INTERPRETIVE AND POLICY STATEMENT
FINANCIAL INSTITUTIONS
(Securities Division)
(a) IS-02 Selling Expenses -- Underwriters' Consulting Fees.
(b) IS-08 Isolated Transactions/NonPublic Offerings.
(c) IS-15 Indeterminate Underwriters Compensation in Private Placements.
(d) IS-17 Scope of Broker-Dealer Exclusion from Definition of Investment Adviser.
(e) IS-18 "As Built" Appraisals.
(f) IS-19 Voting Rights of Common Stock.
(2) Repeal of Securities Act Policy Statements:
(a) PS-02 Requests for Interpretative and No-Action Letters.
(b) PS-11 Options to Underwriters; Delivery in Minimum/Maximum Offerings.
(c) PS-12 Uniform Pricing of Securities.
(d) PS-13 Voting Rights of Equity Securities.
(e) PS-17 Washington Investment Company Notice Filing and Fee Requirements.
(f) PS-18 Washington Municipal Security Notice Filing and Fee Requirements.
(g) PS-19 Washington Investment Adviser and Investment Adviser Representative Filing and Fee Requirements.
To receive a copy of the interpretive or policy statement being repealed contact Kristina L. Kneip, Department of Financial Institutions, Securities Division, P.O. Box 9033, Olympia, WA 98507-9033, phone (360) 902-8823, fax (360) 704-7023.
John L. Bley
Director