WSR 16-13-063 PERMANENT RULES SECRETARY OF STATE [Filed June 13, 2016, 12:40 p.m., effective July 14, 2016] Effective Date of Rule: Thirty-one days after filing.
Purpose: Rule change necessary to update and clarify procedures.
Citation of Existing Rules Affected by this Order: Amending WAC 434-215-012, 434-250-105, 434-250-200, 434-261-020, 434-261-075, 434-262-031, 434-262-032, 434-262-070, 434-335-280, 434-335-323, 434-335-330, and 434-379-008.
Adopted under notice filed as WSR 16-07-107 on March 18, 2016.
Number of Sections Adopted in Order to Comply with Federal Statute: New 0, Amended 0, Repealed 0; Federal Rules or Standards: New 0, Amended 0, Repealed 0; or Recently Enacted State Statutes: New 0, Amended 0, Repealed 0.
Number of Sections Adopted at Request of a Nongovernmental Entity: New 0, Amended 0, Repealed 0.
Number of Sections Adopted on the Agency's Own Initiative: New 4, Amended 13, Repealed 0.
Number of Sections Adopted in Order to Clarify, Streamline, or Reform Agency Procedures: New 4, Amended 13, Repealed 0.
Number of Sections Adopted Using Negotiated Rule Making: New 4, Amended 13, Repealed 0; Pilot Rule Making: New 0, Amended 0, Repealed 0; or Other Alternative Rule Making: New 0, Amended 0, Repealed 0.
Date Adopted: June 13, 2016.
Mark Neary
Assistant Secretary of State
AMENDATORY SECTION (Amending WSR 10-03-072, filed 1/18/10, effective 2/18/10)
WAC 434-215-012 Declaration of candidacy.
Declarations of candidacy filed either in person or by mail shall be in substantially the following form:
The filing officer must provide a paper or electronic copy of the filed declaration of candidacy to the candidate and to the public disclosure commission.
NEW SECTION
WAC 434-215-015 Write-in declaration of candidacy.
Declarations of candidacy filed either in person or by mail shall be in substantially the following form:
AMENDATORY SECTION (Amending WSR 14-06-040, filed 2/26/14, effective 3/29/14)
WAC 434-250-105 Voting centers.
(1) If a location offers replacement ballots, provisional ballots, or voting on a direct recording electronic device, it is considered a voting center. The requirements for staffed ballot deposit sites apply to voting centers. Each voting center must:
(a) Be an accessible location. "Accessible" means the combination of factors which create an environment free of barriers to the mobility or functioning of voters. The environment consists of the routes of travel to and through the buildings or facilities used for voting. The Americans with Disabilities Act Checklist for Polling Places shall be used when determining the accessibility of a voting center. A voting center is fully accessible if all responses in each category are "Yes";
(b) Be marked with signage outside the building indicating the location as a place for voting;
(c) Issue ballots that include a declaration in the ballot materials;
(d) Offer disability access voting in a location or manner that provides for voter privacy. For each voting center, the county auditor must have a contingency plan to accommodate accessible voting in the event that an accessible voting unit malfunctions or must be removed from service;
(e) Offer provisional ballots, which may be sample ballots that meet provisional ballot requirements;
(f) Have electronic or telephonic access to the voter registration system, consistent with WAC 434-250-095, if the voting center offers voting on a direct recording electronic voting device. The county auditor shall require the voter to print and sign the ballot declaration provided in WAC 434-230-015. Ballot declaration signatures may not be maintained in the order in which they were signed. Before the voter may vote on a direct recording electronic voting device, the county auditor must either:
(i) Verify the signature on the ballot declaration against the signature in the voter registration record; or
(ii) Require the voter to provide photo identification, consistent with RCW 29A.40.160;
(g) Provide either a voters' pamphlet or sample ballots;
(h) Provide voter registration forms;
(i) Display a HAVA voter information poster, containing an example of an actual ballot or a sample ballot in substantially the same format as an actual ballot;
(j) Display the date of that election;
(k) During a primary that includes a partisan office, display the notice provided in WAC 434-230-015 (3)(j), and during a general election that includes a partisan office, display the notice provided in WAC 434-230-015 (3)(k). The party preference notices may also be posted on-screen in direct recording electronic voting devices;
(l) Provide instructions on how to properly mark the ballot; and
(m) Provide election materials in alternative languages if required by the Voting Rights Act.
