WSR 04-10-078

PROPOSED RULES

DEPARTMENT OF HEALTH


(Nursing Care Quality Assurance Commission)

[ Filed May 4, 2004, 9:05 a.m. ]

     Original Notice.

     Exempt from preproposal statement of inquiry under RCW 34.05.310(4).

     Title of Rule: WAC 246-840-700, 246-840-910, 246-840-930, and 246-840-940, RN nurse delegation.

     Purpose: The proposed rules allow delegation of nursing tasks for in-home care settings, and delegation of application, instillation, or insertions of medications by an RN employed by a home health or hospice agency under a plan of care. This allows people to stay at home rather than go to a nursing home.

     Other Identifying Information: The proposal implements chapter 140, Laws of 2003; also, these rules were adopted under emergency rule which expires July 2, 2004.

     Statutory Authority for Adoption: RCW 18.79.110, 18.79.260 (3)(f), and 18.88A.210.

     Statute Being Implemented: RCW 18.79.260.

     Summary: The proposal allows a registered nurse employed by a home health or hospice agency to delegate application, instillation, or insertion of medications to a nursing assistant under a plan of care and allows delegation of specific nursing care tasks to nursing assistants in an in-home care setting, consistent with the statutory requirements for nurse delegation.

     Reasons Supporting Proposal: Legislation was passed in May 2003. This legislation allows registered nurses to delegate to nursing assistants in the in-home care setting. The proposal is necessary to make the rules consistent with current law.

     Name of Agency Personnel Responsible for Drafting: Kendra Pitzler, P.O. Box 47864, Olympia, WA 98504-7864, (360) 236-4723; Implementation and Enforcement: Paula Meyer, P.O. Box 47864, Olympia, WA 98504-7864, (360) 236-4713.

     Name of Proponent: Department of Health, Nursing Care Quality Assurance Commission, governmental.

     Rule is not necessitated by federal law, federal or state court decision.

     Explanation of Rule, its Purpose, and Anticipated Effects: This proposed rule allows an RN employed by a home health or hospice agency to delegate application, instillation, or insertion of medications to a nursing assistant. This allows delegation of specific nursing care tasks to nursing assistants in an in-home care setting.

     Purpose: The proposed rules allow delegation of nursing tasks for in-home care settings, and delegation of application, instillation, or insertions of medications by an RN employed by a home health or hospice agency. This allows people to stay at home rather than go to a nursing home.

     Anticipated Effects: This rule allows registered nurses to delegate to nursing assistants in the in-home care setting. There will be greater utilization of nursing assistants in this setting.

     Proposal Changes the Following Existing Rules: This change will add delegation of application, instillation, or insertion of medications by an RN employed by a home health or hospice agency to "general delegation" under WAC 246-840-700.

     Allows delegation of specific nursing tasks to nursing assistants in an in-home care setting under WAC 246-840-910, 246-840-930, and 246-840-940.

     No small business economic impact statement has been prepared under chapter 19.85 RCW. RCW 19.85.025(3) exempts from the small business economic impact statement rules that meet the criteria of RCW 34.05.310(4). These rules are exempt under RCW 34.05.310 (4)(c) because the rule adopts without material change RCW 18.79.260.

     RCW 34.05.328 does not apply to this rule adoption. This rule is not legislatively significant under RCW 34.05.328 (5)(a)(iii) because it adopts without material change Washington state statute (RCW 18.79.260). The proposed rule's content is explicitly and specifically dictated by statute.

     Hearing Location: Department of Health, Point Plaza East, 310 Israel Road S.E., Olympia, WA 98504-7864, on June 8, 2004, at 1:00 p.m.

     Assistance for Persons with Disabilities: Contact Kendra Pitzler by May 24, 2004, TDD (800) 833-6388 or (360) 236-4723.

     Submit Written Comments to: Kendra Pitzler, P.O. Box 47864, Olympia, WA 98504-7864, Kendra.pitzler@doh.wa.gov, fax (360) 236-4738, by June 4, 2004.

     Date of Intended Adoption: July 2, 2004.

