| Sections | ||
PART 1 SHORT TITLE AND GENERAL MATTERS | ||
| 62A.8-101 | Short title. | |
| 62A.8-102 | Definitions. | |
| 62A.8-103 | Rules for determining whether certain obligations and interests are securities or financial assets. | |
| 62A.8-104 | Acquisition of security or financial asset or interest therein. | |
| 62A.8-105 | Notice of adverse claim. | |
| 62A.8-106 | Control. | |
| 62A.8-107 | Whether indorsement, instruction, or entitlement is effective. | |
| 62A.8-108 | Warranties in direct holding. | |
| 62A.8-109 | Warranties in indirect holding. | |
| 62A.8-110 | Applicability; choice of law. | |
| 62A.8-111 | Clearing corporation rules. | |
| 62A.8-112 | Creditor's legal process. | |
| 62A.8-113 | Statute of frauds inapplicable. | |
| 62A.8-114 | Evidentiary rules concerning certificated securities. | |
| 62A.8-115 | Securities intermediary and others not liable to adverse claimant. | |
| 62A.8-116 | Securities intermediary as purchaser for value. | |
PART 2 ISSUE AND ISSUER | ||
| 62A.8-201 | Issuer. | |
| 62A.8-202 | Issuer's responsibility and defenses; notice of defect or defense. | |
| 62A.8-203 | Staleness as notice of defect or defense. | |
| 62A.8-204 | Effect of issuer's restrictions on transfer. | |
| 62A.8-205 | Effect of unauthorized signature on security certificate. | |
| 62A.8-206 | Completion or alteration of security certificate. | |
| 62A.8-207 | Rights and duties of issuer with respect to registered owners. | |
| 62A.8-208 | Effect of signature of authenticating trustee, registrar, or transfer agent. | |
| 62A.8-209 | Issuer's lien. | |
| 62A.8-210 | Overissue. | |
PART 3 TRANSFER OF CERTIFICATED AND UNCERTIFICATED SECURITIES | ||
| 62A.8-301 | Delivery. | |
| 62A.8-302 | Rights of purchaser. | |
| 62A.8-303 | Protected purchaser. | |
| 62A.8-304 | Indorsement. | |
| 62A.8-305 | Instruction. | |
| 62A.8-306 | Effect of guaranteeing signature, indorsement, or instruction. | |
| 62A.8-307 | Purchaser's right to requisites for registration of transfer. | |
PART 4 REGISTRATION | ||
| 62A.8-401 | Duty of issuer to register transfer. | |
| 62A.8-402 | Assurance that indorsement or instruction is effective. | |
| 62A.8-403 | Demand that issuer not register transfer. | |
| 62A.8-404 | Wrongful registration. | |
| 62A.8-405 | Replacement of lost, destroyed, or wrongfully taken security certificate. | |
| 62A.8-406 | Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate. | |
| 62A.8-407 | Authenticating trustee, transfer agent, and registrar. | |
PART 5 SECURITY ENTITLEMENTS | ||
| 62A.8-501 | Securities account; acquisition of security entitlement from securities intermediary. | |
| 62A.8-502 | Assertion of adverse claim against entitlement holder. | |
| 62A.8-503 | Property interest of entitlement holder in financial asset held by securities intermediary. | |
| 62A.8-504 | Duty of securities intermediary to maintain financial asset. | |
| 62A.8-505 | Duty of securities intermediary with respect to payments and distributions. | |
| 62A.8-506 | Duty of securities intermediary to exercise rights as directed by entitlement holder. | |
| 62A.8-507 | Duty of securities intermediary to comply with entitlement order. | |
| 62A.8-508 | Duty of securities intermediary to change entitlement holder's position to other form of security holding. | |
| 62A.8-509 | Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder. | |
| 62A.8-510 | Rights of purchaser of security entitlement from entitlement holder. | |
| 62A.8-511 | Priority among security interests and entitlement holders. | |
PART 6 TRANSITION PROVISIONS FOR REVISED ARTICLE 8 AND CONFORMING AMENDMENTS TO ARTICLES 1, 5, 9, AND 10 | ||
| 62A.8-601 | Savings clause. | |