(2) Where it appears that a particular voter is having difficulty casting his/her vote, and as a result, is impeding other voters from voting, the staff may provide assistance to that voter in the same manner as provided by law for those voters who request assistance. Where it appears that a voter is impeding other voters from voting to simply cause delay, the staff shall ask the voter to expedite the voting process. In the event the voter refuses to cooperate, the staff shall, whenever practical, contact the county auditor, who may request assistance from the appropriate law enforcement agencies if he or she deems such action necessary.
(3) At exactly 8:00 p.m. on election day, all ballot boxes must be emptied or secured to prevent the deposit of additional ballots; however, any voter who is in a voting center or in line at a voting center at 8:00 p.m. must be allowed to vote and deposit his or her ballot. Voted ballots, including provisional, mail-in, and direct recording electronic and paper records, must be placed into secured transport carriers for return to the county auditor's office or another designated location.
AMENDATORY SECTION (Amending WSR 14-06-040, filed 2/26/14, effective 3/29/14)
WAC 434-250-200 Return postage.
The ((Mailing Standards of the)) United States Postal Service((,)) Domestic Mail Manual((,)) requires each county auditor to include on the ballot, ballot instructions, mailing instructions, or return envelope((, and)) the specific amount of first-class postage necessary to return the ballot by mail. This is not required:
(1) For ballots issued to service and overseas voters;
(2) For ballots returned using the business reply mail service;
(3) For ballots returned with postage prepaid by stamps, meter, or permit reply mail; or
(4) If the county auditor has an account with the post office guaranteeing payment of return postage due.
AMENDATORY SECTION (Amending WSR 11-24-064, filed 12/6/11, effective 1/6/12)
WAC 434-261-020 Political party observers.
Counting center operations shall be observed by at least one representative from each political party, if representatives have been appointed by the respective political parties and those representatives are present while the counting center is in operation.
Prior to ((the)) processing ballots for a primary or election, the county auditor shall ((determine the number of observers required in order to observe all aspects of the counting center proceedings, and shall request, in writing, that each major political party appoint representatives to fill the requirements)) notify the major political parties in writing of the maximum number of official observers allowed to observe ballot processing and the date ballot processing begins. Where more than one observer is ((to be)) appointed, the political party shall designate one of ((their)) the observers as supervisor. The county auditor may require observers to receive training with respect to ballot processing procedures and the vote tallying system.
Before final assignment as observers, major political party representatives so appointed shall be reviewed by the county auditor, who may refuse to approve any person so appointed. In the event the auditor rejects a person designated, he or she shall promptly notify the political party concerned and request that a substitute observer be appointed, and shall ensure that the substitute observer is trained.
Representatives of the major political parties appointed as observers shall be identified by roster, including assigned observer stations if more than one in the counting center, and by identification tags which will indicate the observer's name and the party represented.
AMENDATORY SECTION (Amending WSR 11-24-064, filed 12/6/11, effective 1/6/12)
WAC 434-261-075 Votes on something other than a ballot.
If the voter returns voting responses by mail on any form other than a ballot, the votes thereon shall be acceptable and tallied provided that:
(1) Only votes for offices or measures for which the voter is eligible are counted.
(2) The candidate or measure response position for which the voter is voting can be clearly identified.
(3) The ballot issued is not returned, or if returned, contains no marks indicating an attempt to vote it.
(4) A valid signature on a ballot declaration is received with the voting responses.
The votes accepted must then be duplicated to a ballot that can be read by the electronic voting equipment.
Votes on a ballot from a previous primary or election cannot be counted for another primary or election. These ballots must be rejected per WAC 434-262-031.
AMENDATORY SECTION (Amending WSR 12-14-074, filed 7/2/12, effective 8/2/12)
WAC 434-262-030 County auditor's abstract of votes.
