Doughs |
2047 | 311111 | Dog and Cat Food |
2048 | 311119 | Prepared Feeds and Feed Ingredients for Animals and Fowls, except Dogs and Cats |
2052 | 311821 | Cookies and Crackers |
2082 | 31212 | Malt Beverages |
2086 | 312111 | Bottled and Canned Soft Drinks and Carbonated Water |
2091 | 311711 | Canned and Cured Fish and Seafoods |
2095 | 31192 | Roasted Coffee |
2096 | 311919 | Potato Chips, Corn Chips, and Similar Snacks |
2098 | 311823 | Macaroni, Spaghetti, Vermicelli, and Noodles |
2421 | 321113 | Sawmills and Planing Mills |
2426 | 321912 | Hardwood Dimension and Flooring Mills |
2429 | 321113 | Special Product Sawmills |
2431 | 32191 | Millwork |
2434 | 33711 | Wood Kitchen Cabinets |
2439 | 321213 | Structural Wood Members |
2441 | 32192 | Nailed and Lock-Corner Wood Boxes and Shook |
2448 | 32192 | Wood Pallets and Skids |
2452 | 321992 | Prefabricated Wood Buildings and Components |
2493 | 321219 | Reconstituted Wood Products |
2631 | 32213 | Paperboard Mills |
2652 | 322213 | Setup Paperboard Boxes |
2653 | 322211 | Corrugated and Solid Fiber Boxes |
2657 | 322212 | Folded Paperboard Boxes |
2671 | 326112 | Packaging Paper and Plastics Film, Coated and Laminated |
2675 | 322231 | Die-Cut Paper and Paperboard and Cardboard |
2711 | 51111 | Newspapers: Publishing, or Publishing and Printing |
2721 | 51112 | Periodicals: Publishing, or Publishing and Printing |
2731 | 51113 | Books: Publishing, or Publishing and Printing |
2752 | 323110 | Commercial Printing, Lithographic |
2759 | 32311 | Commercial Printing |
2819 | 325188 | Industrial Inorganic Chemicals |
2821 | 325211 | Plastic Materials, Synthetic Resins, and Non-vulcanizable Elastomers |
2851 | 32551 | Paints, Varnishes, Lacquers, Enamels, and Allied Products |
2869 | 325199 | Industrial Organic Chemicals |
3089 | 326199 | Plastics Products |
3271 | 327331 | Concrete Block and Brick |
3441 | 332312 | Fabricated Structural Metal |
3443 | 33242 | Fabricated Plate Work |
3444 | 332322 | Sheet Metal Work |
3446 | 332323 | Architectural and Ornamental Metal Work |
3449 | 332312 | Miscellaneous Structural Metal Work |
3463 | 332112 | Nonferrous Forgings |
3469 | 332116 | Metal Stampings |
3483 | 332993 | Ammunition, except for Small Arms |
3496 | 332618 | Miscellaneous Fabricated Wire Products |
3498 | 332996 | Fabricated Pipe and Pipe Fittings |
3499 | 332999 | Fabricated Metal Products |
3545 | 333515 | Cutting Tools, Machine Tool Accessories, and Machinists’ Precision Measuring Devices |
3556 | 333294 | Food Products Machinery |
3567 | 333994 | Industrial Process Furnaces and Ovens |
3571 | 334111 | Electronic Computers |
3629 | 335999 | Electrical Industrial Apparatus |
3639 | 335228 | Household Appliances |
3648 | 335129 | Lighting Equipment |
3663 | 33422 | Radio & Television Broadcasting and Communications Equipment |
3672 | 334412 | Printed Circuit Boards |
3691 | 335911 | Storage Batteries |
3713 | 336211 | Truck and Bus Bodies |
3721 | 336411 | Aircraft |
3728 | 336413 | Aircraft Parts and Auxiliary Equipment |
3743 | 33651 | Railroad Equipment |
3823 | 334513 | Industrial Instruments for Measurement, Display, and Control of Process Variables; and Related Products |
3873 | 334518 | Watches, Clocks, Clockwork Operated Devices, and Parts |
4173 | 48849 | Terminal and Service Facilities for Motor Vehicle Passenger Transportation |
4212 | 48411 | Local Trucking without Storage |
4222 | 49312 | Refrigerated Warehousing and Storage |
4491 | 48832 | Marine Cargo Handling |
4492 | 48833 | Towing and Tugboat Services |
4512 | 481111 | Air Transportation, Scheduled |
4581 | 48819 | Airports, Flying Fields, and Airport Terminal Services |
4952 | 22132 | Sewerage Systems, (Pump Stations) |
4961 | 22133 | Steam and Air-Conditioning Supply |
5032 | 42132 | Brick, Stone, and Related Construction Materials |
5039 | 44419 | Construction Materials |
5051 | 42151 | Metals Service Centers and Offices |
5065 | 42169 | Electronic Parts and Equipment |
5093 | 42193 | Scrap and Waste Materials |
5162 | 42261 | Plastics Materials and Basic Forms and Shapes |
5171 | 42271 | Petroleum Bulk Stations and Terminals |
5172 | 422720 | Petroleum and Petroleum Products Wholesalers, except Bulk Stations and Terminals |
5199 | 42299 | Nondurable Goods |
5712 | 337122 | Furniture Stores |
5984 | 454312 | Liquefied Petroleum Gas Dealers |
6513 | 53111 | Operators of Apartment Buildings |
7218 | 812332 | Industrial Launderers |
7219 | 812331 | Laundry and Garment Services |
7261 | 81221, 81222 | Funeral Service and Crematories |
7374 | 51421 | Computer Processing and Data Preparation and Processing Services |
7534 | 326212 | Tire Retreading and Repair Shops |
8062 | 62211 | General Medical and Surgical Hospitals |
8221 | 61131 | Colleges, Universities, and Professional Schools |
8331 | 62431 | Job Training and Vocational Rehabilitation Services |
8422 | 712190 | Arboreta and Botanical or Zoological Gardens |
8731 | 54171 | Commercial Physical and Biological Research |
8744 | 56121 | Facilities Support Management Services |
9221 | 922120 | Police Protection |
9223 | 92214 | Correctional Institutions |
9711 | 92811 | National Security |
AMENDATORY SECTION
REGULATION I SECTION 6.11 NEW SOURCE PERFORMANCE STANDARDS
It shall be unlawful for any person to cause or allow the operation of any source in
violation of any provision of Part 60, Title 40, of the Code of Federal Regulations (CFR) in
effect July 1, ((1998)) 1999 herein incorporated by reference.