April 9, 2004

Cheryl Payseno, Chair

Nursing Care Quality Assurance Commission

OTS-6412.4


AMENDATORY SECTION(Amending WSR 02-06-117, filed 3/6/02, effective 4/6/02)

WAC 246-840-700   Standards of nursing conduct or practice.   (1) The purpose of defining standards of nursing conduct or practice through WAC 246-840-700 and 246-840-710 is to identify responsibilities of the professional registered nurse and the licensed practical nurse in health care settings and as provided in the Nursing Practice Act, chapter 18.79 RCW. Violation of these standards may be grounds for disciplinary action under chapter 18.130 RCW. Each individual, upon entering the practice of nursing, assumes a measure of responsibility and public trust and the corresponding obligation to adhere to the professional and ethical standards of nursing practice. The nurse shall be responsible and accountable for the quality of nursing care given to clients. This responsibility cannot be avoided by accepting the orders or directions of another person. The standards of nursing conduct or practice include, but are not limited to the following;

     (2) The nursing process is defined as a systematic problem solving approach to nursing care which has the goal of facilitating an optimal level of functioning and health for the client, recognizing diversity. It consists of a series of phases: Assessment and planning, intervention and evaluation with each phase building upon the preceding phases.


(a) Registered Nurse: (b) Licensed Practical Nurse:
Minimum standards for registered nurses include the following: Minimum standards for licensed practical nurses include the following:
(i) Standard I Initiating the Nursing Process: (i) Standard I - Implementing the Nursing Process: The practical nurse assists in implementing the nursing process;
(A) Assessment and Analysis: The registered nurse initiates data collection and analysis that includes pertinent objective and subjective data regarding the health status of the clients. The registered nurse is responsible for ongoing client assessment, including assimilation of data gathered from licensed practical nurses and other members of the health care team; (A) Assessment: The licensed practical nurse makes basic observations, gathers data and assists in identification of needs and problems relevant to the clients, collects specific data as directed, and, communicates outcomes of the data collection process in a timely fashion to the appropriate supervising person;
(B) Nursing Diagnosis/Problem Identification: The registered nurse uses client data and nursing scientific principles to develop nursing diagnosis and to identify client problems in order to deliver effective nursing care; (B) Nursing Diagnosis/Problem Identification: The licensed practical nurse provides data to assist in the development of nursing diagnoses which are central to the plan of care;
(C) Planning: The registered nurse shall plan nursing care which will assist clients and families with maintaining or restoring health and wellness or supporting a dignified death; (C) Planning: The licensed practical nurse contributes to the development of approaches to meet the needs of clients and families, and, develops client care plans utilizing a standardized nursing care plan and assists in setting priorities for care;
(D) Implementation: The registered nurse implements the plan of care by initiating nursing interventions through giving direct care and supervising other members of the care team; and (D) Implementation: The licensed practical nurse carries out planned approaches to client care and performs common therapeutic nursing techniques; and
(E) Evaluation: The registered nurse evaluates the responses of individuals to nursing interventions and is responsible for the analysis and modification of the nursing care plan consistent with intended outcomes; (E) Evaluation: The licensed practical nurse, in collaboration with the registered nurse, assists with making adjustments in the care plan. The licensed practical nurse reports outcomes of care to the registered nurse or supervising health care provider;
(ii) Standard II Delegation and Supervision: The registered nurse is accountable for the safety of clients receiving nursing service by: (ii) Standard II Delegation and Supervision: Under direction, the practical nurse is accountable for the safety of clients receiving nursing care:
(A) Delegating selected nursing functions to others in accordance with their education, credentials, and demonstrated competence as defined in WAC 246-840-010(10);

(A) The practical nurse may delegate selected nursing tasks to competent individuals in selected situations, in accordance with their education, credentials and competence as defined in WAC 246-840-010(10);
(B) Supervising others to whom he/she has delegated nursing functions as defined in WAC 246-840-010(10); (B) The licensed practical nurse in delegating functions shall supervise the persons to whom the functions have been delegated;
(C) Evaluating the outcomes of care provided by licensed and other paraprofessional staff; ((and)) (C) The licensed practical nurse reports outcomes of delegated nursing care tasks to the RN or supervising health care provider; and
(D) The registered nurse may delegate certain additional acts to certain individuals in community-based long-term care settings as provided by WAC 246-840-910 through ((246-840-980)) 246-840-970 and WAC 246-841-405; and (D) In community based long-term care settings as provided by WAC 246-840-910 through 246-840-980 and WAC 246-841-405, the practical nurse may delegate only personal care tasks to qualified care givers;
(E) In a home health or hospice agency regulated under chapter 70.127 RCW, a registered nurse may delegate the application, instillation, or insertion of medications to a registered or certified nursing assistant under a plan of care;
(iii) Standard III Health Teaching. The registered nurse assesses learning needs including learning readiness for patients and families, develops plans to meet those learning needs, implements the teaching plan and evaluates the outcome. (iii) Standard III Health Teaching. The practical nurse assists in health teaching of clients and provides routine health information and instruction recognizing individual differences.