The county canvassing board shall meet and canvass all ballots. Upon completion of this canvass ten days after a special election, fourteen days after a primary ((or special election)), and twenty-one days after a general election, the county auditor shall present the auditor's abstract of votes, which must include:
(1) The number of registered voters eligible to vote in the election;
(2) The number of ballots cast in the election, by precinct;
(3) The votes cast for each race or issue, including write-ins, undervotes, and overvotes;
(4) Legislative and congressional district subtotals, if any; and
(5) The vote totals by county.
AMENDATORY SECTION (Amending WSR 14-06-040, filed 2/26/14, effective 3/29/14)
WAC 434-262-070 Official county canvass report.
(1) Upon completion of the verification of the auditor's abstract of votes and the documentation of any corrective action taken, the county canvassing board shall sign a certification that:
(a) States that the abstract is a full, true, and correct representation of the votes cast for the issues and offices listed thereon;
(b) Provides the total number of registered voters and votes cast in the county;
(c) Contains the oath required by RCW 29A.60.200, signed by the county auditor and attested to by the chair or designee who administered the oath; and
(d) Shall have a space where the official seal of the county shall be attached.
(2) The official county canvass report shall include:
(a) The certification;
(b) The auditor's abstract of votes as described in WAC 434-262-030;
(c) The reconciliation report required by RCW 29A.60.235, which must include documentation that the number of ballots counted plus the number of ballots rejected is equal to the number of ballots received, and any additional information necessary to explain variances; and
(d) If applicable, a written narrative of errors and discrepancies discovered and corrected.
(3) The certification shall be signed by all members of the county canvassing board or their designees. ((If one member of the canvassing board cannot be present, and a designee for that member is unavailable, the certification shall be signed by a quorum of the board.))
(4) The official county canvass report is the cumulative report referenced in RCW 29A.60.230. This report may not be subsequently amended or altered, except in the event a recount conducted pursuant to chapter 29A.64 RCW, or upon order of the superior court. The vote totals contained therein shall constitute the official returns of that election.
AMENDATORY SECTION (Amending WSR 14-06-040, filed 2/26/14, effective 3/29/14)
WAC 434-262-031 Rejection of ballots or parts of ballots.
(1) The disposition of provisional ballots is governed by WAC 434-262-032. The county canvassing board must reject any ballot cast by a voter who was not qualified to vote, or for other reasons required by law or administrative rule. A log must be kept of all voted ballots rejected, and must be included in the minutes of each county canvassing board meeting.
(2) Ballots or parts of ballots shall be rejected by the canvassing board in the following instances:
(a) Where a voter has already voted one ballot;
(b) Where two voted ballots are returned together:
(i) If the two ballots are returned with only one valid signature on the ballot declaration, the races and measures voted the same on both ballots may be counted once.
(ii) If the two ballots are returned with two valid signatures on the ballot declaration, both ballots may be counted in their entirety;
(c) Where a ballot or parts of a ballot are marked in such a way that it is not possible to determine the voter's intent consistent with WAC 434-261-086;
(d) Where the voter has voted for candidates or issues for whom he or she is not entitled to vote;
(e) Where the voter has overvoted;
(f) Where the voter validly transferred out of the county;
(g) Where the ballot was created for a prior election.
AMENDATORY SECTION (Amending WSR 11-24-064, filed 12/6/11, effective 1/6/12)
WAC 434-262-032 Provisional ballots—Disposition.
Upon receipt of the provisional ballot, including provisional ballots from other counties or states, the county auditor must investigate the circumstances surrounding the provisional ballot prior to certification of the primary or election. A voted ballot received from an unregistered voter, other than a service or overseas voter, is considered a provisional ballot. A provisional ballot cannot be counted unless the voter's name, signature and the date of birth, if available, matches a voter registration record. Once the provisional ballot has been investigated, disposition of the ballot is as follows:
(1) If there is no record of the voter ever having been registered, the voter must be offered the opportunity to register and the provisional ballot is not counted.
(2) If the voter was previously registered and later canceled and the auditor determines that the cancellation was in error, the voter's registration must be immediately restored and the provisional ballot counted.