AMENDATORY SECTION
REGULATION I 7.07 OPERATING PERMIT FEES
(a) The Agency shall levy annual operating permit fees as set forth in Section 7.07(b)
below to cover the cost of administering the operating permit program.
(b) Upon assessment by the Agency, the following operating permit fees are due and payable within 30 days. They shall be deemed delinquent if not fully paid within 90 days.
(1) Facility Fees:
(i) Operating permit sources with the following Standard Industrial Classification (SIC)
codes or North American Industry Classification System (NAICS) codes (North American
Industry Classification System Manual, U.S. Executive Office of the President, Office of
Management and Budget, 1997):
SIC | NAICS | SIC Description |
2911 | 32411 | Petroleum Refining |
3241 | 32731 | Cement, Hydraulic |
3312 | 331111 | Steel Works, Blast Furnaces, and Rolling Mills |
3721 | 336411 | Aircraft |
3728 | 336413 | Aircraft Parts and Auxiliary Equipment |
9711 | 92811 | National Security |
(ii) Operating permit sources with the following SIC codes:
1721 | 23521 | Painting and Paper Hanging |
2051 | 311812 | Bread and other Bakery Products, except Cookies and Crackers |
2431 | 32191 | Millwork |
2434 | 33711 | Wood Kitchen Cabinets |
2491 | 321114 | Wood Preserving |
2499 | 321999 | Wood Products |
2672 | 322222 | Coated and Laminated Paper |
3086 | 32614, 32615 | Plastics Foam Products |
3251 | 327121 | Brick and Structural Clay Tile |
3443 | 332313 | Fabricated Plate Work |
3498 | 332996 | Fabricated Pipe and Pipe Fittings |
3585 | 333415 | Air Conditioning and Warm-Air Heating Equipment, and Commercial and Industrial Refrigeration Equipment |
7641 | 81142 | Reupholstery and Furniture Repair |
(iii) Operating permit sources with a SIC code other than listed above . . . . . . . . . . . . $7,000
(2) Additional emission rate fees shall be paid in addition to the annual operating permit fees of Section 7.07 (b)(1):
$((15)) 35 for each ton of CO when the CO emissions are equal to or exceed ((25)) 100
tons in ((1997)) 1998, and
$35 for each ton of NOx when the NOx emissions are equal to or exceed 25 tons in
((1997)) 1998, and
$35 for each ton of PM10 when the PM10 emissions are equal to or exceed 25 tons in
((1997)) 1998, and
$35 for each ton of SOx when the SOx emissions are equal to or exceed 25 tons in
((1997)) 1998, and
$35 for each ton of VOC when the VOC emissions are equal to or exceed 25 tons in
((1997)) 1998, and
$((15)) 35 for each ton of ((TAC)) HAP when the facility total ((TAC)) HAP emissions
are equal to or exceed 6 tons in ((1997)) 1998 or when any single individual ((TAC)) HAP
emissions are equal to or exceed 2 tons in ((1997)) 1998.
(c) In addition to the fees under Sections 7.07 (b)(1) and (b)(2) above, the Agency shall, on a source-by-source basis, levy the following fees:
(1) for the issuance, reissuance, or renewal of an operating permit, a fee equal to 20% of the annual operating permit fee, not to exceed $5,000.00, and
(2) to cover the cost of public involvement under WAC 173-401-800, and
(3) to cover the cost incurred by the Washington State Department of Health in enforcing 40 CFR Part 61, Subpart I and WAC 246-247.
(d) In addition to the fees described under Sections 7.07(b) and (c) above, the Agency shall collect and transfer to the Washington State Department of Ecology a surcharge established by the Department of Ecology under WAC 173-401 to cover the Department of Ecology's program development and oversight costs.
(e) Continued payment to the Agency of the annual operating permit fee maintains the operating permit and the status of the source as an operating facility.
AMENDATORY SECTION
REGULATION III SECTION 2.02 NATIONAL EMISSION STANDARDS FOR
HAZARDOUS AIR POLLUTANTS
It shall be unlawful for any person to cause or allow the operation of any source in
violation of any provision of Part 61 or Part 63, Title 40, of the Code of Federal Regulations
(CFR) in effect July 1, ((1998)) 1999 herein incorporated by reference.