WSR 19-24-077
PROPOSED RULES
SUPERINTENDENT OF
PUBLIC INSTRUCTION
[Filed December 2, 2019, 2:28 p.m.]
Original Notice.
Preproposal statement of inquiry was filed as WSR 19-19-068.
Title of Rule and Other Identifying Information: WAC 392-172A-05085 Due process hearing request filing and response, 392-172A-05090 Resolution process, 392-172A-05100 Hearing rights, 392-172A-05160 Appeal of placement decisions and manifestation determinations, 392-137-190 through 392-137-200, student transfers appeals, and chapter 392-101 WAC, Superintendent of public instruction—Administrative practices and procedures.
Hearing Location(s): On January 7, 2020, at 10:00 a.m., at the Office of Superintendent of Public Instruction (OSPI), 600 Washington Street S.E., Wanamaker Meeting Room, Olympia, WA 98501. Those planning to comment during the hearing should arrive in the meeting room by 10:00 a.m.
Date of Intended Adoption: January 10, 2020.
Submit Written Comments to: Evan Gaffey, OSPI, P.O. Box 47200, Olympia, WA 98504-7200, email evan.gaffey@k12.wa.us, fax 360-754-4201, by January 7, 2020.
Assistance for Persons with Disabilities: Contact Kristin Murphy, phone 360-725-6133, fax 360-754-4201, TTY 360-664-3631, email Kristin.murphy@k12.wa.us, by December 31, 2019.
Purpose of the Proposal and Its Anticipated Effects, Including Any Changes in Existing Rules: Certain appeals submitted to OSPI, including special education due process hearing requests and nonresident student transfer appeals, are assigned to the office of administrative hearings (OAH) for adjudication. Currently, these appeals are filed with OSPI and transmitted to OAH. This proposal would simplify the filing and transmittal process by allowing these appeals to be submitted directly to OAH from the filing party.
Reasons Supporting Proposal: The proposed change would simplify the filing process, clarify service requirements, reduce staff time and resource use for both OSPI and OAH staff, and clarify cited authorities. The impact on filing parties would be a change of filing methods and addresses, adopting federal standards for certain timelines, and clarity on service requirements.
Rule is not necessitated by federal law, federal or state court decision.
Name of Agency Personnel Responsible for Drafting, Implementation, and Enforcement: Evan Gaffey, OSPI, P.O. Box 47200, Olympia, WA 98504, 360-725-6333.
A school district fiscal impact statement is not required under RCW
28A.305.135.
A cost-benefit analysis is not required under RCW
34.05.328.
This rule proposal, or portions of the proposal, is exempt from requirements of the Regulatory Fairness Act because the proposal:
Explanation of exemptions: No small business economic impact statement has been prepared under chapter
19.85 RCW. The proposed amendment does not have an impact on small business and therefore does not meet the requirements for a statement under RCW
19.85.030 (1) or (2).
December 2, 2019
Chris P. S. Reykdal
State Superintendent
of Public Instruction
AMENDATORY SECTION(Amending WSR 89-23-001, filed 11/2/89, effective 12/3/89)
WAC 392-101-001Authority.
The authority for this chapter is RCW
34.05.220 which authorizes the
office of superintendent of public instruction to adopt rules governing the formal and informal procedures prescribed or authorized by chapter
34.05 RCW.
AMENDATORY SECTION(Amending WSR 89-23-001, filed 11/2/89, effective 12/3/89)
WAC 392-101-005Administrative practices regarding hearings and rule proceedings.
((
The superintendent of public instruction is))
(1) Administrative practices before and pertaining to the office of superintendent of public instruction are governed by the state Administrative Procedure Act, chapter
34.05 RCW, the Washington State Register Act, chapter
34.08 RCW, and the state office of Administrative Hearings Act, chapter
34.12 RCW. These acts govern the conduct of ((
"rule" making proceedings and the conduct of "contested case" hearings))
"agency action," "adjudicative proceedings," and "rule making" as these terms are defined in RCW
34.05.010 ((
(2) and (3). Appearances in representative capacities before the superintendent of public instruction; the procedures and conditions governing petitions for declaratory rulings or the adoption, amendment, or repeal of a rule; and, the standards, procedures and conditions governing the conduct of contested case hearings and proceedings by or before the superintendent of public instruction shall be as set forth in rules of the state code reviser and the office of administrative hearings as now or hereafter amended. The rules of the code reviser are currently set forth in chapters 1-08 and 1-21 WAC. The rules of the office of administrative hearings are currently set forth in chapter 10-08 WAC))
The rules of the state code reviser provided in chapter 1-21 WAC, and as hereafter amended, and the rules of the office of administrative hearings provided in chapter 10-08 WAC, and as hereafter amended, shall govern procedures and practices before the superintendent of public instruction for the following: Petitions for declaratory rulings; petitions for adoption, amendment, or repeal of a rule; and the conduct of adjudicative proceedings. All other regulatory actions and hearings conducted by the
office of superintendent of public instruction may be conducted informally at the discretion of the superintendent.