     (3) The following standards apply to registered nurses and licensed practical nurses:

     (a) The registered nurse and licensed practical nurse shall communicate significant changes in the client's status to appropriate members of the health care team. This communication shall take place in a time period consistent with the client's need for care. Communication is defined as a process by which information is exchanged between individuals through a common system of speech, symbols, signs, and written communication or behaviors that serves as both a means of gathering information and of influencing the behavior, actions, attitudes, and feelings of others; and

     (b) The registered nurse and licensed practical nurse shall document, on essential client records, the nursing care given and the client's response to that care; and

     (c) The registered nurse and licensed practical nurse act as client advocates in health maintenance and clinical care.

     (4) Other responsibilities:

     (a) The registered nurse and the licensed practical nurse shall have knowledge and understanding of the laws and rules regulating nursing and shall function within the legal scope of nursing practice;

     (b) The registered nurse and the licensed practical nurse shall be responsible and accountable for his or her practice based upon and limited to the scope of his/her education, demonstrated competence, and nursing experience consistent with the scope of practice set forth in this document; and

     (c) The registered nurse and the licensed practical nurse shall obtain instruction, supervision, and consultation as necessary before implementing new or unfamiliar techniques or procedures which are in his/her scope of practice.

     (d) The registered nurse and the licensed practical nurse shall be responsible for maintaining current knowledge in his/her field of practice; and

     (e) The registered nurse and the licensed practical nurse shall respect the client's right to privacy by protecting confidential information and shall not use confidential health care information for other than legitimate patient care purposes or as otherwise provided in the Health Care Information Act, chapter 70.02 RCW.

[Statutory Authority: RCW 18.79.110. 02-06-117, § 246-840-700, filed 3/6/02, effective 4/6/02. Statutory Authority: Chapter 18.79 RCW. 97-13-100, § 246-840-700, filed 6/18/97, effective 7/19/97.]

DELEGATION OF NURSING CARE TASKS IN COMMUNITY-BASED ((CARE SETTINGS)) AND IN-HOME CARE SETTINGS
AMENDATORY SECTION(Amending WSR 02-02-047, filed 12/27/01, effective 1/27/02)

WAC 246-840-910   Purpose.   The purpose of this delegation protocol is to ensure that nursing care services have a consistent standard of practice upon which the public and profession may rely and to safeguard the authority of the registered nurse delegator to make independent professional decisions regarding the delegation of a nursing task. A licensed registered nurse may delegate specific nursing care tasks to nursing assistants who meet certain requirements and provide care to individuals ((served by certified community residential programs for the developmentally disabled, to residents in licensed adult family homes, and to residents of licensed boarding homes)) in a community-based care setting as defined by RCW 18.79.260 (3)(e)(i) and to individuals in an in-home care setting as defined by RCW 18.79.260 (3)(e)(ii). Before delegating a task, the registered nurse delegator must determine that specific criteria described in the protocol are met and ensure that the patient is in a stable and predictable condition. Registered nurses delegating tasks are accountable to the Washington state nursing care quality assurance commission. The registered nurse delegator and nursing assistant are accountable for their own individual actions in the delegation process. No person may coerce a registered nurse into compromising patient safety by requiring the registered nurse to delegate if the registered nurse delegator determines it is inappropriate to do so. Registered nurse delegators ((cannot)) shall not delegate the following care tasks ((under any circumstances)):

     (1) Administration of medications, except as authorized by RCW 18.79.260 (3)(b) or (e), and never by injection (by intramuscular, intradermal, subcutaneous, intraosseous ((and)), intravenous, or otherwise).

     (2) Sterile procedures.

     (3) Central line maintenance.

     (4) Acts that require nursing judgment.

     (5) Acts that require substantial skill, except as authorized by RCW 18.79.260 (3)(e).

     (6) Piercing or severing of tissues, except as authorized by RCW 18.79.260 (3)(e).

[Statutory Authority: Chapters 18.79 and 18.88A RCW. 02-02-047, § 246-840-910, filed 12/27/01, effective 1/27/02. Statutory Authority: Chapter 18.79 RCW. 96-05-060, § 246-840-910, filed 2/19/96, effective 3/21/96.]