(3) If the voter was previously registered and later canceled and the auditor determines that the cancellation was not in error, the voter must be offered the opportunity to reregister and the provisional ballot is not counted.
(4) If the voter is a registered voter but has voted a ballot other than the one which the voter would have received for his or her precinct, the auditor must ensure that only those votes for the positions and measures for which the voter was eligible to vote are counted.
(5) If the voter is a registered voter in another county, the auditor shall forward the ballot and a corresponding voter guide, or other means by which the ballot can be interpreted, to the elections official for the jurisdiction in which the voter is registered. The ballot must be forwarded within seven calendar days after a primary or special election and fourteen calendar days after a general election, and as soon as possible if past that date.
(6) If the voter voted a regular ballot and a provisional ballot, the provisional ballot is not counted if the regular ballot has already been counted. The regular ballot is not counted if the provisional ballot has already been counted.
(7) If the voter voted a provisional ballot because he or she failed to produce identification at a voting center, the ballot is counted if the signature on the envelope matches the signature in the voter registration record.
(8) If the voter voted a provisional ballot because the voter is provisionally registered and the voter's registration record is still flagged as requiring verification of identity, the provisional ballot is not counted.
(9) Provisional ballots voted for reasons not covered by this section or state statute must be determined by the county canvassing board.
NEW SECTION
WAC 434-324-103 Verification notices.
A verification notice must be sent when a voter registration application does not contain all the minimum information required in RCW 29A.08.010. The notice must be sent by first-class forwardable mail and must include a response form that:
(1) Is preaddressed and postage paid or is accompanied by a preaddressed and postage paid return envelope.
(2) Requests that the applicant provide the missing information only.
(3) Requests that the applicant provide the missing information within forty-five days.
If the applicant does not respond by the forty-five day deadline, the voter registration application is considered void.
AMENDATORY SECTION (Amending WSR 14-06-040, filed 2/26/14, effective 3/29/14)
WAC 434-335-280 Logic and accuracy test conduct.
The county must provide adequate personnel to properly operate the ballot tabulation system. Whenever possible, the system shall be operated during the test by the same person or persons who will be responsible for operating the system on election day. The official logic and accuracy test shall be conducted as follows:
(1) Every ballot tabulator and scanner to be used in the primary or election shall be tested. Digital scan test decks shall be scanned during the official logic and accuracy test.
(2) Undervotes recorded by a digital scan system used to resolve or adjudicate ballots digitally shall be auto-resolved. Some undervotes may be manually resolved to demonstrate the process.
(3) Optical scan tabulators and digital scan tabulators not used to resolve or adjudicate ballots digitally shall be set to out-stack blank ballots, overvotes, and write-in votes.
(4) A printout of the test results shall be produced and compared to the expected test results. If the test results do not match the expected test results, the reason for the discrepancy must be satisfactorily determined and corrections made, if necessary.
(5) The upload of results to the secretary of state's office shall be tested and verified.
AMENDATORY SECTION (Amending WSR 14-06-040, filed 2/26/14, effective 3/29/14)
WAC 434-335-323 Preparing the logic and accuracy test.
(1) Each county shall prepare a matrix of the test pattern used to mark the test deck of ballots for the official logic and accuracy test. The matrix shall consist of a spreadsheet listing the number of votes cast for each candidate and responses for and against each measure in each precinct or ballot style. The matrix shall include:
(a) For every precinct or ballot style, the first response position of every race or measure shall be marked so the total votes cast for the first candidate of a race or the first response to a measure equals the total number of precincts or ballot styles being tested for that contest or measure;
(b) Two votes for the second response position, three votes for the third response position, four votes for the fourth response position, etc.;
(c) For each tabulator's test deck:
(i) One write-in vote;
(ii) One overvoted race;
(iii) One blank ballot; and
(iv) At least one of each type of ballot to be used during the election including ballots on demand, alternative language ballots, electronically marked ballots, and electronically duplicated ballots.