AMENDATORY SECTION(Amending WSR 15-15-107, filed 7/16/15, effective 8/16/15)
WAC 392-101-010Conduct of administrative hearings.
The office of superintendent of public instruction hereby assigns the following administrative hearings to the office of administrative hearings and hereby delegates to the administrative law judge conducting any such hearing the authority to render the final decision by the superintendent of public instruction:
(1) Nonresident transfer appeals pursuant to chapter 392-137 WAC ((392-137-055(2))).
(2) Special education hearings pursuant to chapter 392-172A WAC or as amended.
(3) Equal educational opportunity complaints pursuant to WAC ((392-190-075))392-190-079.
(4) Professional certification appeals pursuant to WAC 181-86-150.
(5) National school lunch program, special milk program for children, school breakfast program, summer food service program, and child and adult care food program appeals pursuant to 7 C.F.R. Parts 210, 215, 220, 225 and 226.
(6) Traffic safety education appeals pursuant to WAC 392-153-001 through 392-153-070.
(7) Bus driver authorization appeals pursuant to chapter 392-144 WAC.
(8) Audit resolution appeals of agency management decisions regarding resolution of state and federal audit findings pursuant to chapter 392-115 WAC.
(9) Appeals of enforcement actions withholding or recovering funds, in whole or in part, taken as a result of consolidated program reviews of federal programs conducted in accordance with 34 C.F.R. Sections 80.40 and 80.43.
AMENDATORY SECTION(Amending WSR 91-02-095, filed 1/2/91, effective 2/2/91)
WAC 392-101-015Determination of indigency—Provision of free transcript.
A determination of indigency shall be made for all persons wishing the provision of a free transcript of proceedings pursuant to the following standards:
(1) Any ((person(s)))person receiving one or more of the following types of public assistance programs: ((Aid to families with dependent children, general assistance, poverty related veterans' benefits, food stamps, refugee resettlement benefits, medicaid, or))
(a) Temporary assistance for needy families;
(b) Aged, blind, or disabled assistance benefits;
(c) Medical care services under RCW 74.09.035; (d) Pregnant women assistance benefits;
(e) Poverty-related veterans' benefits;
(f) Food stamps or food stamp benefits transferred electronically;
(g) Refugee resettlement benefits;
(h) Medicaid; or
(i) Supplemental security income.
(2) Any ((person(s)))person receiving an annual income, after taxes, of one hundred twenty-five percent or less of the current federally established poverty level.
AMENDATORY SECTION(Amending WSR 90-19-068, filed 9/17/90, effective 10/18/90)
WAC 392-137-190Appeal notice—Denial of release or admission.
Requests for an appeal shall be addressed to the superintendent of public ((instruction))instruction's designee and shall contain the following:
(1) The name, age, grade level, and residence address, if any, of the student.
(2) The name, mailing address, if any, and the legal relationship of the person, if any, filing the notice of appeal on behalf of the student.
(3) In the case of denial of release, documentation indicating the conditions of WAC 392-137-155 have been met and a copy of all documents or other written evidence submitted to the resident district which indicates the grounds for the requested release.
(4) In the case of denial of admission, documentation that the nonresident district has failed to comply with the standards and procedures specified in WAC 392-137-205.
AMENDATORY SECTION(Amending WSR 97-20-003, filed 9/17/97, effective 10/18/97)
WAC 392-137-195Filing of notices of appeal.