AMENDATORY SECTION(Amending WSR 02-02-047, filed 12/27/01, effective 1/27/02)

WAC 246-840-930   Criteria for delegation.   (1) Before delegating a nursing task, the registered nurse delegator must determine that it is appropriate to delegate based on the elements of the nursing process: ASSESS, PLAN, IMPLEMENT, EVALUATE:


ASSESS


     (2) Determine that the setting allows delegation because it is a ((certified community residential program for the developmentally disabled, a licensed adult family home, or a licensed boarding home)) community-based care setting as defined by RCW 18.79.260 (3)(e)(i) or an in-home care setting as defined by RCW 18.79.260 (3)(e)(ii).

     (3) Assess the patient's nursing care needs and determine that the patient is in a stable and predictable condition.

     (4) Determine that the task to be delegated is within the delegating nurse's area of responsibility.

     (5) Determine that the task to be delegated can be properly and safely performed by the nursing assistant. The registered nurse delegator shall assess the potential risk of harm for the individual patient. Potential harm may include, but is not limited to, infection, hemorrhage, hypoxemia, nerve damage, physical injury, or psychological distress.

     (6) Analyze the complexity of the nursing task and determine the required training or additional training needed by the nursing assistant to competently accomplish the task. The registered nurse delegator shall consider the psychomotor and cognitive skills required to perform the nursing task. More complex tasks may require additional training and supervision for the nursing assistant. The registered nurse delegator must identify and facilitate any additional training of the nursing assistant that is needed prior to delegation. The registered nurse delegator must ensure that the task to be delegated can be properly and safely performed by the nursing assistant.

     (7) Assess the level of interaction required, considering language or cultural diversity that may affect communication or the ability to accomplish the task to be delegated, as well as methods to facilitate the interaction.

     (8) Verify that the nursing assistant:

     (a) Is currently registered or certified as a nursing assistant in Washington state and is in good standing without restriction;

     (b) As required in WAC 246-841-405 (2)(a), nursing assistants registered must complete both the basic caregiver training and core delegation training before performing any delegated task;

     (c) Has ((a certificate of completion issued by the department of social and health services indicating completion of)) completed the required core nurse delegation training for nursing assistants; and

     (d) Is willing to perform the task in the absence of direct or immediate nurse supervision and accept responsibility for their actions.

     (9) Assess the ability of the nursing assistant to competently perform the delegated nursing task in the absence of direct or immediate nurse supervision to ensure that the nursing task can be properly and safely performed by the nursing assistant.

     (10) If the registered nurse delegator determines delegation is appropriate, the nurse must:

     (a) Discuss the delegation process with the patient or authorized representative, including the level of training of the nursing assistant delivering care.

     (b) Obtain patient consent. The patient, or authorized representative, must give written, informed consent to the delegation process under chapter 7.70 RCW. Documented verbal consent of patient or authorized representative may be acceptable if written consent is obtained within thirty days; electronic consent is an acceptable format.

     (c) Written consent is only necessary at the initial use of the nurse delegation process for each patient and is not necessary for task additions or changes or if a different nurse or nursing assistant will be participating in the process.


PLAN


     (11) Document in the patient's record the rationale for delegating or not delegating nursing tasks.

     (12) Provide specific, written delegation instructions to the nursing assistant with a copy maintained in the patient's record that include:

     (a) The rationale for delegating the nursing task;

     (b) That the delegated nursing task is specific to one patient and is not transferable to another patient;

     (c) That the delegated nursing task is specific to one nursing assistant and is not transferable to another nursing assistant;

     (d) The nature of the condition requiring treatment and purpose of the delegated nursing task;

     (e) A clear description of the procedure or steps to follow to perform the task;

     (f) The predictable outcomes of the nursing task and how to effectively deal with them;

     (g) The risks of the treatment;

     (h) The interactions of prescribed medications;

     (i) How to observe and report side effects, complications, or unexpected outcomes and appropriate actions to deal with them, including specific parameters for notifying the registered nurse delegator, health care provider, or emergency services;

     (j) The action to take in situations where medications and/or treatments and/or procedures are altered by health care provider orders, including:

     (i) How to notify the registered nurse delegator of the change;

     (ii) The process the registered nurse delegator will use to obtain verification from the health care provider of the change in the medical order; and

     (iii) The process to notify the nursing assistant of whether administration of the medication or performance of the procedure and/or treatment is delegated or not;

     (k) How to document the task in the patient's record;

     (l) Document what teaching was done and that a return demonstration, or other method for verification of competency, was correctly done; and

     (m) A plan of nursing supervision describing how frequently the registered nurse will supervise the performance of the delegated task by the nursing assistant and reevaluate the delegated nursing task. Supervision shall occur at least every ninety days.

