WSR 97-20-044
INTERPRETIVE OR POLICY STATEMENT
DEPARTMENT OF
FINANCIAL INSTITUTIONS
[Filed September 24, 1997, 9:41 a.m.]
Subjects: (1) Securities Act Policy Statement - 20; Internet Advertising by Broker-Dealers, Investment Advisers and Their Representatives (new).
To receive a copy of any of the interpretive and policy statements contact Sara Moriarty, Department of Financial Institutions, Securities Division, P.O. Box 9033, Olympia, WA 98507-9033, phone (360) 902-8760, FAX (360) 586-5068, e-mail smoriarty@dfi.wa.gov; or go to the Securities Division's web site at http://www.wa.gov/dfi/securities/statutes.html.
Deborah R. Bortner
Securities Administrator