((There is no prescribed method for transmitting appeals to the superintendent of public instruction but receipt of such written appeals by the superintendent of public instruction is a condition precedent to jurisdiction. The material may be hand-delivered or mailed to the following address:
Legal Services
Office of the Superintendent of
Public Instruction
P.O. Box 47200
Olympia, Washington 98504-7200))The superintendent of public instruction's designee must receive a notice of appeal as a condition precedent to exercising jurisdiction under this chapter. The notice of appeal must be filed via mail, by fax, or electronically directly with the office of superintendent of public instruction's designee, the office of administrative hearings, at the following:
Mail:
Office of Administrative Hearings
600 University Street, Suite 1500
Seattle, WA 98101-3126
Fax: 206-587-5135
Electronically: Successfully uploading documents through the filing portal operated by the office of administrative hearings.
REPEALER
The following section of the Washington Administrative Code is repealed:
WAC 392-137-200 | Appeal to SPI—Denial of application by nonresident district. |
AMENDATORY SECTION(Amending WSR 07-14-078, filed 6/29/07, effective 7/30/07)
WAC 392-172A-05085Due process hearing request filing and response.
(1)(a) To file a due process hearing request, the parent or the school district (party), or the attorney representing a party, must ((file)):
(i) Serve the request, which must remain confidential, directly with the other party; and
(ii) File a copy of the request via mail, fax, or electronically directly with the office of superintendent of public instruction's designee, the office of administrative hearings, at the following:
Mail:
Office of Administrative Hearings
600 University Street, Suite 1500
Seattle, WA 98101-3126
Fax: 206-587-5135
Electronically: Successfully uploading documents through the filing portal operated by the office of administrative hearings.
(b) ((The party filing the due process hearing request must also mail or provide a copy of the due process hearing request directly to OSPI, Administrative Resources Section, Old Capitol Building, P.O. Box 47200, Olympia, WA 98504.))Filing of a due process hearing request is perfected on the later of the date the request is served on the other party or the date the copy of the request is received by the office of superintendent of public instruction's designee, the office of administrative hearings.
(c) When a parent is filing a due process hearing request, the party to be served is the superintendent of the school district, or public agency responsible for the student.
(2) The due process hearing request required in subsection (1) of this section must include:
(a) The name of the student;
(b) The address of the residence of the student;
(c) The name of the school the student is attending, and the name of the district or public agency that is responsible for the student's special education program in the school;
(d) In the case of a homeless child or youth, available contact information for the student in addition to the information in (c) of this subsection;
(e) A description of the nature of the problem of the student related to the proposed or refused initiation or change, including facts relating to the problem; and
(f) A proposed resolution of the problem to the extent known and available to the party at the time.
(3) OSPI has developed a due process hearing request form to assist parents and school districts filing a due process hearing. Parents and school districts are not required to use this form, and may use the form, or another form or other document, so long as the form or document that is used, meets the requirements in subsection (2) of this section.
(4) A party may not have a hearing on a due process hearing request until the party, or the attorney representing the party, files a due process hearing request that meets the requirements of subsection (2) of this section.
(5)(a) The due process hearing request will be deemed sufficient unless the party ((receiving))served with the due process hearing request notifies the administrative law judge and the other party in writing, within fifteen days of receipt of the due process hearing request, that the receiving party believes the due process hearing request does not meet the requirements in subsection (2) of this section.
(b) Within five days of receipt of notification that a due process hearing request is not sufficient, the administrative law judge must make a determination on the face of the due process hearing request of whether the request meets the requirements of subsection (2) of this section, and must immediately notify the parties in writing of that determination.
(6) A party may amend its due process hearing request only if:
(a) The other party consents in writing to the amendment and is given the opportunity to resolve the due process hearing request through a resolution meeting held pursuant to the procedures in WAC 392-172A-05090; or
(b) The administrative law judge grants permission, except that the administrative law judge may only grant permission to amend not later than five days before the due process hearing begins.
If a party is allowed to amend the due process hearing request under (a) or (b) of this subsection, the timelines for the resolution meeting in WAC 392-172A-05090 (2)(a) and the time period to resolve in WAC 392-172A-05090 (2)(b) begin again with the filing of the amended due process hearing request.