(d) For all responses within a race or measure, including write-ins, unique results. Additional ballots must be added to the test deck in the following circumstances:
(i) Within a race or measure, more than one response has the same results;
(ii) A candidate appears in two different races on the same ballot; and
(iii) More than one measure appears on a ballot within the same jurisdiction and each has the same response position names. For example, if two measures with "yes" and "no" response names appear for the same jurisdiction, the test results shall be unique between the two measures.
(2) A copy of the county's test matrix and a sample ballot shall be sent to the office of the secretary of state by the fourteenth day prior to the official logic and accuracy test. The office of the secretary of state shall review the provided matrix to determine if it is prepared in accordance with this section.
(3) The county auditor shall produce a test deck of ballots based on the test matrix to be used in the official logic and accuracy test.
AMENDATORY SECTION (Amending WSR 14-06-040, filed 2/26/14, effective 3/29/14)
WAC 434-335-330 Logic and accuracy test certification.
(1) The official logic and accuracy test shall be certified by the county auditor or deputy, the secretary of state representative, and any political party observers for a state primary or general election in accordance with RCW 29A.12.130. Additionally, the county auditor must verify in writing that the version numbers for all software, firmware, and hardware of the voting system used have not changed from the certified versions.
(2) The county auditor shall provide the secretary of state representative copies of the following documents:
(a) Test results;
(b) A zero report;
(c) Signed verification of the version numbers;
(d) Signed certification of the official logic and accuracy test;
(e) A test log of:
(i) The number of accessible voting units to be used in the primary or election; and
(ii) The electronic duplication system, if electronic duplication will be used in the primary or election; and
(f) Any other documentation requested by the secretary of state representative in advance of the official test.
(3) Copies of the certification documents must be retained by the secretary of state and the county auditor. All test results, test ballots, the signed certification, and a copy of the tabulation programming or the actual tabulation equipment must be kept in secure storage until the ((day of the)) equipment is used for a primary or election. The secure storage must use numbered seals and logs that will detect any inappropriate access.
(4) If, for any reason, changes are made to the ballot counting programming after the official logic and accuracy test, an emergency logic and accuracy test must be conducted pursuant to WAC 434-335-310.
AMENDATORY SECTION (Amending WSR 12-14-074, filed 7/2/12, effective 8/2/12)
WAC 434-379-008 Petition requirements.
(1) Petitions must be at least eleven inches wide by fourteen inches long.
(2) Petitions must include:
(a) The initiative or referendum number;
(b) The ballot title, which must include:
(i) The subject, not more than ten words;
(ii) The concise description, not more than thirty words; and
(iii) The question((;)).
(c) The form and text required by:
(i) RCW 29A.72.110 for an initiative to the legislature;
(ii) RCW 29A.72.120 for an initiative to the people; or
(d) The warning in RCW 29A.72.140, printed on the front to cover at least four square inches;
(e) Numbered lines, not more than twenty, with space for each person to provide his or her:
(i) Original signature;
(ii) Printed name; and
(iii) Address, city, and county where registered to vote((;)).
(f) A ((one-inch margin)) blank space on the bottom left hand corner of the front side, one and one-half inch square;
(g) The full text of the measure printed on the back; ((and))
(h) The circulator's declaration printed on the back; and
(i) Petition sheets printed with a one-inch margin on the bottom may be submitted through December 31, 2016.
NEW SECTION
WAC 434-379-0073 Transmittal to the attorney general.
Once the proposed text and certificate of review to an initiative or referendum is received, the secretary of state shall place the assigned serial number and the date filed on the top of the initiative or referendum text submitted by the sponsor. The secretary of state will submit the text with required information to the attorney general within one business day of the sponsor filing the proposed text.
NEW SECTION
WAC 434-379-0077 Withdrawal of an initiative or referendum.
A sponsor may withdraw an initiative or referendum by submitting a written request to the secretary of state. The sponsor may withdraw an initiative or referendum until the time when the measure's ballot title and summary are finally established. The ballot title and summary are considered finally established five days after the attorney general submits the ballot title and summary to the secretary of state or, in the case of an appeal, when the court has rendered a final order. The sponsor cannot withdraw an initiative or referendum after it is finally established.
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