WSR 97-20-044

INTERPRETIVE OR POLICY STATEMENT

DEPARTMENT OF

FINANCIAL INSTITUTIONS

[Filed September 24, 1997, 9:41 a.m.]

Subjects: (1) Securities Act Policy Statement - 20; Internet Advertising by Broker-Dealers, Investment Advisers and Their Representatives (new).

To receive a copy of any of the interpretive and policy statements contact Sara Moriarty, Department of Financial Institutions, Securities Division, P.O. Box 9033, Olympia, WA 98507-9033, phone (360) 902-8760, FAX (360) 586-5068, e-mail smoriarty@dfi.wa.gov; or go to the Securities Division's web site at http://www.wa.gov/dfi/securities/statutes.html.

Deborah R. Bortner

Securities Administrator

Legislature Code Reviser

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