(7)(a) If the school district has not sent a prior written notice under WAC 392-172A-05010 to the parent regarding the subject matter contained in a parent's due process hearing request, the school must send the parent a response, within ten days of receiving the due process hearing request, that includes:
(i) An explanation of why the agency proposed or refused to take the action raised in the due process hearing request;
(ii) A description of other options that the IEP team or evaluation group considered and the reasons why those options were rejected;
(iii) A description of each evaluation procedure, assessment, record, or report the agency used as the basis for the proposed or refused action; and
(iv) A description of the other factors that are relevant to the district's proposed or refused action.
(b) A response by a school district under subsections (7) and (8) of this section shall not be construed to preclude the school district from asserting that the parent's due process hearing request was insufficient, where appropriate.
(8) Except as provided in subsection (7)(a) of this section, the party receiving a due process hearing request must send the party a response that specifically addresses the issues raised in the due process hearing request within ten days of receiving the due process hearing request.
AMENDATORY SECTION(Amending WSR 13-20-034, filed 9/24/13, effective 10/25/13)
WAC 392-172A-05090Resolution process.
(1)(a) Within fifteen days of receiving notice that a parent has ((filed))served a due process hearing request ((with))on the district and ((provided))filed a copy of the due process request ((to the OSPI administrative resources section))with the office of administrative hearings, and prior to the initiation of a due process hearing under WAC 392-172A-05100, the school district must convene a meeting with the parent and the relevant member or members of the IEP team who have specific knowledge of the facts identified in the due process hearing request and that:
(i) Includes a representative of the school district who has decision-making authority on behalf of that district; and
(ii) May not include an attorney of the school district unless the parent is accompanied by an attorney.
(b) The purpose of the meeting is for the parent of the child to discuss the due process hearing request, and the facts that form the basis of the request, so that the school district has the opportunity to resolve the dispute that is the basis for the due process hearing request.
(c) The meeting described in (a) of this subsection need not be held if:
(i) The parent and the school district agree in writing to waive the meeting; or
(ii) The parent and the school district agree to use the mediation process described in WAC 392-172A-05060.
(d) The parent and the school district determine the relevant members of the IEP team to attend the meeting.
(2)(a) If the school district has not resolved the due process hearing request to the satisfaction of the parent within thirty days of the parent's filing of the due process hearing request under WAC 392-172A-05085, the due process hearing may occur.
(b) Except as provided in subsection (3) of this section, the timeline for issuing a final decision under WAC 392-172A-05105 begins at the expiration of this thirty-day period.
(c) Unless the parties have jointly agreed to waive the resolution process or to use mediation, notwithstanding (a) and (b) of this subsection, the failure of the parent filing a due process hearing request to participate in the resolution meeting will delay the timelines for the resolution process and due process hearing until the meeting is held.
(d) If the school district is unable to obtain the participation of the parent in the resolution meeting after reasonable efforts have been made and documented using the procedures in WAC 392-172A-03100(6), the school district may, at the conclusion of the thirty-day period, request that an administrative law judge dismiss the parent's due process hearing request.
(e) If the school district fails to hold the resolution meeting within fifteen days as specified in subsection (1) of this section or fails to participate in the resolution meeting, the parent may seek the intervention of an administrative law judge to begin the due process hearing timeline.
(3) The forty-five day timeline for the due process hearing starts the day after one of the following events:
(a) Both parties agree in writing to waive the resolution meeting;
(b) After either the mediation or resolution meeting starts but before the end of the thirty-day period, the parties agree in writing that no agreement is possible;
(c) If both parties agree in writing to continue the mediation at the end of the thirty-day resolution period, but later, the parent or school district withdraws from the mediation process.
(4)(a) If a resolution to the dispute is reached at the meeting described in subsection (1)(a) and (b) of this section, the parties must execute a legally binding agreement that is:
(i) Signed by both the parent and a representative of the school district who has the authority to bind the district; and
(ii) Enforceable in any state court of competent jurisdiction or in a district court of the United States.
(b) If the parties execute an agreement pursuant this section, a party may void the agreement within three business days of the agreement's execution.
AMENDATORY SECTION(Amending WSR 13-20-034, filed 9/24/13, effective 10/25/13)
WAC 392-172A-05100Hearing rights.
These hearing rights govern both due process hearings conducted pursuant to WAC 392-172A-05080 through 392-172A-05125 and hearings for disciplinary matters conducted pursuant to WAC 392-172A-05160 ((and 392-172A-05165)).