     (13) The administration of medications may be delegated at the discretion of the registered nurse delegator but only to the extent authorized by RCW 18.79.260 (3)(e), and never by injection (by intramuscular, intradermal, subcutaneous, intraosseous, intravenous, or otherwise). The registered nurse delegator must provide written parameters specific to an individual patient which includes guidelines for the nursing assistant to follow in the decision-making process to administer a medication and the procedure to follow for such administration.


IMPLEMENT


     (14) Delegation requires the registered nurse delegator teach the nursing assistant how to perform the task, including return demonstration or other method of verification of competency as determined by the registered nurse delegator.

     (15) The registered nurse delegator is accountable and responsible for the delegated nursing task. The registered nurse delegator must monitor the performance of the task(s) to assure compliance to established standards of practice, policies and procedures and to ensure appropriate documentation of the task(s).


EVALUATE


     (16) The registered nurse delegator must evaluate the patient's responses to the delegated nursing care and to any modification of the nursing components of the patient's plan of care.

     (17) The registered nurse delegator must supervise and evaluate the performance of the nursing assistant, including direct observation or other method of verification of competency of the nursing assistant to perform the delegated nursing task. The registered nurse delegator must also reevaluate the patient's condition, the care provided to the patient, the capability of the nursing assistant, the outcome of the task, and any problems.

     (18) The registered nurse delegator must ensure safe and effective services are provided. Reevaluation and documentation must occur at least every ninety days. Frequency of supervision is at the discretion of the registered nurse delegator.

[Statutory Authority: Chapters 18.79 and 18.88A RCW. 02-02-047, § 246-840-930, filed 12/27/01, effective 1/27/02. Statutory Authority: Chapter 18.79 RCW. 97-13-100, § 246-840-930, filed 6/18/97, effective 7/19/97; 96-05-060, § 246-840-930, filed 2/19/96, effective 3/21/96.]


AMENDATORY SECTION(Amending WSR 02-02-047, filed 12/27/01, effective 1/27/02)

WAC 246-840-940   Washington state nursing care quality assurance commission community-based and in-home care setting delegation decision tree.  


(1) Does the patient reside in one of the following settings? ((A certified community residential program for the developmentally disabled, a licensed adult family home, a licensed boarding home)) A community-based care setting as defined by RCW 18.79.260 (3)(e)(i) or an in-home care setting as defined by RCW 18.79.260 (3)(e)(ii). No -> Do not delegate
Yes
(2) Has the patient or authorized representative given consent to the delegation? No -> Obtain the written, informed consent
Yes
(3) Is RN assessment of patient's nursing care needs completed? No -> Do assessment, then proceed with a consideration of delegation
Yes ↓
(4) Does the individual have a stable and predictable condition? No -> Do not delegate
Yes ↓
(((4))) (5) Is the task within the registered nurse's scope of practice? No -> Do not delegate
Yes
(((5))) (6) Is the nursing assistant registered or certified and properly trained in the nurse delegation for nursing assistants? No -> Do not delegate
Yes
(7) Does the delegation exclude the administration of medications by injection, sterile procedures or central line maintenance? No -> Do not delegate
Yes
(((6))) (8) Can the task be performed without requiring judgment based on nursing knowledge? No -> Do not delegate
Yes
(((7))) (9) Are the results of the task reasonably predictable? No -> Do not delegate
Yes
(((8))) (10) Can the task be safely performed according to exact, unchanging directions? No -> Do not delegate
Yes
(((9))) (11) Can the task be performed without a need for complex observations or critical decisions? No -> Do not delegate
Yes
(((10))) (12) Can the task be performed without repeated nursing assessments? No -> Do not delegate
Yes
(((11))) (13) Can the task be performed improperly without life-threatening consequences? No -> Do not delegate
Yes
(((12))) (14) Is appropriate supervision available? No -> Do not delegate
Yes
(((13))) (15) There are no specific laws or rules prohibiting the delegation? No -> Do not delegate
Yes
(((14))) (16) Task is delegable

[Statutory Authority: Chapters 18.79 and 18.88A RCW. 02-02-047, § 246-840-940, filed 12/27/01, effective 1/27/02. Statutory Authority: Chapter 18.79 RCW. 97-13-100, § 246-840-940, filed 6/18/97, effective 7/19/97; 96-05-060, § 246-840-940, filed 2/19/96, effective 3/21/96.]

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