(1) Any party to a due process hearing has the right to:
(a) Be represented by counsel and accompanied and advised by individuals with special knowledge or training with respect to the problems of students eligible for special education;
(b) Present evidence and confront, cross-examine, and compel the attendance of witnesses;
(c) Prohibit the introduction of any evidence at the hearing that has not been disclosed to that party at least five business days before the hearing((, or two business days if the hearing is expedited pursuant to WAC 392-172A-05160));
(d) Obtain a written, or, at the option of the parents, electronic, verbatim record of the hearing; and
(e) Obtain written, or, at the option of the parents, electronic findings of fact and decisions.
(2)(a) At least five business days prior to a due process hearing conducted pursuant to this section((, or two business days prior to a hearing conducted pursuant to WAC 392-172A-05165)), each party must disclose to all other parties all evaluations completed by that date and the recommendations based on the offering party's evaluations that the party intends to use at the hearing.
(b) An administrative law judge may bar any party that fails to comply with (a) of this subsection from introducing the relevant evaluation or recommendation at the hearing without the consent of the other party.
(3) The party requesting the due process hearing may not raise issues at the due process hearing that were not raised in the due process hearing request unless the other party agrees otherwise.
(4) Either party may file a separate due process hearing request on an issue separate from a due process hearing request already filed.
(5) Parents involved in hearings must be given the right to:
(a) Have the student who is the subject of the hearing present;
(b) Open the hearing to the public; and
(c) Have the record of the hearing and the findings of fact and decisions described in subsection (1)(d) and (e) of this section provided to the parent at no cost.
(6) To the extent not modified by the hearing procedures addressed in this section, the timelines addressed in WAC 392-172A-05110, and the timelines and procedures for civil actions addressed in WAC 392-172A-05115, the general rules applicable for administrative hearings contained in chapter 10-08 WAC govern the conduct of the due process hearing.
AMENDATORY SECTION(Amending WSR 17-23-054, filed 11/9/17, effective 12/10/17)
WAC 392-172A-05160Appeal of placement decisions and manifestation determinations.
(1) The parent of a student eligible for special education who disagrees with any decision regarding placement under WAC 392-172A-05145 and 392-172A-05155, or the manifestation determination under WAC 392-172A-05146, or a school district that believes that maintaining the current placement of the student is substantially likely to result in injury to the student or others, may appeal the decision by requesting a due process hearing. The hearing is requested by filing a due process hearing request pursuant to WAC 392-172A-05080 and 392-172A-05085.
(2)(a) An administrative law judge under WAC 392-172A-05095 hears, and makes a determination regarding an appeal under subsection (1) of this section.
(b) In making the determination under (a) of this subsection, the administrative law judge may:
(i) Return the student to the placement from which the student was removed if the administrative law judge determines that the removal was a violation of WAC 392-172A-05145 through 392-172A-05155 or that the student's behavior was a manifestation of the student's disability; or
(ii) Order a change of placement of the student to an appropriate interim alternative educational setting for not more than forty-five school days if the administrative law judge determines that maintaining the current placement of the student is substantially likely to result in injury to the student or to others.
(c) The procedures under subsection (1) of this section and (b) of this subsection may be repeated, if the school district believes that returning the student to the original placement is substantially likely to result in injury to the student or to others.
(3) Whenever a hearing is requested under subsection (1) of this section, the parents and the school district involved in the dispute must have an opportunity for an impartial due process hearing consistent with the requirements of WAC 392-172A-05080 through 392-172A-05090 and 392-172A-05100 through 392-172A-05110, except:
(a) The due process hearing must be expedited, and must occur within twenty school days of the date the due process hearing request is filed. The administrative law judge must make a determination within ten school days after the hearing.
(b) Unless the parents and school district agree in writing to waive the resolution meeting described in (b)(i) of this subsection, or agree to use the mediation process:
(i) A resolution meeting must occur within seven days of ((receiving notice of))the date the due process hearing request is filed; and
(ii) The due process hearing may proceed unless the matter has been resolved to the satisfaction of both parties within fifteen days of the ((receipt of))date the due process hearing request is filed.
(4) The administrative hearing decisions on expedited due process hearings may be appealed, by initiating a civil action consistent with WAC 392-172A-05115.